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HomeMy WebLinkAboutRES 032811-C - MUD 19 Contested HearingRESOLUTION NO. 0 3(2 I A RESOLUTION PERTAINING TO THE REQUEST FOR A WATER QUALITY PERMIT FROM THE WILLIAMSON COUNTY MUNICIPAL UTILITY DISTRICT NO. 19 WHO DESIRE TO DISCHARGE TREATED WASTEWATER INTO SOWES BRANCH OF THE NORTH FORK OF THE SAN GABRIEL RIVER, THE CITY'S OPPOSITION THERETO, THE CITY'S REQUEST FOR A PUBLIC MEETING, AND A CONTESTED CASE HEARING AND COORDINATION WITH THE CITY OF LIBERTY HILL AND OTHER PUBLIC ENTITIES THAT MAY SIMILARLY OPPOSE THERETO, AND DECLARING AN EFFECTIVE DATE. WHEREAS, the City of Georgetown, in accordance with the San Gabriel Regional Wastewater Master Plan of 2005, is committed to regional wastewater solutions within the San Gabriel River Basin, and WHEREAS, Publicly owned and operated wastewater treatment facilities currently exist within the local area of Williamson County MUD No. 19, and WHEREAS, Williamson County MUD No. 19 has filed an application as delineated in Exhibit "A" as to discharge wastewater into Sowes Branch, a tributary of the North Fork of the San Gabriel River, which will also flow into Lake Georgetown, and WHEREAS, the City Council is opposed thereto, and WHEREAS, it is expected that the City of Liberty Hill will also file an opposition; NOW THEREFORE BE IT RESOLVED Section One: The facts and opinions in the preamble are true and correct. Section Two: The City Council approves the following action: • lhe City Manager and City Attorney will take such action as to request a public meeting and a contested case hearing as to oppose the application. The City Manager is authorized to enter into an agreement with Russell & Rodriguez, L.L.P., in substantially the same form as delineated in Exhibit "B ' with costs expected to be shared by the City of Liberty Hill and by other entities that may similarly oppose the Application. I'he City will work with Liberty Hill and any public entity interested in sharing in costs associated in this effort for legal representation and experts as to oppose the Application. The cost sharmg relationship will be on a equitable pro-rata basis, as determined by the parties, with a proportionate adjustment as other parties join the coalition as to oppose the Application. Section 3. Expenses incurred under this Resolution will be funded from the Water Services Fund in an amount not to exceed 550,000.00 without express City Council approval. Section 4. This Resolution shall be effective upon its adoption. RESOLVED: this 078 day of ATTEST: sica Brettle, City Secretary APPROVED AS TO FORM: Mark Sokolow, City Attorney arCtri , 2011 by the Georgetown City Council. THE CITY OF GEORGETOWN: George G. Garver, Mayor )(14 T TE COMMISSION ON E ak£.RO £ FINAL •s =t;. ITY NOTICE OF RECEIPT OF APPLICATION AND INTENT TO OBTAIN WATER QUALITY PERMIT PROPOSED PERMIT NO. WQoo15000001 APPLICATION. Williamson County Municipal Utility District No. 19, c/o Willatt & Flickinger, 2001 North Lamar Boulevard Austin, Texas 78705, has applied to the Texas Commission on Environmental Quality (TCEQ) for proposed Texas Pollutant Discharge Elimination System (TPDES) Permit No. WQoo15o0000l (EPA I.D. No. TXo132969) to authorize the discharge of treated wastewater at a volume not to exceed an annual average flow of 1,400,00o gallons per day. The domestic wastewater treatment facility will be located just west of Ronald Reagan Boulevard, approximately 2.5 miles north of the intersection of Ronald Reagan Boulevard and Highway 29 in Williamson County, Texas 78529. The discharge route is from the plant site to Sowes Branch, thence to North Fork San Gabriel River. TCF,Q •received this application on January 20, 2011. The permit application is available for viewing and copying at the Liberty Hill Public Library, 355 Loop 332, Liberty Hill, Texas ADDITIONAL NOTICE. TCEQ's Executive Director has determined the application is administratively complete and will conduct a. technical review of the application. After technical review of the application is complete the Executive Director niay prepare a draft permit and will issue a preliminary decision on the application. Notice of the Application and Pre ` ° y ary Decision will be published and mailed to those who are on the county- wide mailing list and to those who are on the mailing list for this application. That notice will contain the deadline for submitting public comments. PUBLIC COMMENT / PUBLIC MEETING. You may submit public comments or request a public meeting on this application. The purpose of a public meeting is to provide the opportunity to submit comments or to ask questions about the application. TCEQ will hold a public meeting if the Executive Director determines that there is a significant degree of public interest in the application or if requested by a local legislator. A public meeting is not a contested case hearing OPPORTUNITY FOR A CONTESTED CASE H r.°= G. After the deadline for submitting public comments the Executive Director will consider all timely comments and prepare a response to all relevant and material or significant public comments. Unless the application is directly referred for a contested case hearing, the response to cormnents, and the Executive Director's decision on the application, will be mailed to everyone who submitted public comments and to those persons who are on the mailing list for this application If comments are received, the mailing will also provide instructions for requesting reconsideration of the Executive Director's decision and for requesting a contested case hearing. A contested case hearing is a legal proceeding similar to a civil trial in state district court TO REQUEST A CONTESTED CASF HEARING, YOU MUST INCLUDE THE FOLLOWING ITEMS IN YOUR REQUEST: your name, address, phone number; applicant's name and proposed permit number; the location and distance of your property/activities relative to the proposed facility; a specific description of how you would be adversely affected by the facility in a way not common to the general public; and, the statement "[I/we] request a contested case hearing." If the request for contested case hearing is filed on behalf of a group or association, the request must designate the group's representative for receiving future correspondence; identify an individual member of the group who would be adversely affected by the proposedfacility or activity; provide the information discussed above regarding the affected member's location and distance from the facility or activity; explain how and why the member would be affected; and explain how the inter ests the group seeks to protect are relevant to the group's purpose. Following the close of all applicable comment and request periods, the Executive Director will forward the application and any requests for reconsideration or for a contested case hearing to the TCFQ Commissioners for their consideration at a scheduled Commission meeting. The Commission will only grant a contested case hearing on disputed issues of fact that are relevant and material to the Commission's decision on the application. Further, the Commission will only grant a hearing on issues that were raised in timely filed comments that were not subsequently withdrawn MAILING LIST. If you submit public comments, a request for a contested case hearing or a reconsideration of the Executive Director's decision, you will be added to the mailing list for this specific application to receive future public notices mailed by the Office of the Chief Clerk. In addition, you may request to be placed on: (i) the permanent mailinglist for a specific applicant name and permit number; and/or (2) the mailing list for a specific county If you wish to be placed on the permanent and/or the county mailing list, clearly specify which list(s) and send your request to TCEQ Office of the Chief Clerk at the address below. AGENCY CONTACTS AND INFORMATION. All written public comments and requests must be submitted to the Office of the Chief Clerk, MC 105, TCEQ, P.O. Box 13087, Austin, TX 78711-3087 or electronically at www.tceq.state.tx.us/about/cornments.html. If you need more information about this permit application or the permitting process, please call TCFQ Office of Public Assistance, Toll Free, at i-800-687-404o. Si desea information en Espafiol, puede Ilamar al 1-800-687-404o General information about TCF,Q can be found at our web site at www.tceq.state.tx.us. Further information may also be obtained from Williamson County Municipal Utility District No. 19 at the address stated above or by calling Mr. Mike Willatt, Willatl & Flickinger, at 512- 476-6604 Issuance Date: March 4, 2011 )( ( CITY OF GEORGETOWN, TEXAS OUTSIDE COUNSFL ENGAGEMENT LETTER (Transactional) Date: March 24, 2011 NAME & ADDRESS OF FIRM: Russell & Rodriguez, LLP 1633 Williams Drive, Suite 200 Georgetown, 7X 78628 Re: \Willlagnson Conn Dear Arturo D. Rodriguez, Jr.: 19 Application for a TPDES Permit frown the TCEQ This Engagement Letter confirms that Russell & Rodriguez, LLP (the "Outside Counsel") will represent the City of Georgetown (the "City") in the opposition to the application by Williamswz. County MUD 109 for a TPDES Permit from the TCEO. Your acceptance of this representation (the "Representation") becomes effective upon complete execution of this Engagement Letter. Terms of Engagement This Engagement Letter sets out the terms of Outside Counsel's engagement in the Representation. The execution and return of this Engagement Letter constitutes an unqualified agreement to all the teens set forth in this Engagement Letter, as well as its Exhibit A - Legal Matter 'hl ans,nittal Foi in and Exhibit B - City of Georgetown Guidelines for Outside Counsel - Transactional, both of which are attached and incorporated herein. It is understood andagreed that your engagement is limited to the Representation as more fully described in the ".Description of the Representation" on Fxl'iibit A. Outside Counsel is not being retained as general counsel, and Outside Counsel's acceptance of this engage neat does not imply any undertaking to provide legal services other than those set forth in this letter. All aspects of Outside Counsel's representation shall be coordinated with the "Project Coordinator" listed in Exhibit A and the City Attorney. The Project Coordinator shall make all strategic decisions regarding this Representation in conjunction with the City Attorney, as necessary Outside Counsel anticipates that it will be engaged by the City of Liberty Hill and possibly other parties regarding this matter. Outside Counsel s fee will be split proportionately between the clients. Authorized Personnel, Legal Fees and Costs Russell & Rodriguez, LLP will be the lead attorney in t_ie Representation. The City may call, write or e- mail Arturo D. Rodriguez, Jr. (a.rodriguez(Jxadminlaw.com) whenever the City has any questions about. the Representation. Other Outside Counsel personnel, as listed in Exhibit A, are authorized to participate in the Representation. Legal fees in the Representation will be based on the time spent by authorized Outside Counsel personnel. hourly rates for services in connection with the Representation, as previously agreed upon between City and Outside Counsel, are noted for each authorized individual. Outside Counsel may not hire any other attorneys, consultants or experts for this Representation without the prior approval of the City. Outside Counsel may contract with court reporters, copy and courier services, and similar contractors to perform or provide the usual or routine services needed to complete the .Engagement without the prior permission of the City if the costof the services will not exceed S1000. Georgetown — Outside Counsel. —Transactional Page 1 of 8 The City will not be liable to Outside Counsel for any services, costs, expenses, including the cost of third party vendors, billed through Outside Counsel, under this Contract that collectively exceed $500.00 if not approved in wasting in advance by the City. insurance A certificate evidencing Outside Counsel's Professional Liability Insurance coverage shall be provided to the City prior to commencement of services. The policy shall have a minimum limit of $1,000,000.. Conclusion This Engagement Letter, together with its attach iients, constitutes the entire terms of the engagement of Outside Counsel, in the Representation. (In the event of a conflict between any of these documents, the documents shall govern in the following order: Engagement Letter City of Georgetown Guidelines for Outside Counsel., and Legal .Matter Transmittal Form). The \\ritten terms of engagement are not subject to any oralagreements or understandings, and can be modified only by further written agreement signed both by the City Attorney and. Arturo D. Rodriguez, Jr. Unless expressly stated in these terms of engagement, no obligation or undertaking shall be implied on the part of the City or Outside Counsel. Please carefully review this Engagement Letter. If this Engagement Letter is acceptable, please sign the Engagement Letter and its Exhibit A. Sign and return one original of the Engagement Letter and Exhibit A, along with a copy of Outside Counsel's insurance certificate by April 1, 2011, to the City Manager, P.O. Box 409, Georgetown, Texas 78627. If you have any questions concerning this engagement, please call the City .Attorney at 512-472-4'M45, Sincerely Paul Brandenburg, City Manager Russell & Rodri uez, LLP, AGREES TO A`�T) ACCEPTS THIS LE i-1 ER AND THE ATTACHED TERMS OF EI 'AGFMENT: n, 1 u D. Rodr• g i �111Jr., Partner Russell & Ridri uez, Li.<P aroclriguez(cr}txadminlaw corn (512) 930-1317 Georgetown — Outside Counsel Transactional Page 2 of 8 EX IT A. TO OUTSIDE COUNSEL ENGAGEMENT LETTER LEGAL MATTER TRANSMITTAL FORM TRANSACTIONAL A. Description of Transaction: 1. Matter Name: Williamson County MUD # 19 Application for a TPDES Permit from the TCEQ_ 2. Description of the Representation: opposition to the application by Williamson. County IktUD. #19 for a TPDES Permit front the TCEO B. Outside Counse 'ormation: 1. Name of Firm: Russell & Rodriguez, LLP 2. Address of Firm: 1633 Williams Drive, Suite 200, Georgetown, Texas 78628 C. Lead Outside Counsel Attorney: 1. Name: Arturo D. Rodriguez, Jr. 2. Address: same as above 3. Telephone: (512) 930-1317 4. Fax: (866) 929-1641 5. E-mail: arodriguez(a?txadminlaw corn D. City Project Coordinator: 1. Name• Jim Br gs 2. Address: 113 East 8th Street , Georgetown, TX 78626 3. Telephone 512-930-3889 4. Fax: 512-930-3622 5. -E-mail: ihb{2georgetowntx.o Authorized Personnel and Associated Hourly Rates: The table below includes the names and associated hourly rates for all attorneys and paralegals that are authorized to work on and to bill their time to the above referenced Matter. City IN ill not pay for time spent by attorneys or paralegals not named below. If additional staffing is required, Lead Attorney should discuss with City Attorney in accordance with the Guidelines for Outside Counsel - Transactional. Name(s) of Authorized Personnel Hourly Rate Arturo D. Rodriguez, Jr S250.00 S250.00 Kerry B. Russell Bradfoid E. Bullock S250.00 Paralegal Assisatnce S110.00 Georgetown - Outside Counsel Page 3 of 8 nsactional 13y signing below, Outside Counsel acknowledges it has received and reviewed the contents of the City of Georgetown Guidelines for Outside Counsel — Transactional, and acknowledge their willingness to comply with these policies and procedures with respect to the matter assigned herein. Outside Counsel also acknowledges it is responsible for inswing that their firm's .lawyers adhere to the policies and proces.aresiset out in the Guidelines. Arturo ez, Partner Russell • s r iguez, LLP arudriguez utxadminlaw.co1n (512) 930-1317 Georgetown - Outside Counsel - Transactional Page4of8 FXHIBIT 13 TO OUTSIDE COUNSEL ENGAGEMENT LETTER GUIDELINES FOR OUTSIDE COUNSEL (Transactional) I. INTRODUCTION A. Acknowledgement: All Outside Counsel firms shall review the contents of these guidelines and acknowledge their willingness to comply with these policies and procedures with respect to all existing and future matters for which the firm is retained. It. is the responsibility of Outside Counsel to insure that all of their firm lawyers adhere to the .policies and procedures set out in these guidelines B. Fngazement Letters: Referrals of legal matters to Outside Counsel will be done through Engagement Letters that set out the terms of the engagement in the matter. Each Engagement Letter shall be accompanied by: 1) a Legal Matter Transmittal Form (the "Form"); and 2) a copy of these City of Georgetown Guidelines for Outside Counsel — Transactional (the "Guidelines"). The Form will: 1) identify the name of the matter; 2) describe the scope of the representation; 3) list the name of City Project Coordinator who shall act as the City's liaison with Outside Counsel along with. the City Attorney; 4) list the Outside Counsel firtn and the name of the Lead Attorney for the Outside Counsel firm; and 5) provide a list of names and approved billing rates for Outside Counsel personnel who. will be authorized to work on the representation. To accept the engagement Outside Counsel will he required to sign the Engagement Letter and the Form and return them along with other required documents to the Outside Counsel Coordinator by the due date to be stated in the. Fngagement Letter Work on the file is limited to the Representation as set forth on the Form and may not be billed until receipt of this Form unless otherwise agreed to by the City Attorney C. Conflicts of Interest: The City provides legal representation not only for itself, but also to its officers, directors, elected or appointed officials, board or commission members, and employees when such persons are acting within the scope of their duties or employment No law firm with an attorney - client relationship with the City of Georgetown may represent any person or other entity in any matter or engagement where the City has an interest and the interests of such person or entity actually or potentially conflict with the City's interest. Immediately upon receipt of an Engagement Letter, Outside Counsel will perform a. conflicts check and inform the City Attorney, inwriting, of any actual or potential conflict of interest or provide a statement that no conflicts exist. In the event an identified conflict cannot be resolved to the City's Attorney's satisfaction, the City may decline to use the Outside Counsel. In the event Outside Counsel determines there is such a conflict of interest or potential conflict of interest after the Representation commences, he/she must notify the City Attorney, in writing, immediately. D. Staffing: Outside Counsel is expected to staff the Representation with appropriate resources and provide representation services in a manner that is both beneficial to the City's legal interests and cost effective. Although the appropriate level of staffing will vary from matter to matter, many matters can and should be handled by one law yer..Also, a team of one partner and one associate can properly service most matters that require more than one lawyer. Law firms are retained because of their expertise Accordingly time spent educating lawyers within the fine on applicable substantive law should not be billed to the City However, the City does not want to discourage the involvement of associates or paralegals who can provide quality services at a lower hourly fee and encourages Outside Counsel utilize junior attorneys and paralegals capable of performing a given task with the understanding that the quality of the work must be maintained. Georgetown - Outside Counsel - Transactional Page 5 of 8 In general, associates should riot be used for services performable by paralegals, such as deposition summaries and routine document review. Under no circumstances should paralegals be assigned tasks custoi iarily performable by secretaries, clerks and messengers such as photocopying, filing opening files, etc. Prior to issuing an Engagement Letter, the City Attorney will discuss appropriate staffing with Outside Counsel and detennine a staffing complement, including the designation of a Lead Attorney for the matter, that is mutually agreeable and in the best interests of the City. Outside Counsel shall not change the designated Lead Attorney unless approved by the City Attorney. 7 he agreed -upon staffing complement will be reflected on the Fonn that accompanies the Engagement Letter. Should the staffing complement need to be revised later, the Lead Attorney must obtain the approval of the City Attorney prior to using any Outside Counsel personnel not listed on the Form. Upon approval, the Lead Attorney will need to sign an updated Fo.irri reflecting the approved revisions to the authorized Outside Council stalling complement. Regardless of who perfonns the work, responsibility for the quality of all work shall remain with the Lead Attorney assigned to the Representation. The Lead Attorney shall serve as the liaison with the City and shall be ultimately responsible for the handling of the matter. E. Coordination with City: All significant decisions that could affect the success or completion of the Representation must be discussed with and approved by the City Project Coordinator and the City Attorney. Outside Counsel wit] report. to the Project Coordinator and City Attorney on the status, progress, time schedules, evaluation, costs, or other matters relating to the Engagement as from time -to -time requested by the City Project Coordinator or City Attorney, including when requested., making written reports of the same Upon reasonable notice, Outside Counsel will be available to brief the City Council or city management regarding the Representation. Outside Counsel should consult with the Project Coordinator on all business and policy matters related to the Representation. Outsi.de Counsel should consult with the City Attorney on significant tactical and procedural decisions, particularly when negotiations are involved. The City Attorney an Project Coordinator must be informed of the scheduling of meetings hearings, and/or contract negotiations and mediations regarding the legal matter for which Outside Counsel is retained. Outside Counsel will promptly notify the City Attorney of all requests for information or documents that it may receive under the Public Information Act. Outside Counsel will further cooperate with the City in its production of public information or requests to the Attorney General for a determination on whether the requested information is excepted from disclosure to the public. It is understood that thin policies regarding inner office e-mails and work product may not excuse Outside Counsel from producing documents which are not considered confidential under Texas or Federal law. II. FILE DOCUMENTATION A. General: As a condition of Outside Counsel's engagement and for efficiency, tracking, and to control costs, Outside Counsel should communicate with and provide documents generated by Outside Counsel to the City by e-mail except where another form of communication requires an immediate response, for a discussion of strategy, security is a concern, or similar concerns. Outside Counsel must also make a concerted effort to have third parties providing documents relating to Outside Counsel's Engagement provide documents by e-mail if they are to be provided to the City. B. Research: Research pei formed by Outside Counsel which is reduced to writing and billed to the file, should be forwarded to the City Attorney upon completion.. Georgetown - Outside Counsel transactional Page 6 of 8 C. Summaries: A concise summary of meetings or hearings shall be forwarded to the City Attorney and/or the Project Coordinator immediately following said transaction and/or meeting, if the City Attorney and/or Project Coordinator are not in attendance or do not otherwise have personal knowledge of the substance of the meeting. D. Correspondence: Copies of correspondence regarding the Representation for which Outside Counsel has been engaged shall be forwarded to the City Attorney and Project Cooidinator upon receipt. E. Property of City. All documents generated as a result of .the Representation , including but not limited to complete and final drafts of agreement(s), documents, legal memoranda, correspondence, reports, research files, e-mails, drafts that are still useful, and any other information anddata given to, prepared or assembled by Outside Counsel in furtherance of work performed on behalf of the City, and any other related documents or items shall become the sole property of the City and shall be delivered to the City, without restriction on future use. Outside Counsel may make copies of any and all documents for its files, at its sole cost and expense. III. BILLING PROCEDURES A. Rates: Billing rates are agreed upon at the time Outside Counsel is added to the List and shall remain in effect for a period of three years from such date. In planning for each engagement to be assigned to Outside Counsel, City and Outside Counsel will discuss the names of the attorneys and paralegals that will comprise the authorized Outside Counsel personnel complement for the engagement: The names and the associated hourly rates for the authorized Outside Counsel personnel will be listed on the Form. The City will only pay for the time of one attorney involved in inter -office conferences; such billing may be made at the rate of the highest compensated attoi ney involved. B. invoices: Counsel will present to the Outside Counsel Coordinator its invoice for work performed on a monthly basis for work performed the previous month no later than the 15th of each subsequent month. Each invoice shall be printed on Outside Counsel's letterhead and shall include the following information: date work performed; initials of person who performed the work; description of the work; hours spent on the work; cost (hours x fee). For expenses, the invoice must state the date that the expense was incurred, a description of the expense, and the amount of the expense. Outside Counsel shall bill time in hourly increments which are no larger than 1/10 of an hour. I. he City reserves the right to decline to pay any bill received more than forty-five (45) days after the end of the billing period m which the work that is the subject of the bill was perfo,nred. If the City inadvertently pays a bill that, upon further review, proves not to be in compliance with. the Engagement Letter, the Form, or these Guidelines, the City retains the right to obtain from Outside Counsel reimbursement of such charges or to deduct such payment fro II subsequent payments due to Outside Counsel. C. Non-Compensable Fees: Fees for the followin6 tasks or activities will not be compensated: 1. Sen'ices that are clerical in nature, such as word processing, regardless of who perfonns such services or at what rate they are performed (normal., temporary or overtime); 2. Repetitive file review; 3. Duplicative tasks; 4. File or document organization; 5. Preparing and processing invoices; Georgetown -- Outside Counsel -- Transactional Page 7 of 8 6. Conferences involving attorneys, paralegals and other personnel from the firm, which involve routine administrative coordinating or assignment related matters; 7. Time spent upon reassigmnent of a matter to another attorney, in familiarizing that attorney with the file. 8. Charges for opening and/or updating files; 9. Work perfoiuied by or attendance of multiple attorneys, including by not limited to, attendance of multipleattorneys at any meeting or conference, 10. Research of relatively routine matters, which should be within the knowledge of experienced attorneys or researchin excess of ten (10) hours; 11. Time spent training lawyers on applicable substantive law; D. Expenses: Expenses will be reimbursed only at Outside Counsel's actual cost. Requests for expenses reimbursements should be submitted with the monthly invoice. Documentation supporting all expenses shall be provided to the City upon the City's request. Expenses will not be reimbursed by the City except with the regular billing cycle.. Outside Counsel should not have service providers such as copy services and couriers bill the City directly. The following expenses will not be reimbursed. 1. Meals or transportation for clerical support; 2. Fax charges; 3. Photocopy expenses of more than ten (10) cents per page; In-house delivery service; S. Office supplies. E. .Meal and Travel Expenses: Meal and travel expenses will he subject to the following provisions: Within Austin SMSA: Not paid. 2. Outside Austin SMSA: Reasonable meal and travel expenses will be paid if such expenses are in connection with the representation. Upon retuning from travel, Outside Counsel will fully document and include travel expenses in the next regular billing cycle. F. Auditing of Bills: The City has the right to audit all bills presented for payment or actually paid by the City. For this purpose, the City may use in-house auditors or the services of an independent auditor. Outside Counsel shallniake available in :his/her/their office any and all documentation deemed necessary by City or its designated representative to conduct said audit The City will give Outside Counsel at least seven (7) business days notice of any such audit. In the event Outside Counsel bills are audited, the. City will not pay any costs incurred by Outside Counsel in responding to audit requests or for time spent with the auditors. Georgetown - Outside Counsel - Transactional Page 8 of 8 NEW YORK MARINE & GENERAL INSURANCE COMPANY 919 Third Avenue, 10th Floor, New York, NY 10022 212-551-0600; Fax 212-986-1310 (hereafter referred to as the "COMPANY") DECLARATIONS LAWYERS PROFESSIONAL LIABILITY THIS IS A 'CLAIMS MADE AND REPORTED" POLICY. THIS COVERAGE AFFORDED BY THIS POLICY IS LIMITED TO CLAIMS ARISING FROM THE PERFORMASNCE OF PROFESSIONAL SERVICES, WHICH ARE FIRST MADE AGAINST THE INSURED AND REPORTED IN EWRITING TO THE COMPANY WHILE THE POLICY IS INFORCE. PLEASE REVIEW THE POLICY CAREFULLY AND DISCUSS THE COVERAGE THEREUNDER WITH YOU INSURANCE AGENT, BROKER OR OTHER REPRESENTATIVE. THE LIMITS OF LIABILITY AND DEDUCTIBLE AS SE I FORTH IN THE DECLARATIONS APPLY TO, AND ARE REDUCED BY, THE PAYMENT OF CLAIM EXPENSES AS WELL AS DAMAGES. Policy No: PL10127910 Items. NAMED INSURED: Russell & Rodriguez, LLP Item 2. Business Address. 1633 William Drive, Bldg 2, Ste 200, Georgetown TX 78628 item 3. THE NAMED INSURED is: an individual X a Partnership a Corporation Other Item 4. Predecessor Firm: Not Applicable Item 5. PROFESSIONAL SERVICES: See NYMAGIC Lawyers Professional Liability Form Item 6. POLICY PERIOD From 5/30/2010 to 5/30/2011 12:01 AM Standard Time at address of the INSURED above Item 7. RETROACTIVE DATE' 3/7/2003 Renewal of Item 8. Limits of Liability: The Liability of the Company for each Claim including Claim Expenses under this Policy shall not exceed $1,000,000 and subject to that limit for each claim, the total limit of the Company's liability for all Claims including Claim Expenses Under this Policy shall not exceed in the aggregate $1,000,000. Item 9. DEDUCTIBLE:: Applicable to each Claim, including Claims Expenses $5,000 Item 10. Rate: Flat Minimum Premium: $3,762 Deposit Premium. $3,762 Premium for extended discovery period of 12 months $3,762 Item I I. Endorsements: See Schedule of Forms Endorsement CLAIMS HELP LINE: 1-877-576-7288 Hollins & Levy LLP 23801 Calabasas Road #110 Calabasas, CA 91302 TX LPL DEC 2010_04_14 ALL CLAIMS TO BE REPORTED DIRECTLY TO Email: lawvers(c�nymagic.com; or MUTUAL MARINE OFFICE, INC. 919 Third Avenue 10th Floor — Professional Liability Claims Dept. NEW YORK, NY 10022 (212) 551-0600