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HomeMy WebLinkAboutCharter_Review_Committee_Agenda_4_20_2021_3882Notice of Meeting for the Charter Rev iew Committee of the City of Georgetown April 20, 2021 at 3:00 P M at Virtual T he C ity of G eorgetown is committed to compliance with the Americans with Disabilities Act (ADA). If you require as s is tance in partic ipating at a public meeting due to a disability, as defined under the ADA, reas onable as s is tance, adaptations , or ac commodations will be provided upon request. P leas e c ontact the C ity S ec retary's O ffic e, at leas t three (3) days prior to the sc heduled meeting date, at (512) 930-3652 or C ity Hall at 808 Martin Luther King Jr. S treet, G eorgetown, T X 78626 for additional information; T T Y users route through R elay Texas at 711. This is a me eting of the C ouncil appointe d Charte r Re view C ommitte e. 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Regular Agenda A C all to O rder - Louis e Epstein, C hair B R eview and approval of the minutes from April 6, 2021 C harter R eview C ommittee - Louis e Epstein, C hair Page 2 of 64 C Disc ussion of pos s ible amendment of C ity C harter, S ection 2.01, Number, S election, and Term of O ffic e relating to length of terms and term limits – S kye Mas s on, C ity Attorney D Disc ussion of pos s ible amendment of C ity C harter, S ection 2.02, Q ualifications - S kye Masson, C ity Attorney E Disc ussion of pos s ible amendment of C ity C harter, S ection 2.03, Vacancies - S kye Masson, C ity F Disc ussion of pos s ible amendment of C ity C harter S ection 2.06, Mayor and Mayor P ro Tem – S kye Mas s on C ity Attorney G Disc ussion of pos s ible amendment of C ity C harter provisions in Artic le I V related to petition requirements for S ection 4.01, power of initiative; S ec tion 4.02, power of referendum; and S ection 4.07, R ec all of C ity O fficials; and S ec tion 4.08, R ec all P etition - S kye Mas s on, C ity Attorney H Disc ussion of pos s ible amendment of C ity C harter to appoint a C ity Auditor – S kye Mas s on, C ity Attorney I Disc ussion of pos s ible amendment of C ity C harter regarding the organizational reporting struc ture of the C ity Attorney, C ity S ec retary, and Municipal Judge – S kye Mas s on, C ity Attorney J Disc ussion of next s teps and agenda items for May 4, 2021 and additional charter amendments for c onsideration at a future meeting – Louise Eps tein, C hair Ce rtificate of Posting I, R obyn Densmore, C ity S ecretary for the C ity of G eorgetown, Texas, do hereby c ertify that this Notic e of Meeting was posted at C ity Hall, 808 Martin Luther King Jr. S treet, G eorgetown, T X 78626, a plac e readily acc es s ible to the general public as required by law, on the _____ day of _________________, 2021, at __________, and remained s o posted for at leas t 72 c ontinuous hours prec eding the s cheduled time of said meeting. __________________________________ R obyn Dens more, C ity S ec retary Page 3 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: R eview and approval of the minutes from April 6, 2021 C harter R eview C ommittee - Louise Eps tein, C hair IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Minutes -April 6, 2021 Exhibit Page 4 of 64 Minutes of Meeting of the CHARTER REVIEW COMMITTEE (CRC) City of Georgetown, Texas April 6, 2021 The Charter Review Committee met on Tuesday, April 6, 2021 at 3:00 PM via Zoom virtual meeting. The City of Georgetown is committed to compliance with the Americans with Disabilities Act (ADA). If you require assistance in participating at a public meeting due to a disability, as defined under the ADA, reasonable assistance, adaptations, or accommodations will be provided upon request. Please contact the City Secretary’s Office, at least three (3) days prior to the scheduled meeting date, at (512) 930-3652 or City Hall at 808 Martin Luther King Jr Street for additional information; TTY users route through Relay Texas at 711. The meeting was held with the Governor’s Order, all City Buildings are following these procedures: • Masks are recommended • Physical distancing; 6 feet between you and anyone not in your household • Practice good hygiene and wash your hands Committee Members Present: City Staff Present: John Hesser Louise Epstein Bob Glandt Joseph Burke Troy Hellman John Marler Rick Vasquez Ben Stewart Skye Masson, City Attorney Mayra Cantu, Management Analyst and Board Liaison Karen Frost, Assistant City Secretary Rachel Saucier, Executive Assistant Board Members Absent: Others present: Cristopher De Los Santos, The Sun Legislative Regular Agenda Louise Epstein called the meeting to order at 3:00 p.m. A. Review and approval of the minutes from March 16, 2021 Charter Review Committee - Louise Epstein, Chair Strike there is a general preference for being at least 21, but not consensus. In item D change recommend a benchmark Present for discussion Motion to approve by Bob Glandt; Second by Rick Vasquez with amended changes. Approved 8-0. B. Introduction to the benchmark Home-Rule Charter cities – Skye Masson, City Attorney El Paso, Round Rock, Cedar Park, New Braunfels, Sugar Land, Fort Worth, Carrollton, and Richardson. Chair opened the discussion of the benchmark cities, discussion around El Paso and Fort Worth being significantly larger and possibly substituting them with more comparable cities. John Marler stated having larger cities allows for a good cross-section, even if they are significantly larger and the charters do not differ greatly. Page 5 of 64 Joseph Burke suggested possibly even adding smaller towns and Pflugerville. John Hesser liked the list of benchmark cities. Troy Hellman also liked having larger cities included. Committee will continue using the benchmark cities as listed when reviewing charter language. C. Discussion of possible amendment of City Charter, Section 2.01, Number, Selection, and Term of Office relating to term limits - Skye Masson, City Attorney Skye Masson introduced the topic. John Marler stated elections act as term limits, and people who do well will get re-elected and vice versa. Joseph Burke asked do we feel a need to have term limits given our current Council, if we feel no need then does not think we need term limit. Joseph Burke does not think we should have term limits. John Hesser likes the idea of term limits. Chair presented that it is hard for Council challengers to raise money, but that term limits could also hinder the experience Council can gain over various terms if there was a limit. Chair asked what is an acceptable amount of time in years that would be acceptable for people to be on Council and to serve as Mayor? John Marler spoke about voter displeasure being enough of a term limit, not in favor of term limits. John Hesser inclined for term limits with 4-year terms, and a limit of 2 terms. Rick Vasquez is in favor of term limits of 9 years, with 3 terms for Council and 6 years for Mayor. Bob Glandt is in favor of term limits for Council of 9 years, with 3 terms; would rather have longer term residents identify the limit for Mayor. Ben Stewart is not in favor of term limits and agrees that the electorate is the term limit. Troy Hellman mentioned in favor of 3 lifetime 3-year term limit, and possibly an additional 2 three-year terms for Mayor. Joseph Burke stated he is not hearing a compelling case to enact term limits from the discussion had. If there were limits enacted, does not think a lifetime limit should be added, but rather consecutive term limits. John Marler mentioned 3-year terms keep Council accountable to the voters, but 4 years may require term limits. Chair would like to discuss length of terms and term limits in next meeting with research from staff. D. Discussion of possible amendment of City Charter Section 2.02, Qualifications - Skye Masson, City Attorney Skye Masson introduced research done by staff and potential revised charter language to consider. Staff seeking direction on: • Does the committee recommend amendment to include age and residency requirement as allowed by State Law? • Does the committee wish to alter bolded language in any way? Current language matches Sugar Land and Pflugerville. Chair opened discussion on changing the age. Ben Stewart mentioned if you can vote, you should be allowed to run for Council; in favor of moving from 21 to 18. Other members stated they are not in favor of changing to 18. Motion made by John Marler to approve Staffs recommended language but changing the last line to “A member of the Council ceasing to reside in the City and their District shall immediately forfeit that office.” Second made by John Hesser. Joseph Burke asked committee to possibly change some words, as well as the Chair. Recommended changes: Page 6 of 64 Mayor shall be at least twenty-one (21) years of age as of the first day of their term for office shall be a citizen and qualified voter of the State of Texas and the City of Georgetown and a resident of the Council District the member would be representing for a period of twelve (12) months as of the last legal date for filing preceding their election day. No member of the Council shall hold any other office or employment under the City Government while a member of said Council, nor hold any paid employment under the City Government within 1 year thereafter. member of the Council ceasing to reside in the City and their district shall immediately forfeit that office. This item will come back to the committee with staffs recommended language given the committees direction. E. Discussion of possible amendment of City Charter, Section 2.03, Vacancies - Skye Masson, City Attorney Skye Masson introduced the item, background and research on this item. Joseph Burke mentioned that the language needs to be clear on timing so as not to leave any vagueness. Sugar Land’s language is liked. Cross referencing the section of qualifications may be needed in order to be very clear. John Marler asked whether we need to include a provision where if we are not permitted by law to have an election, then this section of appointment goes into effect. If a Mayor vacates, the Mayor Pro Tem would assume the position if under 12 months. Committee discussed possibly reducing 60 days to 30 days of Sugar Land’s following language: If, at the time of the vacancy, less than twelve (12) months remain on the term, the council shall within sixty days of the vacancy appoint a qualified person to fill the vacancy. Motion to go to 45 days made by Bob Glandt, second by John Hesser. (8-0) Staff will craft recommended language based on direction given by the Committee using Sugar Land’s language and bring back at next meeting. F. Discussion of possible amendment of City Charter Section 2.06, Mayor and Mayor Pro Tem – Skye Masson City Attorney Skye Masson introduced item, background, and research. Based on a possible recommendation this item will probably have a domino effect on other sections of the charter that staff would have to review and bring back to the committee. Chair opened the discussion of the Mayor being a voting member or non-voting member. John Marler in favor of the Mayor voting. Joseph Burke is in favor of Mayor voting. Bob Glandt in favor of Mayor voting. John Hesser is in favor of Mayor voting; ties allow for compromises and more discussion if needed. Rick Vasquez asked how many times has the Mayor had to break a tie? Troy Hellman is in favor of the Mayor voting. Ben Stewart made a comment about the benefit of a Mayor not voting and allowing for a bigger picture; in favor of language as-is. Chair in favor of the Mayor voting. Discussion on ties; If an item ties, then it dies. Page 7 of 64 If this Charter change was made to where a tie would have an item die, then a review of ordinances on meeting procedures and voting would be needed. Motion to have the Mayor be a voting member of Council made by John Marler, Second by John Hesser. (8-0) Staff will craft language using Sugar Land’s language and Committee’s direction and bring back to committee. G. Discussion of possible amendment of City Charter provisions in Article IV related to petition requirements for Section 4.01, power of initiative; Section 4.02, power of referendum; and Section 4.07, Recall of City Officials; and Section 4.08, Recall Petition - Skye Masson, City Attorney Skye Masson introduced item, background and research. Last election there were 49,410 registered voters within the City of Georgetown. John Marler stated 40,046 people actually voted in the last election. Under the Election Code, qualified voters has a different definition that is harder to determine than registered voters. Chair interprets 15 percent of qualified voters to 15 percent of registered voters who voted in last election. John Marler recommends 15,000 registered voters or 15% of registered voters, whichever is less keeping Georgetown’s future growth in mind. Joseph Burke not in favor of a minimum threshold number, preference for 15% of registered voters in last municipal election. John Hesser also in favor of a number that is representative of the population, in favor of Joseph’s recommendation. Bob Glandt also in agreeance with Joseph’s recommendation. Rick Vasquez also in favor of Joseph Burke’s recommendation. Ben Stewart also in favor of Joseph Burke’s recommendation. John Marler mentioned as Georgetown grows 15% will become too big of a hurdle. The Committee discussed the adoption of whichever would be less, 15,000 or 15%, as a standing minimum. Marler noted that the ability to petition should be a hurdle but not impossible. Masson asked for clarification regarding special elections and the Committee agreed to exclude calculating the percentage from special election voters. Chair Epstein proposed two motions for the Committee’s consideration. First, consideration of using the calculation of 15% of voters in last regular municipal election. Motion by Hesser, second by Marler. Voting in favor: Hesser, Marler, Burke, Vaquez, Blandt Second, consideration of using the calculation of 15% of voters in last regular municipal election or 15,000 Motion by Marler for 15,000, second by Stewart. Voting in favor: Marler, Hesser, Stewart, Hellman Opposed included Epstein, Vasquez, Burke, Glandt. The second motion was tied 4-4 and staff was directed to bring this up to discuss at next meeting. Burke asked for additional background to make decision between these options. Epstein is not comfortable with fixed number and prefers percentages. Staff is requested to identify cities and summary from TML and percentages. Masson will prepare proposed language to pick regarding petition language including no ceiling and a ceiling regarding the number of signatures required to initiate a petition before City Council. Hesser departed at 5:09pm. Page 8 of 64 H. Discussion of agenda items for April 20, 2021 and additional charter amendments for consideration at a future meeting – Louise Epstein, Chair Epstein asked for other items to address at next meeting. Masson indicated the following items from today’s discussion that will require follow up at the next meeting. Staff will bring back information regarding the length of term and term limits together while also reviewing how length interplays with limits. Staff will bring back information regarding qualifications with language changed to indicate 1 year. Staff will prepare language for the Mayor as a voting member and review any triggers to other sections such as defining the governing body and governing members. The discussion regarding Article IV and petitions will be continued. Discussion regarding a city auditor and the report status of the City Attorney, City Secretary, and Municipal Judge. Masson mentioned staff recommendations may need to be reviewed. Epstein noted that the next meeting will be in two weeks. Motion to adjourn meeting by Vasquez, second by Burke, approved 7-0. Meeting adjourned at 5:15 pm. __________________________________ ____________ Louise Epstein Date Committee Chair ___ _______________________________ ____________ John Hesser Date Committee Vice Chair __________________________________ ____________ Mayra Cantu Date Board Liaison Page 9 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter, S ec tion 2.01, Number, S elec tion, and Term of O ffice relating to length of terms and term limits – S kye Masson, C ity Attorney IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Item C. Length of Term and Term Limits Exhibit Item B. Term Limits Backup Material Page 10 of 64 Page 1 of 7 Amendment Review Coversheet 2021 Charter Review Committee April 20, 2021 Item C. Discussion of possible amendment of City Charter, Section 2.01 Number, Selection, and Term of office relating to length of term and term limits – Skye Masson, City Attorney 1. Current City Charter Language (no term limits): Sec. 2.01. - Number, selection, and term of office. The Council shall be composed of seven (7) Councilmembers elected from single-member districts and a Mayor elected at-large, each of whom unless sooner removed under the provisions of the Charter, shall serve for three-year terms, from the first meeting of the Council following the Councilmember's election until the first meeting of the Council following the election two (2) years later, or until the councilmember's successor has been elected and duly qualified. Four (4) members of the Council shall be elected each odd-numbered year and three (3) members and a Mayor each even-numbered year. Councilmembers must reside in the districts from which they are elected except that Councilmembers may complete the terms to which they were elected if district boundaries are changed during their terms causing their residences no longer to be within the districts from which they were elected. The authority to adopt council district boundaries shall reside in the council. The council may revise district boundaries from time to time and shall adopt district boundaries within one year after the publication of each United States decennial census. Councilmembers and Mayor shall be elected for three-year terms, which shall begin with the general election to be held in 1995, and the terms shall be staggered such that three Council members are elected in one year, the Mayor and two Council members are elected in the following year and two Councilmembers are elected the last year. For the staggering of the initial three-year terms, the following procedure shall apply: (1) In 1995, Councilmembers shall be elected for Districts 1, 3, 4 and 5. Following the election, the Councilmembers shall draw lots to serve either a three-year term (2 members) or a two-year term (2 members). (2) In 1996, the Mayor shall be elected for a three-year team, and Councilmembers shall be elected for Districts 2, 6 and 7. Following the election, the Councilmembers shall draw lots to serve either a three-year term (2 members) or a two-year term (1 member). (3) In 1997, the two Districts whose Councilmembers serve two-year terms shall elect Councilmembers for three-year terms. All succeeding elections shall be to elect Councilmembers for three-year terms in compliance with this Charter. Page 11 of 64 Page 2 of 7 2. Update with direction from 4/6/2020 CRC: A. Suggested Georgetown Language: i. Length of Term: Councilmembers and Mayor shall be elected for [2-3-4]-year terms ii. Term Limits: - If no change, no term limit then nothing is needed. - Councilmembers and Mayor shall serve no more than [X] consecutive terms. - Councilmembers and Mayor shall serve no more than [X] terms in a lifetime. B. Benchmark Cities Length of Terms: El Paso - 4-year terms Round Rock – 3-year terms Cedar Park – 2-year terms New Braunfels – 3-year terms Sugar Land – 3-year terms Fort Worth – 2-year terms Carrollton – 3-year terms Richardson – 2-year terms C. Benchmark Cities Term Limits: El Paso – no more than a total of ten years throughout their lifetime. Round Rock – no term limit identified Cedar Park – no term limit identified New Braunfels – no more than 2 consecutive 3-year terms of office and no more than 3, 3-year terms during a lifetime. Sugar Land – no more than 4 times in any consecutive 9-year period. Fort Worth – no term limit identified Page 12 of 64 Page 3 of 7 Carrollton – - A person who has served as a member of the city council in any place, other than mayor, for two (2) consecutive terms, shall not again be eligible for election in any place on the city council except mayor, until at least one term approximating three years has elapsed. - A person who has served two (2) consecutive terms as mayor shall not again be eligible for election as mayor until at least one term approximating three years has elapsed, but shall be eligible for election as a member of the city council in any place, other than mayor. - A "term" as used in this paragraph, is that period of time beginning with the taking of the oath of office and running through the oath of office following the next election for that office. - Partial terms will not be counted when determining term limits. Richardson – no more than 6 consecutive terms until at least one full term shall have elapsed from the expiration of such person's last term of office. 3. TML Survey of Cities: 20. Term limit applies Both council and mayor 88 35% Separately 12 5% N/A 149 60% Total 249 100% Page 13 of 64 Page 4 of 7 4. Samples from benchmark cities: El Paso Section 2.2 - NOMINATIONS. A. Qualifications for Office. In addition to the requirements prescribed by law, the following shall be the qualifications for City elective offices: 1.Candidates for Mayor shall have been City residents for the 12 months next preceding the election, and must be at least 21 years of age; 2.Candidates for Representative shall have been City residents for the 12 months next preceding the election, and residents of the district for 6 months next preceding the election, and must be at least 21 years of age; 3.Candidates for Municipal Judge shall have been City residents for the 12 months next preceding the election, licensed to practice law in Texas, and at least 21 years of age; 4.Candidates for Mayor and Representative shall be eligible for that elective office only when holding that office for a term of four years shall not result in the candidate exceeding the term limitation established in Section 2.2 C. C. Limitation. No Mayor or Representative may hold such office for more than a total of ten years throughout their lifetime. Round Rock Sec. 3.01. - Number, selection and term. The City Council shall be composed of the Mayor and six (6) Council members. The Mayor and all Council members shall be elected from the City at large and each Council member shall occupy a place on the City Council, such places being numbered 1 through 6 consecutively. The Mayor and Council members shall be elected in the manner provided in Article 5 of this Charter to serve for three (3) year terms. Cedar Park Section 3.01 Number, Selection and Termv The Council shall be composed of the Mayor and six (6) Councilmembers. The Mayor and all Councilmembers shall be elected from the City at Large and each Councilmember shall occupy a position on the Council, such positions being numbered one (1) through six (6) consecutively. The Mayor and Councilmembers shall be elected in the manner in Article V of this Charter to serve for two (2) year terms. The Mayor, Councilmember Place Two (2), Councilmember Place Four (4), and Councilmember Place Six (6) shall be elected in the even years. Councilmember Place One (1), Councilmember Place Three (3), and Councilmember Place Five (5) shall be elected in the odd years. Page 14 of 64 Page 5 of 7 New Braunfels Sec. 3.01. - Number, selection and term. The legislative and governing body of the City shall consist of seven (7) Councilpersons and shall be known as the "Council of the City of New Braunfels," and who shall each serve a term of three (3) years. The City of New Braunfels shall by ordinance be divided into six (6) districts. Each district shall to the extent reasonably possible be equally populated and the City Council shall maintain such equality of population, as from time to time deemed necessary, by ordinance. The districts shall be designated Number 1, 2, 3, 4, 5 and 6. The qualified voters of each district shall elect one (1) Councilmember for each of the six (6) districts. The six (6) Councilmembers so elected from each district shall have been a resident of the district from which the Councilmember is elected for no less than six (6) months prior to filing for office and must continue to reside in said district for his or her entire term of office. The Mayor of the City of New Braunfels shall be elected by the qualified voters of the City at large and elections for the Mayor shall be held pursuant to Article IV, Elections, of the City Charter of New Braunfels, Texas. Each Councilperson shall hold office until his or her successor is elected and qualified. Candidates elected at the municipal election shall take office at the regular City Council meeting, the same being at the first regular meeting held after the meeting in which the election returns are canvassed and the result of the election is officially declared. No current or future elected official shall serve more than two (2) consecutive three (3) year terms of office and no more than three (3), three (3) year terms during a lifetime. However, years or time of service that an elected official may serve in filling an unexpired term or a partial term of office shall not be counted toward the above limitations. Sugar Land Sec. 2.01. - Election and Term. (a) The council shall consist of a mayor and six (6) council members elected by the voters for a term of three (3) years, or until their successors have been elected and qualified. (b) The mayor and two (2) council members shall be elected at-large. The two (2) at-large council member positions shall be respectively designated as Position 1 and Position 2. The remaining four (4) council members shall be elected by districts, designated as Districts 1, 2, 3, and 4. The council shall modify the size, configuration, and geographic definition of the council districts as necessary to provide equal representation to all citizens of the city and to comply with state and federal law. (c) The council shall serve staggered three-year terms. Council elections shall be held in May on the date specified by state law. A candidate must be elected to office by majority vote. If no candidate for office receives a majority vote, a run-off election shall be held as required by state law. The council shall be the judge of the election and qualifications of its own members. (d) A person may not be elected in a city election to any council position more than four times in any consecutive nine-year period. For purposes of this provision, district and at- large council member positions are aggregated, while the position of the mayor is considered a separate office from other council positions. (e) The city secretary shall promptly notify all persons elected to office. The persons elected shall take their oaths of office and begin their duties at the meeting at which the city council declares the results of the election. Page 15 of 64 Page 6 of 7 Fort Worth § 1 [POWERS OF CITY VESTED IN] THE CITY COUNCIL [;COMPOSITION, TERMS]. The powers of the city government shall be vested in a body to be known as the City Council, composed of eleven (11) members, one of whom shall be the mayor. Their terms of office shall be for a period of two (2) years and until the election and qualification of their successors. Carrollton Sec. 2.01. - Number, selection, term. The council shall consist of a mayor and seven (7) council members elected from the city in the manner provided in Article VII, for a term of three (3) years or until their successors have been elected and inducted. Sec. 2.02. - Qualifications. The members of the council shall be qualified voters of the City of Carrollton who have been residents of the State of Texas for at least one (1) year and residents of said city or residents of an area now within the corporate limits of said city for at least six (6) months, shall hold no other public office except that of notary public or member of the National Guard or armed services, and not in arrears in the payment of any taxes or other liability due the city. If a member of the council shall cease to possess any of these qualifications or shall be convicted, including the entering of any plea and receiving deferred adjudication, of a felony or a crime involving moral turpitude, his or her office shall immediately become vacant. If a member of the council shall announce his or her candidacy, in any general, special or primary election, for any office of profit or trust under the laws of this state or the United States other than the office then held, at any time when the unexpired term of the office then held shall exceed one (1) year, such announcement or such candidacy shall constitute an automatic resignation of the office then held. Such resignation shall become effective on the date of the next regular municipal general election or the election for which such candidacy is announced, whichever occurs first. A person who has served as a member of the city council in any place, other than mayor, for two (2) consecutive terms, shall not again be eligible for election in any place on the city council except mayor, until at least one term approximating three years has elapsed. A person who has served two (2) consecutive terms as mayor shall not again be eligible for election as mayor until at least one term approximating three years has elapsed, but shall be eligible for election as a member of the city council in any place, other than mayor. A "term" as used in this paragraph, is that period of time beginning with the taking of the oath of office and running through the oath of office following the next election for that office. Partial terms will not be counted when determining term limits. Page 16 of 64 Page 7 of 7 Richardson Section 3.01. - Number, election, terms. a. Except as otherwise provided by this charter, all powers conferred on the city shall be exercised by a city council consisting of seven (7) members comprised of a mayor and six (6) council members. The members of the city council shall each be elected by the qualified voters of the entire City to numbered places in the manner provided in this charter for a term of two (2) years and until a successor is elected and qualified. As used in this charter, unless the context clearly means otherwise, the word or phrase “city council”, “council”, “member(s) of the city council” and “member(s) of the council” means and includes the mayor and the six (6) council members. The word or phrase “councilmember(s)” or “council member(s)” means the six (6) members of the city council excluding the mayor, unless the context clearly indicates otherwise. b. No person elected or appointed to the city council at the May 2009 city officer election or thereafter, shall serve as a member of the city council in any place for more than six (6) consecutive terms until at least one full term shall have elapsed from the expiration of such person's last term of office. c. For purposes of this section and in computing term limits: i. A member of the council, who resigns or vacates office prior to the expiration of the term for which such person was elected or appointed, shall be deemed to have served a full term. ii. A person appointed or elected to fill a vacancy on the council for an unexpired term shall be deemed to have served a full term if fifty percent (50%) or more of such term is remaining at the time of such appointment or election. Page 17 of 64 tricacies of city government and to learn about the problems of city agencies and pro- grams or those parts of the city with which they may have had no prior experience. Three-year term: A three-year term’s princi- pal advantage is that it lengthens the period of service before facing the voters, giving a member time to compile a record and giving a new member time to become proficient in the job. The three-year term also clearly dif- ferentiates council service from other public offices. It is a long enough time to accom- plish something, but too short to feel like there is a lease on the position. The principal disadvantage of the three-year term is that one of every two municipal elec- tions will fall in a state or national election year. It could necessitate a separate elec- tion, producing some voter confusion. There is also some prospect that the partisanship of state and national elections would be car- ried over into city elections. Four-year term: Most observers of govern- ments tend to feel that four-year terms en- courage those elected to them to invest more time in working on substantive and larger problems of government, rather than thinking about campaign strategy, and to become more proficient in policy issues. Longer terms can, however, work to increase the insulation of elected officials from the electorate; although, the many arenas for di- rect contact with constituents in city govern- ment appear to make this a far less severe problem than it is for members of Congress or state legislatures.28 Staggered terms: More than 95 percent of Texas charters call for staggered terms. Charter drafters in Texas have obviously felt that it is desirable to have some continuing experience on the city council and avoid a wholesale turnover of city councilmembers. Staggered terms do tend to provide some sta- bility on the council. On the other hand, they also thwart the will of the people to make a major change of direction. For example, with a five-member council and two-year stag- gered terms, three members would come up for election one year and two the next. If the council had taken or failed to take a stand on a major issue before the election year when two members were running, the vote for the two incumbents or for two newcomers would not necessarily change the stance taken by the council prior to election. Term limits Perhaps no legislative issue in many years has evolved with such gathering momentum as term limits. Orig- inally proposed for members of the U.S. Congress and, in some states, for state-elected officials, term limits have now come to the local level. Actually, they may have started at the local level in Texas. The citizens of the North Texas city of Paris placed a two-term (four-year) limit on their city council when they adopted their first home rule charter in 1948. A few other cities adopted such provisions in the 1970s, but the real movement did not start until the late 1980s. Today, 41 percent of Texas home rule cities have limits on the num- ber of consecutive years their mayors and city councilmem- bers may serve; the form of government or size of the city appears to have very little influence on voter adoption of term limits. Arguments rage back and forth over the merits of the “term limits” movement. Opponents generally include political scientists and so-called “urban experts” who insist that voters have the ability to terminate any elected official’s career by merely turning him/her out at the polls. Proponents of term limits maintain that advantages of incumbency, both in campaign finance and in name recognition, deter or block the termination vote. They argue that term limits are neces- sary to bring “government back to the people.” Along with a widespread distrust, or at least suspicion of government, this “back to the people” plea accounts for term limit elections passing across the country with generally wide margins. Whatever the merits, term limits appear to be here to stay; thus, this book will examine the charter provisions in Texas cities and analyze the trend to 2008. One of the obstacles to analyzing this movement is the wide variation in charter terminology. It is impossible to ascertain in a few cities whether the limits apply to com- bined service of one person as a mayor and councilmember or whether the two offices are meant to be considered sepa- rately. An equally formidable obstacle is the absence of any case law history and the resulting proliferation of different in- terpretations. Term limits in charters are expressed in one of two ways. One way is to have separate limits for the mayor and members of the council. A typical charter with this type limit is Friendswood. That charter states: “The mayor and coun- cilmembers shall be elected to serve for three-year terms as provided below, but no person shall be elected to serve in the capacity of councilmember for more than three consecutive three-year terms, nor shall any person be elected to serve in the capacity of mayor for more than three consecutive three- year terms.” 41 The city council - election and service Page 18 of 64 The other way to express limits is to count service as mayor and service as a councilmember together. The charter of the City of Rockport is very straightforward. It states: “No person shall serve more than ten consecutive years on the City Coun- cil.” The statement to look for here to assure that the mayor is included in the definition of “City Council” is this additional statement found in the Rockport charter: “The legislative and governing body of the City shall consist of a Mayor and four Councilmen and shall be known as the City Council of Rock- port.” Separate limits on years of service A total of 36 cities have separate limits for mayors and councilmembers. The most popular limit for these cities is six years for each of the offices. This includes cities that have a three-term limit on two-year terms, as well as cities that have a two-term limit on three-year terms. The full break- down by limit in years is as follows: aJacksonville and Waco have limits on mayors, but not on the council. bPearland has limits on councilmembers, but not on the mayor. *This chart uses 1994 data, but other aspects of the recent survey indicate that the numbers are essentially the same. The chart above considers limits in one of the two positions – mayor or councilmember. In this type of language, a councilmember could serve his/her limit of, say, six years, and then run and be elected as mayor and serve another six years. Assuming both posts carry six-year limits, one individ- ual could legally serve 12 years. It should be noted that these limits have been constrained in six cities by imposing “combination” limits. For example, in Graham, although the mayor and coun- cilmembers have six-years limits individually, the charter lim- its any combined service in those two positions to ten years, not twelve years. The following chart portrays the maximum num- ber of consecutive/successive years a person could serve as council member or mayor under the separate limits category: *This chart uses 1994 data, but other aspects of the recent survey indicate that the numbers are essentially the same. Counting service years together Thirty cities combine mayoral and councilmember service into a single-term limit. The Rockport charter is an example: only “ten consecutive years” on the council. When examining these charter provisions, we find the following term limits: *This chart uses 1994 data, but other aspects of the recent survey indicate that the numbers are essentially the same. Charter language on term limits Since “model” language has not evolved on this subject, current charter language varies widely. Many charters simply place a limit on “consecutive” or “successive” terms, leaving unanswered the question whether a person appointed or elected to a partial term loses some of the time that might otherwise be allowed. Occasionally, a charter will clearly state that “a portion of a term” does not count as a term of office 42 Texas Home Rule Charters Figure 9-3: Term limits in years when limits are separately applied* Cities in which Limit in years Cities in which the mayor has councilmembers have separate limits separate limits 9a 47 18 6 18 9 8 10 b 2 9 2 Total Cities: 38 37 Figure 9-4: Maximum years service when limits separately applied* Limit on years Number of cities of service 6 1 8 9 10 1 12 15 16 8 18 2 Total cities: 36 Figure 9-5: Term limits in years when service applied together* Limit on years of service Number of cities as member of city council, including mayor 4 2 6 19 8 3 9 1 10 3 (five two-year terms) 12 2 Total cities: 30 Page 19 of 64 for purposes of a limit. Some charters use the word “full term” or “regular term.” These are generally interpreted to mean that if a person comes into a partial term, the partial time will not count toward the limit. Several cities require a person to “sit out” one year or one term before running for office again (one city re- quires that an individual must sit out 30 months). Whether this means that in the other cities a person reaching his/her maximum can never come back is unknown. Two cities do state that the term limit is for the “lifetime” of the individ- ual. Finally, a charter should make it clear whether the limits apply to current councilmembers. Several charters spell this out. Most do not at the present time. In summary, the term limit movement is still rel- atively young. If a city does not have this kind of provision in its charter and desires to have a charter amendment election, offi- cials are urged to carefully review with the city attorney the language to be used in order to avoid some of the ambiguities identified. In May 1994, Austin adopted a charter amendment limiting terms of office, but did provide that if an incumbent councilmember, when his/her limit of terms have been reached, can get a petition signed by five percent of the qualified voters in the city, his/her name shall go back on the ballot. Houston adopted such an amendment in 1991, had several councilmembers qualify under the petition route in the 1993 election, and decided at a January 15, 1994 election to rescind the petition by- pass. Thus, Houston’s term limits have no exception to them. Qualifications for office Early Texas city charters included a detailed and lengthy list of qualifications for the prospective mayor or city councilmember. The first officeholders and voters had to be white, male, and citizens of the Republic. Several cities also had property and residence requirements. The original Galve- ston charter in 1840 required the mayor to own $1,000 worth of property. A number of charters still require ownership of property within the city and no indebtedness to the city, plus three years residence in the city before filing as a candidate. Arguably unenforceable, these provisions in current charters are historical reminders of practices before state law and court cases established the controlling criteria for qualifications of all public officials. For more than 30 years, state law has set forth re- quirements to run for public office in Texas and these require- ments apply to candidates for the governing bodies of Texas home rule cities. In addition, federal court cases have held that a city may not require an officeholder to be an owner of property and may not refuse to seat a councilmember for being delinquent in taxes to the city. The Election Code criteria are set out in Section 141.001. Under that section, a candidate must: (1) be a United States citizen, (2) be 18 years of age or older upon the commencement of the term to be filled at the election, (3) have been a resident of Texas for at least 12 months as of the deadline for filing for the office, (4) have resided in the city for at least six months as of the deadline for filing for the office, (5) not have been convicted of a felony for which he or she has not been pardoned or otherwise released from the resulting dis- abilities, and (6) not have been found mentally incom- petent by a final judgment of the court. Exceptions for home rule cities The Election Code authorized home rule cities to make two exceptions: (1) the charter can require council can- didates to be up to 21 years of age, rather than 18, upon the commencement of the term to be filled at the election; and (2) the charter can require candidates to be residents of the city for up to 12 months, rather than six months, as of the deadline for filing for office. Virtually every charter in the state says a candi- date must be a qualified voter. This is not required by state law, but a home rule city may include this requirement in its charter. Despite the provisions in the Election Code, some cities still amend their charters to add requirements that are not enforceable. In earlier days, charter writers might have been accused of placing unenforceable qualifications in the charter in an attempt to discourage citizens who might other- wise consider filing for office. It is believed that today’s char- ter writers are simply not aware of the state law limitations that supersede any charter language. One disqualification for office that some charters have addressed is dual office-holding. There are two distinct legal barriers to holding more than one public office at the same time: (1) the Texas constitutional prohibition against dual office-holding; and (2) the common law doctrine of in- compatibility. All three of these barriers are too complex to dis- cuss in detail in this publication. Any mayor or councilmem- ber contemplating elective or appointive office in another 43 The city council - election and service AGAINST THE GRAIN Although the trend is strong for adopting term limits, Port Neches in 1983 and Sachse in 1990 adopted charter amendments rescinding the term limits then in existence in their char- ters. And Schertz, in 1994, defeated two dif- ferent charter amend- ments that would have set limits on coun- cilmembers. Page 20 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter, S ec tion 2.02, Q ualific ations - S kye Mas s on, C ity Attorney IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Item D. Sec. 2.02 Qualifications Exhibit Item D. Qualifications Backup Material Page 21 of 64 Cover Sheet Item E. Discussion of possible amendment of City Charter, Section 2.02 Qualifications *This is a follow up to the discussion at the previous two meetings. As background: 1. Current City Charter Language: Sec. 2.02. - Qualifications. At the time of election to office, each Councilmember and the Mayor shall be at least twenty-one (21) years of age, shall be a citizen and qualified voter of the State of Texas and the City of Georgetown and a resident of the Council District the member would be representing for a period of twelve (12) months as of the last legal date for filing. No member of the Council shall hold any other office or employment under the City Government while a member of said Council, nor hold any paid employment under the City Government within two (2) years thereafter. A member of the Council ceasing to reside in the City shall immediately forfeit that office. 2. Conflict with State law: The Election Code authorizes home rule cities to adopt age and residency requirements greater than those in state law, but such local provisions cannot require a candidate to be more than 21 on the first day of the term and cannot require residency in the District for longer than 12 months immediately preceding election day. Otherwise, the local provision is void, and the applicable statute would apply. The current Charter language requires a candidate to be 21 at the time of election, which in turn requires the candidate to be greater than 21 years on the first day of the term (as the term will always commence after the election). Similarly, the current Charter requires a candidate to be a resident of the District for 12 months prior to the filing deadline, which in turn requires the candidate to be a resident for 15 months preceding election day (as the filing deadline is 3 months before election day). Therefore, the Charter’s age and residency requirements are both void and the requirements of state law apply. 3. Previous direction from the Committee Majority of Committee has indicated an interest in amending language to include minimum age of 21 years old and a residence requirement of 12 months. In addition, the Committee has indicated an interest in reducing the time an elected official could not work for the city from two years to one year. Page 22 of 64 4. Updated potential revised charter language to consider (redline version): Sec. 2.02. - Qualifications. At the time of election to office, eIn addition to other qualifications prescribed by law, each Councilmember and the Mayor shall be at least twenty-one (21) years of age on the first day of the term to be filled at the election or on the date of appointment, as applicable. For period of twelve (12) months preceding election day, each Councilmember shall reside in the, shall be a citizen and qualified voter of the State of Texas and the City of Georgetown and a resident of the Council council District district the member would be representing and the Mayor shall reside within the City of Georgetown. No member of the Council or the Mayor shall hold any other office or employment under the City Governmentwith the City while a member of said Councilserving as a member of the Council or the Mayor, nor hold any paid employment under the City Governmentwith the City within two (2) yearsone (1) year thereafter. A member of the Council ceasing to reside in the City shall immediately forfeit that office. 5. Direction requested: Motion to either approve language as presented, or recommend other changes as needed. Page 23 of 64 for purposes of a limit. Some charters use the word “full term” or “regular term.” These are generally interpreted to mean that if a person comes into a partial term, the partial time will not count toward the limit. Several cities require a person to “sit out” one year or one term before running for office again (one city re- quires that an individual must sit out 30 months). Whether this means that in the other cities a person reaching his/her maximum can never come back is unknown. Two cities do state that the term limit is for the “lifetime” of the individ- ual. Finally, a charter should make it clear whether the limits apply to current councilmembers. Several charters spell this out. Most do not at the present time. In summary, the term limit movement is still rel- atively young. If a city does not have this kind of provision in its charter and desires to have a charter amendment election, offi- cials are urged to carefully review with the city attorney the language to be used in order to avoid some of the ambiguities identified. In May 1994, Austin adopted a charter amendment limiting terms of office, but did provide that if an incumbent councilmember, when his/her limit of terms have been reached, can get a petition signed by five percent of the qualified voters in the city, his/her name shall go back on the ballot. Houston adopted such an amendment in 1991, had several councilmembers qualify under the petition route in the 1993 election, and decided at a January 15, 1994 election to rescind the petition by- pass. Thus, Houston’s term limits have no exception to them. Qualifications for office Early Texas city charters included a detailed and lengthy list of qualifications for the prospective mayor or city councilmember. The first officeholders and voters had to be white, male, and citizens of the Republic. Several cities also had property and residence requirements. The original Galve- ston charter in 1840 required the mayor to own $1,000 worth of property. A number of charters still require ownership of property within the city and no indebtedness to the city, plus three years residence in the city before filing as a candidate. Arguably unenforceable, these provisions in current charters are historical reminders of practices before state law and court cases established the controlling criteria for qualifications of all public officials. For more than 30 years, state law has set forth re- quirements to run for public office in Texas and these require- ments apply to candidates for the governing bodies of Texas home rule cities. In addition, federal court cases have held that a city may not require an officeholder to be an owner of property and may not refuse to seat a councilmember for being delinquent in taxes to the city. The Election Code criteria are set out in Section 141.001. Under that section, a candidate must: (1) be a United States citizen, (2) be 18 years of age or older upon the commencement of the term to be filled at the election, (3) have been a resident of Texas for at least 12 months as of the deadline for filing for the office, (4) have resided in the city for at least six months as of the deadline for filing for the office, (5) not have been convicted of a felony for which he or she has not been pardoned or otherwise released from the resulting dis- abilities, and (6) not have been found mentally incom- petent by a final judgment of the court. Exceptions for home rule cities The Election Code authorized home rule cities to make two exceptions: (1) the charter can require council can- didates to be up to 21 years of age, rather than 18, upon the commencement of the term to be filled at the election; and (2) the charter can require candidates to be residents of the city for up to 12 months, rather than six months, as of the deadline for filing for office. Virtually every charter in the state says a candi- date must be a qualified voter. This is not required by state law, but a home rule city may include this requirement in its charter. Despite the provisions in the Election Code, some cities still amend their charters to add requirements that are not enforceable. In earlier days, charter writers might have been accused of placing unenforceable qualifications in the charter in an attempt to discourage citizens who might other- wise consider filing for office. It is believed that today’s char- ter writers are simply not aware of the state law limitations that supersede any charter language. One disqualification for office that some charters have addressed is dual office-holding. There are two distinct legal barriers to holding more than one public office at the same time: (1) the Texas constitutional prohibition against dual office-holding; and (2) the common law doctrine of in- compatibility. All three of these barriers are too complex to dis- cuss in detail in this publication. Any mayor or councilmem- ber contemplating elective or appointive office in another 43 The city council - election and service AGAINST THE GRAIN Although the trend is strong for adopting term limits, Port Neches in 1983 and Sachse in 1990 adopted charter amendments rescinding the term limits then in existence in their char- ters. And Schertz, in 1994, defeated two dif- ferent charter amend- ments that would have set limits on coun- cilmembers. Page 24 of 64 governmental entity would be well advised to consult with the city attorney before making any definitive moves. Some charters provide that city employees must resign before they can run for the city council in their own city. Provisions of this type have been struck down by the courts for city employees covered under the state fire and po- lice civil service law.29 Financial disclosure The Colleyville, Friendswood, and San Marcos charters each have provisions that candidates must file fi- nancial disclosure statements with the city secretary before any election in which they are a candidate. Chap- ter 145 of the Local Government Code, en- acted in 2003, now mandates financial dis- closure for certain can- didates and officials in cities over 100,000 in population. Filing requirements The Election Code is very specific in regard to a candidate filing for a place on the govern- ing body of a city. Figure 9-6: Filing requirements for city council (Section 143.005) (a) A city charter may prescribe require- ments in connection with a candi- date’s application for a place on the ballot for an office of a home rule city. This section does not authorize a city charter requirement in connection with the timely filing of an applica- tion, and any charter requirement re- lated to an application’s timely filing is superseded by Section 143.007 and other applicable filing provisions prescribed by the code. (b) If a city charter prescribes the re- quirements that a candidate’s appli- cation must satisfy for the candidate’s name to be placed on the ballot, Sec- tion 141.031(4)(L) also applies to the application.* The other provisions of Section 141.031 do not apply. (c) If a city charter requires candidates to pay a filing fee, the amount of the fee and an alternative procedure to pay- ment of the fee shall be prescribed by the charter or by ordinance under charter authorization. However, if an ordinance prescribing an alternative procedure to payment of a filing fee is adopted before the effective date of this code without charter authoriza- tion, the ordinance, as it exists on the effective date of this code, continues in effect until the adoption of a char- ter provision prescribing an alternative procedure or authorizing prescription of an alternative procedure by ordi- nance. (d) For any petition required or authorized to be filed in connection with a can- didate’s application for a place on the ballot for an office of a home rule city, the minimum number of signatures that must appear on the petition is the greater of: (1) 25, or (2) one-half of one percent of the total vote re- ceived in the territory from which the office is elected by all candidates for mayor in the most recent mayoral general election. (e) If the city charter of a home rule city with a population of more than 1.8 million, that holds nonpartisan elec- tions for its offices, requires both a petition and a $50 fee to be filed for a candidate’s name to be placed on the ballot, those requirements super- sede this section. *Section 141.031(4)(L) referred to above requires a statement that the candidate is aware of the nepotism law, Section 573.041 of the Govern- ment Code, et seq. 44 Texas Home Rule Charters WANTED: ONE BRAVE CITY MANAGER “Any person having the qualifications set for coun- cilmember under Section 4.02 in this charter shall have the right to file an application to have his name placed on the of- ficial ballot as a candidate for any one elective office. Such application shall be made in writing and shall include name, address, date of birth, and per- sonal signature of each candi- date. Such application shall be accompanied by his loyalty affi- davit, as prescribed by Section 141.031(k) Texas Election Code; his signed affidavit indi- cating willingness to submit himself for substance abuse testing, within thirty (30) days, after elected and when randomly selected by the city manager, throughout the duration of his term of office.” Page 25 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter, S ec tion 2.03, Vac anc ies - S kye Mas s on, C ity IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Item E. Qualifications Exhibit Item E. Vacancies-TML Exhibit Page 26 of 64 Cover Sheet—Discussion of possible amendment of City Charter, Section 2.03 Qualifications Current City Charter Language: Sec. 2.03. - Vacancies. When a vacancy occurs in the Council, the vacancy shall be filled at a special election called for this purpose within one hundred and twenty (120) days after the vacancy or vacancies occur in compliance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. Relevant State Law Provisions: The Texas Constitution requires that all members of the City’s governing body elected for a term exceeding two years must be elected by a majority vote of the qualified voters in such municipality. Any vacancy occurring must generally be filled by a special called election within 120 days of such vacancy except that by Charter a municipality provide a procedure for filling a vacancy occurring with an unexpired term of 12 months or less. Discussion Staff has provided potential charter amendment language below, but would like additional direction regarding the filling of a vacancy in the office of the Mayor. Specifically, (1) Does the committee seek to have the Mayor Pro Tem automatically fill a vacancy? (2) what if the Mayor Pro Tem declines? Or (3) Does the committee want to consider the second option below from Sugar Land? Finally, does the Committee the additional language below to the charter provision? Potential Charter Amendment language: Option A. Sec. 2.03. - Vacancies. (1) When the office of a council member becomes vacant, the following provisions apply: a. If at the time of the vacancy more than twelve (12) months remain on the term, the Council shall within one hundred and twenty (120) days of the vacancy call a special election in compliance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. b. If at the time of the vacancy less than twelve (12) months remain on the term, the council shall within forty-five days of the vacancy appoint a qualified person to fill the vacancy. (2) When the office of Mayor becomes vacant, the following provisions apply: a. If at the time of the vacancy more than twelve (12) months remain on the term, the Council shall within one hundred and twenty (120) days of the vacancy call a Page 27 of 64 special election in compliance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. b. If at the time of the vacancy less that twelve (12) months remain on the term, the Mayor Pro Tem shall be appointed as the Mayor. If the Mayor Pro Tem elects not serve as Mayor for the remainder of the term, then the City Council shall call a special election to fill such vacancy in accordance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. Option B Sec. 2.03. - Vacancies. (1) When the office of a council member becomes vacant, the following provisions apply: a. If at the time of the vacancy more than twelve (12) months remain on the term, the Council shall within one hundred and twenty (120) days of the vacancy call a special election in compliance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. b. If, at the time of the vacancy, less than twelve (12) months remain on the term, the council shall within forty-five days of the vacancy appoint a qualified person to fill the vacancy. (2) When the office of Mayor becomes vacant, the following provisions apply: a. If at the time of the vacancy more than twelve (12) months remain on the term, the Council shall within one hundred and twenty (120) days of the vacancy call a special election in compliance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. b. If at the time of the vacancy less that twelve (12) months remain on the term, the Council by majority vote may appoint one of the Councilmembers to fill the vacancy until the next regular City Election date. If the City Council elects not to appoint a Councilmember to fill the vacancy of Mayor, then the City Council shall call a special election to fill such vacancy in accordance with Article XI, Section 11 of the Texas Constitution and other applicable State laws. Additional Language: (3) If a special election cannot be held as required above due to emergency orders issued by the Governor of Texas, the Council may by majority vote appoint a qualified person to fill the vacancy until such time as a special election can be held. Page 28 of 64 Vacancies on the council Vacancies on the council can result from resigna- tion, death, disability, recall, or failure of a councilmember to meet the requirements of the charter. In some instances, a vacancy can occur if a member of the council announces for another elective office. For example, under Article XI, § 11, of the Texas Constitution, in cities where the term of office for councilmembers is three or four years, any councilmember who announces for another elective office is automatically re- moved from the council if more than one year remains in his term at the time of such announcement. Also, some city charters with two-year terms pro- vide that any councilmember who runs for another office au- tomatically vacates his or her seat on the council. A city charter may provide that: If any officer of the city shall file as a candidate for nomination or election to any public office, except to some office under this charter, he shall immedi- ately forfeit his office. Procedures for filling vacancies vary from charter to charter. In some instances, charters require that vacancies on the governing body be filled by appointment of the council in every case; i.e., regardless of whether a regular municipal election is imminent. The most popular provision for cities with two-year terms of office is for appointment by the council in the case of one vacancy, or special election in the case of two or more vacancies. An election to fill a vacancy must be on one of the uniform election dates specified in the Election Code, unless it is a vacancy required to be filled under the Texas Constitution. Under Article XI, § 11, of the Texas Constitution, cities with three- or four-year terms must fill all vacancies by election of majority vote within 120 days of the vacancy. Fi- nally, some cities with two-year terms require that all council vacancies must be filled by special election. Among these cities, the common practice is not to require special elections in cases where a regular municipal election is imminent; e.g., within 60 to 90 days of the time the vacancy occurred. 53 The city council as a legislative body Figure 10-4: Charter Requirements for Fulfillment of Vacancies Appointed Elected Provides for Either 1 Vacancy 36% 39% 25% 2 Vacancies 13% 67% 20% I NOMINATE MY BROTHER-IN-LAW “Section 2.06 Vacancies A single vacancy in the Council shall be filled within thirty (30) days of the oc- currence of the vacancy by a majority vote of the remaining members of the Council by selection of a person quali- fied for the position as described in this Charter. If the vacancy is caused by the resignation of a Councilmember who is in good standing, that Councilmember may submit a nominee for that position. This nominee must be accepted or re- jected by the Council before other nom- inees can be considered. Once appointed, this appointee shall serve until the position can be filled at the next regular City election.” Page 29 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter S ec tion 2.06, Mayor and Mayor P ro Tem – S kye Masson C ity Attorney IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Item F. Mayor Exhibit Item F. Mayor-TML Backup Material Page 30 of 64 Cover Sheet—Discussion of possible amendment of City Charter, Section 2.06 Mayor and Mayor Pro Tem *This is a continuation of the discussion on this item at the last meeting. Current City Charter Language: Sec. 2.06. - Mayor and Mayor Pro Tem. The Mayor shall preside at all meetings of the Council and shall be recognized as head of the City government for all ceremonial purposes, for the purpose of receiving services of civil process, for emergency purposes, and for military purposes; but the Mayor shall have no regular administrative duties. The Mayor, as a member of the Council, shall be entitled to vote only in case of a tie upon all affairs considered by the Council and shall have no veto power. At its first meeting following each regular election of Councilmembers, the Council shall, by election, designate one of its number as Mayor Pro Tem, who shall serve in such capacity during the pleasure of the Council. The Mayor Pro Tem shall act as Mayor during the absence or disability of the Mayor, and shall have power to perform every act the Mayor could perform if present; provided, however, that in all cases the Mayor Pro Tem shall be entitled to vote. Discussion: The Committee requested discussion on the issue of the Mayor’s powers related to voting specifically. Current language only allows for the Mayor to vote in order to break a tie. Potential amendment language for consideration: Sec. 2.06. - Mayor and Mayor Pro Tem. The Mayor shall preside at all meetings of the Council and shall be recognized as head of the City government for all ceremonial purposes, for the purpose of receiving services of civil process, for emergency purposes, and for military purposes; but the Mayor shall have no regular administrative duties. The Mayor, as a member of the Council, shall be entitled to vote only in case of a tie upon all affairs considered by the Council and shall have no veto power. At its first meeting following each regular election of Councilmembers, the Council shall, by election, designate one of its number as Mayor Pro Tem, who shall serve in such capacity during the pleasure of the Council. The Mayor Pro Tem shall act as Mayor during the absence or disability of the Mayor, and shall have power to perform every act the Mayor could perform if present; provided, however, that in all cases the Mayor Pro Tem shall be entitled to vote. Page 31 of 64 Nevertheless, the absence of effective leadership, a citistate totally adrift, is a more frightening prospect. The nurturing of new leaders and the cre- ation of metropolitan partnerships that open a way for those leaders to play important region-wide roles are two of the most critical challenges for American citistates in the 1990s.24 Distinct differences in mayors’ positions There remain, however, distinctive differences be- tween the charter authority and duties of a mayor leading a mayor-council city and a mayor leading a council-manager city. A comparison of key elements of the mayor’s role in the three largest cities in Texas pinpoints the differences. *The City Council, with mayor voting, does appoint the city manager, city attorney, city secretary, and city auditor. It seems obvious from the comparison in figure 8- 1 that an examination of the mayor’s role demands two sepa- rate tabulations for the two forms of government. It would be useless to report that the average salary of the mayors in the three largest cities in Texas was something like $6,649 per month. Yet, some national and state publications in the past have combined mayors of all cities into one summary tabula- tion.25 Charter language regarding the mayor The pay and responsibility table displays the dif- ferences between the mayor’s position in Houston, Dallas, and San Antonio reflecting the content of the “Mayor” articles in their respective charters. The Houston charter, and similarly the mayor- council charters of Pasadena, Bay City, and others, devote a specific article to the mayor. These articles cover such areas as the definition of the mayor’s position, general powers of the mayor, privilege of vote and veto, authority for removal of appointive officers and employees, and compensation of the mayor. Mayor-council charters thus address the mayor as the elected head of the city and the chief executive officer. For the latter role, the provisions are similar to the city manager sections in a council-manager charter. The Dallas charter, and many other council-man- ager charters, devote one section (one paragraph) to the mayor exclusively. Other sections cover the responsibilities of the mayor as a member of the entire city council. Selection of the mayor Mayors of all mayor-council cities in Texas are elected at-large by the voters. Although this is the practice in the great majority of council-manager cities, mayors in six percent of council-manager cities are elected as councilmem- bers and then selected by their colleagues as the city’s mayor. Selection of the mayor by the council is reported in some 35 percent of coun- cil-manager cities na- tionwide. The Texas number at six percent is down from the nine percent of the cities in Texas reporting this method in 1994. Compensation of the mayor Salary of the mayor is addressed in two different ways by Texas charters. The table below shows these provisions and the number of charters, by form of government, that utilize each of these methods: *These figures include charters that specifically state the city council shall set its own compensation and charters that are silent on this subject. Where a charter is silent, Section 141.004 of the Local Government Code provides that a gov- erning body of a home rule city may establish a level of com- pensation for itself. 34 Texas Home Rule Charters Figure 8-1: Differences in mayor’s positions Factor Houston Dallas San Antonio (Mayor-Council) (Council-Manager) (Council-Manager) Pop. - 2,208,000 Pop. - 1,240,000 Pop. - 1,328,000 Pay $14,583/month $5,000/month $366/month Appointment of city’s Appoints, subject to No individual decision No individual decision Department heads City Council approval authority in this area* authority in this area* Annual budget Prepares for City No individual decision No individual decision Council approval authority in this area authority in this area Figure 8-2: Setting the salary of the mayor Mayor-Council Council-Manager charters charters 1994 2008 1994 2008 Council sets pay* 46% 38% 55% 38% Charter sets specific 54% 62% 45% 62% salary or salary range Page 32 of 64 Salary is an area in which the difference between the two forms of government is very apparent, particularly in the larger cities. The average pay of the mayors in mayor- council cities is $861.68 per month. This is virtually mean- ingless, however, since that figure includes not only Houston and Pasadena, but also DeLeon (pop. 2,400) and Olney (pop. 3,300) as well as a host of other smaller cities. It is important to note that 45 percent of mayors in mayor-council cities re- ceive no compensation at all. It is more enlightening to note that the salary of mayors in cities over 50,000 using the mayor-council form of government ranges from $14,583 on the high end (Houston) to $50 per month on the low end (San Angelo), with an average salary of $5,277. Overall, the average mayoral pay of the council- manager cities is $159 per month. The average pay for the three largest council-manager cities – Dallas, San Antonio, and Austin – is $3,677.88. If the San Antonio mayor’s salary at $4,020 per year were omitted, the average of the other two would be $5,333 per month. Mayors in council-manager cities not only receive less in salary, but also the difference between the mayor’s salary and the councilmembers’ salary is usually small. Vote in council meetings Mayor-council charters do not give mayors the un- restricted right to vote as those in council-manager cities gen- erally do. Among the mayor-council cities, 40 percent allow mayors to have a regular vote in council meetings, while 55 percent allow the mayor to vote only in case of a tie by the council, and the remaining 5 percent allow for no vote at all. In council-manager cities, 65 percent have a regular vote, while 35 percent of the mayors vote only in case of tie. Again, these figures are not unlike national survey figures. Deciding when a mayor votes has caused at least two Texas council-manager cities a lot of grief. Several cities have retained in their home rule charters a provision of the Type A general law municipality. State law provides that if a Type A city is not divided into wards (and many smaller home rule cities are not), the governing body shall always consist of a mayor and five councilmembers, and the mayor shall vote only in case of a tie. The two cities in question had retained this council number and the mayor’s restricted vote provision when they adopted home rule charters. The city councils fired their city managers over the protest of the mayor in each city. Both mayors cited provisions in their charters that purported to give the mayors voting power in the event of a vote on dis- missing the city manager. The district court in one county upheld one council’s dismissal of the manager, ruling the mayor could not vote. A district court in an adjoining county reversed the council decision of the second city and reinstated the manager! The difficulty in both charters came from trying to delineate the cases in which the mayor might have a vote, other than on a tie vote by the council. Both cities have since gone to an odd number on the council and given the mayor a “regular” vote. Because of the problems of these two cities and the difficulty of wording a charter clearly, several charter consultants recommend that councils be composed of an odd number of individuals and that mayors be given a “regular” vote just as any other councilmember–on all matters. Urban experts offer other reasons for allowing the mayor to vote on all issues. They concur that a mayor’s leadership role can be enhanced by the power to vote, particularly on such critical policy issues as appointment and removal of a city manager or chief administrative officer and on bond issues, tax rates, and the adoption of the annual budget. Veto The veto power of the mayor is generally another distinguishing mark of the difference between the two forms of government. Veto provisions in mayor-council charters are much more common than in council-manager charters–na- tionwide and in Texas. Of those communities with mayor- council charters in Texas, 32 percent provide for a mayoral veto of council actions. Usually these vetoes can be overcome only by a two-thirds or more vote of the council. But in a few cases, the council can simply reconsider the action. If it votes the action again by a majority vote, the mayor has no authority to veto the item a second time. Only nine percent of council-manager cities pro- vide for a mayoral veto. The denial of the veto is a reiteration of the historic background of the council-manager plan, which saw the strength of the city in a body of policymakers, not in a single individual. Budget role The mayor in 25 percent of mayor-council cities prepares the budget and submits it to the city council. In some small mayor-council cities, the charter says the council shall prepare a budget. Budget formulation and submission is one of the chief differences between the two forms of government. Only three percent of the cities under the council-manager plan provide for the mayor to prepare the budget. In the council- manager plan, the charter directs the city manager to prepare the budget for the council as a whole. Increasingly, managers are asking their city councils to give them early policy guid- ance on the council’s priorities for the coming year. The mayor obviously can play a lead role in this priority-setting, but councilmembers are often fond of pointing out that in adoption of the final budget, the mayor has only one vote–just as the other councilmembers do. Although it is very rare, mayors are outvoted on budget matters as they are sometimes outvoted on other items in council-manager cities. The Texas practice in both types of government parallels the national experience. 35 The mayor Page 33 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter provis ions in Article I V related to petition requirements for S ec tion 4.01, power of initiative; S ection 4.02, power of referendum; and S ec tion 4.07, R ec all of C ity O ffic ials ; and S ection 4.08, R ecall P etition - S kye Masson, C ity Attorney IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Article IV Charter and Recommended Language Exhibit Item F. Initiative-Referendum-Recall Backup Material Page 34 of 64 Discussion of possible amendment of City Charter provisions in Article IV related to petition requirements for Section 4.01, power of initiative; Section 4.02, power of referendum; and Section 4.07, Recall of City Officials *This is a follow-up to the discussion on this item at the last meeting. Current City Charter Language: Sec. 4.01. - Power of initiative. The people of the City reserve the power of direct legislation by initiative, and in the exercise of such power may propose any ordinance, except ordinances appropriating money or levying taxes, or ordinances repealing ordinances appropriating money or levying taxes, not in conflict with this Charter, the State Constitution, or the State laws. Any initiated ordinance may be submitted to the Council by a petition signed by qualified voters of the City, equal in number to at least fifteen (15) per cent of the qualified voters of the City in the last municipal election, but not less than two hundred fifty (250) qualified voters of the City. Sec. 4.02. - Power of referendum. The people reserve the power to approve or reject at the polls any legislation enacted by the Council which is subject to the initiative process under this Charter, except that ordinances authorizing the issuance of bonds (either tax bonds or revenue bonds), whether original or refunding bonds, shall not be subject to such referendum. Prior to or within thirty (30) days after the effective date of any ordinance which is subject to referendum, a petition signed by qualified voters of the City equal in number to at least fifteen (15) per cent of the qualified voters in the last municipal election but not less than two hundred fifty (250) qualified voters of the City may be filed with the City Secretary requesting that any such ordinance be either repealed or submitted to the vote of the people. When such a petition has been certified as sufficient by the City Secretary, the ordinance specified in the petition shall not go into effect, or if it shall have gone into effect, then further action thereunder shall be suspended until and unless it is approved by the voters as herein provided. Sec. 4.07. - Recall of City Officials. The people of the City reserve the power to recall any elected officer of the City of Georgetown, on the grounds of incompetence, misconduct, or malfeasance in office, and may exercise such power by filing a petition, as described herein, with the City Secretary. A petition to recall the Mayor only shall be, signed by registered voters of the City equal in number to at least fifteen (15) percent of the number of all of the registered voters in the City at the time of the last regular municipal election, demanding the removal of the Mayor. The petition shall be signed and verified as required by this Charter's provisions and State law. A petition to recall a Council member shall be signed only by the registered voters of the single member council district that the Council member represents, and the signatures must be equal in Page 35 of 64 number to at least fifteen (15) percent of the number of registered voters residing in that council district at the time of the last regular municipal election, demanding the removal of their specific Councilmember. The petition shall be signed and verified as required by this Charter's provisions and State law. In the case of an election to recall the Mayor, any registered voter residing within the City may cast a ballot on the issue of the Mayor's recall. In the case of an election to recall a Council member, only registered voters residing within the single member council district represented by the Council member sought to be recalled may cast a ballot on the issue of their Council member's recall. Discussion: At the last meeting the Committee requested further discussion on this topic and review of two options below with regard to initiative and referendum. For the power of recall, staff would request further discussion and direction regarding appropriate language change. Proposed Amended language Option A for Initiative and Referendum:. Sec. 4.01. - Power of initiative. The people of the City reserve the power of direct legislation by initiative, and in the exercise of such power may propose any ordinance, except ordinances appropriating money or levying taxes, or ordinances repealing ordinances appropriating money or levying taxes, not in conflict with this Charter, the State Constitution, or the State laws. Any initiated ordinance may be submitted to the Council by a petition signed by qualified registered voters of the City, equal in number to at least fifteen (15) per cent of the qualified registered voters of the City who voted in the last municipal general election, but not less more than fifteen thousand (15,000)two hundred fifty (250) qualified voters of the City. Sec. 4.02. - Power of referendum. The people reserve the power to approve or reject at the polls any legislation enacted by the Council which is subject to the initiative process under this Charter, except that ordinances authorizing the issuance of bonds (either tax bonds or revenue bonds), whether original or refunding bonds, shall not be subject to such referendum. Prior to or within thirty (30) days after the effective date of any ordinance which is subject to referendum, a petition signed by qualified registered voters of the City equal in number to at least fifteen (15) per cent of the qualified registered voters of the City who voted in the last municipal general election but not less more than fifteen thousand two hundred fifty (25015,000) qualified voters of the City may be filed with the City Secretary requesting that any such ordinance be either repealed or submitted to the vote of the people. When such a petition has been certified as sufficient by the City Secretary, the ordinance specified in the petition shall not go into effect, or if it shall have gone into effect, then further action thereunder shall be suspended until and unless it is approved by the voters as herein provided. Page 36 of 64 Proposed Amended language Option B for Initiative and Referendum:. Sec. 4.01. - Power of initiative. The people of the City reserve the power of direct legislation by initiative, and in the exercise of such power may propose any ordinance, except ordinances appropriating money or levying taxes, or ordinances repealing ordinances appropriating money or levying taxes, not in conflict with this Charter, the State Constitution, or the State laws. Any initiated ordinance may be submitted to the Council by a petition signed by registeredqualified voters of the City, equal in number to at least fifteen (15) per cent of the qualified registered voters of the City who voted in the last municipal general election, but not less than two hundred fifty (250) qualified voters of the City. Sec. 4.02. - Power of referendum. The people reserve the power to approve or reject at the polls any legislation enacted by the Council which is subject to the initiative process under this Charter, except that ordinances authorizing the issuance of bonds (either tax bonds or revenue bonds), whether original or refunding bonds, shall not be subject to such referendum. Prior to or within thirty (30) days after the effective date of any ordinance which is subject to referendum, a petition signed by qualified registered voters of the City equal in number to at least fifteen (15) per cent of the qualified registered voters who voted in the last municipal general election but not less than two hundred fifty (250) qualified voters of the City may be filed with the City Secretary requesting that any such ordinance be either repealed or submitted to the vote of the people. When such a petition has been certified as sufficient by the City Secretary, the ordinance specified in the petition shall not go into effect, or if it shall have gone into effect, then further action thereunder shall be suspended until and unless it is approved by the voters as herein provided. Power of Recall Discussion. The current language for recall is tied to voters within a district for individual council members and city wide for the Mayor. Does the committee wisGiven the limits on recall to voters in a certain district, can the committee clarify if the language below is desired or if there should be a number limit as well?h Sec. 4.07. - Recall of City Officials. The people of the City reserve the power to recall any elected officer of the City of Georgetown, on the grounds of incompetence, misconduct, or malfeasance in office, and may exercise such power by filing a petition, as described herein, with the City Secretary. Page 37 of 64 A petition to recall the Mayor only shall be, signed by registered voters of the City equal in number to at least fifteen (15) percent of the number of all of the registered voters in of the City who voted in at the time of the last regular municipal general election, demanding the removal of the Mayor. The petition shall be signed and verified as required by this Charter's provisions and State law. A petition to recall a Council member shall be signed only by the registered voters of the single member council district that the Council member represents, and the signatures must be equal in number to at least fifteen (15) percent of the number of registered voters residing in that council district at the time of the who voted in the last regular municipal general election, demanding the removal of their specific Councilmember. The petition shall be signed and verified as required by this Charter's provisions and State law. In the case of an election to recall the Mayor, any registered voter residing within the City may cast a ballot on the issue of the Mayor's recall. In the case of an election to recall a Council member, only registered voters residing within the single member council district represented by the Council member sought to be recalled may cast a ballot on the issue of their Council member's recall. Page 38 of 64 15 Initiative, referendum, and recall The words are used so often together, one can almost see them as one word: initiativereferendumandrecall! They really are three separate facets of direct democracy or direct legislation, and you generally find provisions for all three in a charter. The citizens of California helped make initiative and recall household words. The public generally hears informa- tion regarding recalls in relationship to gubernatorial recalls. California, the most infamous of the recall states, received a great deal of attention in 2003 when Gray Davis was removed from office. This led the way for Governor Arnold Schwarzenegger to be elected to the top spot in California. In the last few years, members of local governing bodies in Texas have been the subject of recall elections as well. The trend has been for a dissatisfied public to utilize their rights as pro- vided for in the city charter. Introduction All three of these actions begin with a citizen petition to the governing body, and all three can lead to a vote by the people. An initiative petition asks the city council to act on a specific issue when it has not done so previously. If the peti- tion is valid, the council must adopt it or submit it to a vote of the people. Petitioners welcome council adoption, which is faster. A referendum petition asks the city council to re- verse an action already taken or proposed. The council can rescind the ordinance or submit it to a vote of the people. A recall petition asks the city council to call an election for a vote on removal of one or more councilmembers from office. If the targeted officials resign, an election is unnecessary. Although an election is the final possibility in all three situations, petitioners are delighted with any council or indi- vidual action that avoids an election. Early history of initiative, referendum and recall (I R & R) These three tools for direct citizen participation in government are residuals of prerevolutionary debates and, par- ticularly, of the drafting of the federal constitution.34 The de- bate participants, our founders, argued the merits of “direct” democracy with maximum citizen participation versus the merits of “representative” democracy with elected represen- tatives of the people as the predominant decision-makers. The direct democracy proponents, led by Benjamin Franklin and Thomas Jefferson, lost the debate to James Madison and John Adams. Thus, our U.S. Constitution and our state con- stitutions are instruments of representative democracy with periodic elections in which the people name the leaders to represent their interests. State constitutions were not submitted to the people for ratification until early in the nineteenth century. Texas went directly to the voters in 1845 for a pre-annexation vote on its draft constitution, and again five years later with a ref- erendum to determine the location of the capital. The movement toward greater use of initiative, refer- endum, and recall (IR&R) at the state level gained impetus in 1892 when endorsement of initiative and referendum at the state level was included in the platform of the Populist Party at its first national convention. In 1898, states began incorporating these direct methods into law. Oregon was first, followed during the next ten years by seven more states. By 1912, a total of 15 states had adopted both initiative and ref- erendum and three more states had adopted one or the other. The recall also appeared early in America. The 1780 Massachusetts Constitution stipulated that delegates to the Congress of the United States could be recalled at any time within their one-year terms, and others could be chosen and commissioned in their place.35 In the late 1800s, recall was considered to be prima- rily a weapon against governors and the executive branch gen- erally; whereas, initiative and referendum were being targeted to the legislative branch. Since governors at the turn of the century were more highly thought of than legislators, the recall movement did not have the impetus that the other two mech- anisms had. Also, the states could not decide if members of the judiciary should or should not be included in the list of officials subject to recall. For these and other reasons, the move to adopt recall along with initiative and referendum did not materialize as quickly. Texas, ironically, has no provision for any of the three citizen participation methods to be used at the state level, but about 100 years ago, shortly after the advent of commission government at the local level in Texas, the legislature began placing one or more of the three methods in the charters it is- sued. And to this day, the legislature has not enacted any law to block or even impede the use of the methods by home rule cities. I R & R at the local level The circumstances surrounding the arrival and instal- lation in 1901 of the commission form of government in Galveston may have been the instigating factor for the addi- tion of one or more of these three “direct” citizen processes in early Texas charters. The commission form utilized a five- member elected board that served as both legislative and ex- ecutive branch and was acclaimed and embraced nationwide. The short ballot (in Galveston, it was five elected members of the governing body elected at large who replaced a mayor and 16 aldermen elected by wards) appealed to citizens. Praise 83Page 39 of 64 was widespread for its “businesslike” approach to city gov- ernment. To offset the criticism that the new form concentrated power in too few hands, the Texas Legislature began placing one or more of three “direct” methods in almost all of the spe- cial legislative charters issued to cities, beginning in 1907. All three features were placed in the Dallas and Fort Worth special legislative charters enacted in 1907, the Amarillo and Waco charters passed in 1909, and the Austin charter in 1911. Although all five of these cities, plus a host of others, changed from commission to council-manager forms of gov- ernment in the next few years, IR&R remained in their char- ters. NCL Model Charter The eighth and latest edition of the NCL model city charter provides a comprehensive section that addresses a va- riety of issues regarding IR&R including: general authority, commencement of proceeding, petitions, procedures for filing, suspension of effect of ordinance, action on petitions, and the results of the election. Below is the language provided on General Authority from the NCL Model Charter: General Authority for Initiative, Citizen Referendum, and Recall. (1) Initiative. The registered voters of the city shall have power to propose ordinances to the council and, if the council fails to adopt an ordinance so proposed without any change in substance, to adopt or reject it at a city election, but such power shall not extend to the budget or capital program or any ordinance relating to appropriation of money, levy of taxes or salaries of city officers or employees. (2) Citizen Referendum. The registered voters of the city shall have power to require reconsideration by the council of any adopted ordinance and, if the- council fails to repeal an ordinance so reconsidered, to approve or reject it at a city election, but such power shall not extend to the budget or capital pro- gram or any emergency ordinance or ordinance re- lating to appropriation of money or levy of taxes. (3) Recall. The registered voters of the city shall have power to recall elected officials of the city, but no recall petition shall be filed against any official within six months after the official takes office, nor, in case of a member subjected to a recall election and not removed, until at least six months after the election. Charter provisions today Today, an overwhelming number of Texas city charters call for all three, with the recall provision being the most prevalent; it is found in 93 percent of city charters. The ini- tiative and referendum are provided for in 88 percent of char- ters. In virtually every charter, IR&R are the subjects of a separate article. Several cities make requirements that apply to all three items. Seguin authorizes the city secretary to use a sampling to check signatures against the voter registration list when the petition names exceed 1,000. There must be a minimum of a 25 percent sample. Several cities have provi- sions for a minimum turnout before the election will be de- clared successful, and a couple of cities require a second petition in the case of initiative and referendum. These pro- visions state that if the petitioners submit one petition and the city council fails to act, the petitioners must then go back and get additional signatures to force an election. After an initiative or referendum is successful, cities provide various ways for reversing that decision. A few cities state that the council, within months, can simply reverse the decision without an extraordinary vote of any kind. But most charters provide a waiting period before the council can take any action to reverse the vote, and several charters require a majority or greater vote of the total council to reverse the ac- tion even after a waiting period. Some charters prohibit peti- tioners from coming forward on the same question more often than every six months. Cities are almost evenly split over use of a petitioners’ committee (usually five or ten persons). Proponents of such a committee argue that requiring a committee places clear re- sponsibility for the undertaking of initiative or referendum pro- ceedings. Opponents find fault, however, in the fact that such a committee is given the authority to speak for hundreds or thousands of petitioners, and may agree to a city council com- promise ordinance without consulting with the petition sign- ers. In some instances, charter writers have tried to save a little verbiage by combining petition percentages and other common language covering all three actions into one section, stating that it is speaking for all three mechanisms at once. This can be done if handled very carefully, but several charters trying to do this have confused the requirements. Even though it means repeating some requirements, the clearest and cleanest way to state the charter requirements is to do so one at a time for each of the three. In this way, there can be no doubt about meaning. Finally, when reading the following charts regarding the percentage of signatures required to file a valid petition, it should be remembered that many cities, in addition to re- quiring a certain percentage of voter signatures, require a min- imum number of signatures. The charter frequently provides that the petition must contain the greater of these two: a per- centage or a minimum number. 84 Texas Home Rule Charters Page 40 of 64 Initiative provisions in charters Most of the charters that provide for initiative prohibit petitions being presented to the council that address appro- priating funds or authorizing the levying of taxes. Occasion- ally, a charter prohibits other initiated actions that the framers of the charter felt were inappropriate for citizen initiation. Requirements on the number of required signatures vary widely. Some cities appear to purposely make it very dif- ficult for voters to initiate ordinances; others have made it fairly easy. The actual requirements reported are: *Reading the chart: Using line 2 in the left-hand column, the figure means that signatures representing five percent of the voters must be secured; six cities require five percent of the registered voters; one city requires five percent of the last vote. Referendum provisions in charters Many cities and court decisions have declared several areas “off limits” for referendum petitions. Many charters prohibit referendum petitions on: (1) levying taxes, (2) ap- propriating funds, (3) ordinances fixing rates and charges for utilities, (4) annexations, and (5) ordinances authorizing the issuance of bonds that have been authorized by a vote of the people. Some cities prohibit referendum petitions relating to personnel and administrative matters. The requirements re- garding the number of signatures is usually the same as for initiative petitions. Recall provisions in charters The recall sections of charters have several provisions unique to that device. In less than 5 percent of charters, any- where from one-tenth to one-half of all the petitioners must swear in the petition that they voted for the councilmember now the subject of their recall. In even fewer charters, can- didates to replace the councilmember are listed on the ballot, so that if the citizens vote to recall the councilmember, the individual on the ballot with the most votes is elected at that same election to succeed the recalled individual. Charters also vary as to whether accusations against a councilmember in a recall petition can be general or must list specific causes for action. North Richland Hills’ charter carries a notation immediately under Article XV on recall stat- ing, “Note: Recall article of this charter has, by implication, been held to be invalid by a district court of Tarrant County in 1991.” According to the city attorney of North Richland Hills, the City of Lake Worth had copied the recall provision of North Richland Hills. This provision states: Any city official elected by the people, shall be subject to recall and removal from office by the qualified voters of the city on grounds of incompetency, misconduct, or malfea- sance in office. A petition drive attempted to recall a councilmember in Lake Worth in 1991, and the court ruled that the provision was vague and unenforceable. This was a state district court decision that was not appealed. Therefore, the case’s value as precedent is minimal. Most charter provisions on recall have a statement 85 Initiative, referendum, and recall Figure 15-1: Signature requirements for initiative* Number of cities requiring “X” percent of all registered voters or of the number voting in the most recent election Registered Voters Most Recent Election Percent: 1994 2008 1994 2008 3% .5 1.0 0 0 5% 2.5 2.0 .5 1.0 10% 14.0 18.0 4.0 3.0 15% 9.0 8.0 3.5 3.0 20% 7.0 9.5 15.0 13.0 25% 6.0 2.0 19.0 20.0 30% 2.5 3.0 10.0 9.0 33/33.3% 0 .5 1.0 .5 35% 1.0 .5 0 0 40% 0 .5 1.5 1.0 50% 0 .5 2.5 2.0 51% .5 1.0 0 .5 60% 0 .5 0 0 Figure 15-2: Signature requirements for referendum* Number of cities requiring “X” percent of all registered vot- ers or of the number voting in the most recent election Registered Voters Most Recent Election Percent: 1994 2008 1994 2008 3% .5 1.0 0 0 5% 2.0 1.5 .5 1.5 10% 13.5 16.0 3.0 3.0 15% 9.0 7.0 3.0 3.0 20% 6.0 11.0 16.0 12.5 25% 7.0 3.0 21.0 21.0 30% 3.0 3.0 10.0 10.5 33/33.3% 0 .5 1.0 .5 35% 1.0 .5 0 0 40% 0 0 0.5 1.0 50% 0 .5 2.5 2.0 51% .5 1.0 0 0 60% 0 0 0 0 *See explanation under Initiative for example of using this figure. Page 41 of 64 Figure 15-3: Signature requirements for referendum* Number of cities requiring “X” percent of all registered vot- ers or of the number voting in the most recent election Registered Voters Most Recent Election Percent: 1994 2008 1994 2008 3% 0 1.0 0 0 5% 1.5 2.0 0 1.0 10% 9.0 18.0 1.0 3.0 15% 5.0 8.0 .5 2.5 16% 0 0 .5 .5 20% 6.0 9.5 7.5 13.0 25% 6.0 2.0 10.0 20.0 30% 8.0 3.0 20.0 9.0 33/33.3% .5 .5 1.0 .5 35% 2.0 .5 2.0 0 40% 2.5 .5 2.5 1.0 50% 1.0 .5 5.0 2.0 51% .5 1.0 8.0 .5 60% 0 .5 0 0 *See explanation under Initiative for example of using this figure. 86 that if the mayor or city council does not call a recall election when presented with a valid petition, the county judge shall discharge these duties. Still other charters attempt to place this duty on the district judge. These requirements also pres- ent problems because a city does not have the authority to prescribe duties for a county or district judge. The better rem- edy may be for the charter to provide that any citizen could file with the appropriate court for a writ of mandamus to force the city to call the election. Finally, charters with recall provisions do have some restrictions on use. First, 55 percent of charters give a newly elected mayor or councilmember a few months on the job be- fore they can be the subject of a recall petition. Our survey showed this grace period generally to be six months. Similarly, 26 percent of charters provide that after having weathered a recall election, a councilmember may not be subjected to another recall election within a certain period of time. Our review of the charters showed an array of “wait- ing periods.” Again, six months was the norm, but the time frames ranged anywhere from one month to one year. To save money on an election, 12 percent of charters make a specific provision that recall petitions will not be hon- ored within a specified period before the person in question will come up for election. These times range anywhere from three months to one year, with three months being the most common, followed by six months. Finally, there are Texas charters which provide that a councilmember will not be subject to a recall election more than once during a term of office. The survey results in this regard are: I R & R in action Our survey (Appendix A), which was sent to key offi- cials in every Texas home rule city, asked how many times each of the three provisions had been used in the last five years. We chose five years because we felt institutional mem- ory in most cities might not extend back beyond that period of time. Initiative results from the survey The initiative was reported to be used in 24 cities, a total of 41 propositions were presented to the voters, resulting in 31 propositions being approved by voters, seven being turned down by the voters, and three petitions being found invalid. The subject of the measures presented by the citizens varied widely–from an ethics ordinance to no smoking ordi- nances, as well as funding for facilities. But the largest num- ber of petitions dealt with freezing property taxes for senior citizens and disabled veterans (authorized by separate state law), all of which were approved. Referendum results from the survey Eleven cities reported use of the referendum in the past five years. A total of 15 propositions were placed on the ballot with 10 being approved, three failing, and two instances where the city council took action, thereby removing the issue from the election process. We attempted to eliminate all char- ter and bond issue votes; our interest was in the traditional use of the referendum petition. Here again, the diversity in subject matter represented all sorts of issues, such as the sale of alcoholic beverages in city parks. Recall results from the survey Twelve cities reported recall elections in the past five years, with disappointing results for petitioners. Of the 28 in- dividuals that were subject to recall, only twelve recall elec- tions resulted in turning out the individual involved; whereas, the remaining 16 elections resulted in a failure to recall. One city reported that while the recall election may have failed, none of the candidates subject to the recall vote were elected in subsequent elections. Summary of survey results Clinton Rogers Woodruff wrote words in 1911 that are still being used by advocates of the three mechanisms. He said there had been too few IR&R elections up to that time to justify a sound conclusion, and then added, “it may, however, be fairly argued that their existence constitutes a substantial, and on the whole, an effective safeguard. Their value rests in their existence, rather than in their use.”36 This appears to be the case in Texas today, with only 14 percent of all home rule cities being forced into IR&R elections in the last five years. Texas Home Rule Charters Page 42 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter to appoint a C ity Auditor – S kye Masson, C ity Attorney IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Internal Auditor-Benchmark Cities Backup Material Internal Auditor-Charter Language from Benchmark Cities Exhibit TML - Auditor Exhibit Page 43 of 64 City Population Form of Government City Auditor (if Yes, who do they report to) El Paso 679,813 Council-Manager Yes; CMO and Council Round Rock 124,434 Council-Manager No Cedar Park 74,817 Council-Manager No New Braunfels 79,438 Council-Manager No Sugar Land 118,709 Council-Manager No Fort Worth 874,401 Council-Manager Yes; Council Carrollton 135,834 Council-Manager Yes; CMO; ACM Richardson 116,432 Council-Manager Yes; CMO Page 44 of 64 Cover Sheet Item G. Discussion of possible amendment of City Charter to appoint a City Auditor – Skye Masson, City Attorney As background: Fort Worth From City Charter CHAPTER XXVIII: DEPARTMENT OF INTERNAL AUDIT Section 1 Established 2 City internal auditor-Appointment; qualifications; compensation 3 Term, removal, absence or disability of city internal auditor 4 Powers and duties of department of internal audit 5 Appointment of employees 6 Independent audit § 1 ESTABLISHED. There shall be a department of internal audit which is charged with conducting financial, fiscal compliance, and financial procedure audits of all city departments, offices, agencies and programs. (Ord. 10272, § I(XI), 3-16-1989, approved 5-6-1989) § 2 CITY INTERNAL AUDITOR-APPOINTMENT; QUALIFICATIONS; COMPENSATION. The department of internal audit shall be under the direction and control of the city internal auditor, who shall be recommended by the manager and appointed by the City Council. The city internal auditor must be a person knowledgeable in public financial and fiscal theory, municipal accounting and auditing, and public administration. The city internal auditor’s compensation shall be fixed by the City Council. (Ord. 10272, § I(XI), 3-16-1989, approved 5-6-1989) § 3 TERM, REMOVAL, ABSENCE OR DISABILITY OF CITY INTERNAL AUDITOR. The city internal auditor shall not be appointed for a definite fixed time but shall be removable at the will and pleasure of the City Council by a vote of not less than a majority of the entire council. If removed after serving six (6) months, the city internal auditor may demand written charges and the right to be heard thereon at a public meeting of the City Council prior to the date on which the city internal auditor’s final removal shall take effect, but pending such hearing the City Council may suspend the city internal auditor from office. The action of the City Council in suspending or removing the city internal auditor shall be final. In case of the absence Page 45 of 64 or disability of the city internal auditor, the City Council may designate some qualified person to perform the duties of the office. (Ord. 10272, § I(XI), 3-16-1989, approved 5-6-1989) § 4 POWERS AND DUTIES OF DEPARTMENT OF INTERNAL AUDIT. Consistent with other provisions of this Charter, the City Council shall by ordinance provide for the powers and duties of the department of internal audit. (Ord. 10272, § I(XI), 3-16-1989, approved 5-6-1989) § 5 APPOINTMENT OF EMPLOYEES. Within the budget approval process and personnel procedures established by the City Council for all departments, the city internal auditor shall have the power to appoint, employ and remove such assistants, employees and personnel as he may deem necessary for the efficient administration of the affairs of the department of internal audit and to prescribe and fix their duties, scope of authority and qualifications. (Ord. 10272, § I(XI), 3-16-1989, approved 5-6-1989) § 6 INDEPENDENT AUDIT. This chapter shall not be deemed to repeal or amend Chapter X, section 11, of this Charter. (Ord. 10272, § I(XI), 3-16-1989, approved 5-6-1989) El Paso From City Charter Section 3.20 - ETHICS AND ACCOUNTABILITY. SHARE LINK TO SECTIONPRINT SECTIONDOWNLOAD (DOCX) OF SECTIONSEMAIL SECTIONCOMPARE VERSIONS A. Ethics Review Commission. The Council shall, by ordinance, establish an independent ethics review commission to administer and enforce the ethics section of the City Code. To the extent permitted by Texas law, the Council shall authorize the commission to issue advisory opinions, conduct investigations, request witness testimony and production of evidence, and make determinations on whether a violation has occurred, and issue decisions and appropriate sanctions. The commission shall have the power to enforce its decisions by assessing civil fines and other sanctions as authorized by ordinance. The Council shall provide sufficient resources to the commission to enable it to perform the duties assigned to it under the Charter and City Code. B. Internal Audit Function. 1. The Council shall establish and create an internal audit function to ensure that appropriate internal audits will be performed in accordance with professionally recognized auditing standards of the operations of all City departments, offices, agencies and programs. Page 46 of 64 2. The function shall be staffed by a Chief Internal Auditor and such other appropriate positions as are authorized by the Council who shall report to the Chief Internal Auditor. 3. Consistent with the provisions of this Charter, the Council shall by ordinance or resolution provide for the powers and duties of the Chief Internal Auditor as needed for the performance of the function. 4. The Financial and Audit Oversight Committee shall maintain legislative oversight over the internal audit function as provided in Section 3.6 B. 5. On and after the effective date of this amendment, the Chief Internal Auditor shall be appointed and removed by the City Manager subject to the approval of the Council. The City Manager shall maintain operational oversight over the internal audit function and be responsible for the implementation of any audit recommendations for changes to City administrative procedures and operations as requested by the Council. Carrollton Included in Internal Audit Charter (FULL TEXT): https://www.cityofcarrollton.com/home/showdocument?id=15579 The City’s Internal Audit Department has been granted the unrestricted authority to audit all City functions by City Management and the City Council. However, the Internal Auditor has no authority or responsibility for any of the activities she audits. Richardson Included in Richardson’s Financial policies https://www.cor.net/home/showdocument?id=1029 XV. Internal Audit A. The function of internal audit shall be an assignment of the City Manager’s Office. The administrative support may occur through directly assigned personnel or contractual professional services. B. The City will annually identify appropriate operations and practices to be reviewed in developing an annual Internal Audit Workplan. Other projects may be added or amended as needs arise. C. Reviews of operation on the identified topics will be conducted, examining for all fiduciary and financial controls, compliance, risk minimization, and general operational integrity. D. Recommendations and findings will be submitted for each workplan element, with the City Manager’s Office responsible for implementation of proposed improvements. Page 47 of 64 fied city employee, and must be made available for public in- spection no later than 120 days after the close of the city’s fiscal year. Although state law allows the audit to be con- ducted by a city employee, virtually all cities require an out- side firm or individual who has no connection with the city whatsoever. The audit involves examination of three aspects of the city’s financial operations: (1) internal controls; (2) statements, records, and accounting transactions; and (3) compliance with statutory and budgetary requirements. Prop- erly conducted, the audit provides a double check on the city’s financial status, a method for communicating with the citi- zenry, and a bona fide statement of the city’s financial condi- tion. The provision for the audit can sometimes be found in the finance article of the charter. There are charters that have no provisions for an annual audit. It could be ar- gued this is irrelevant because state law controls. Most char- ter observers suggest, however, that this is a place where state law should be repeated in the charter or listed in an appendix, providing the citizen reading the charter with a greater sense of security. A few cities have a limit on the numbers of con- secutive years that one individual or firm can audit the city. Most cities leave it up to the governing body to decide whether to employ a different firm after a period of time. The Texas City charter is representative of what charters generally con- tain on the audit: Sec. 13. Annual audit. As soon as practicable after the close of each fiscal year, an independent audit shall be made of all ac- counts of the city government and corporations estab- lished by the city. The certified public accountants, appointed by the commission, shall have no personal interest, directly or indirectly, in the financial affairs of the city or any of its officers. The scope of the audit shall require a limited review of city-owned property and the results shall be reported with each annual au- dited financial report. Upon completion of the annual audit, the combined balance sheet thereof shall be published in the official newspaper of the city within thirty (30) days of commission acceptance of such audit. Copies of all audits shall be placed on file with the city’s public library, the director of finance and the city secretary. Internal auditor Three large cities have provisions in the charter for council appointment of an internal auditor. In Dallas, the individual is appointed by council and “shall hold the office for a two year period” at which time council can make a de- termination whether to renew the individual for another two year term. In Austin, the auditor is appointed directly by the city council. The charter provision is brief and utilizes an or- dinance to clarify the auditor’s duties and relationships with the council, audit committee, and city manager. In Fort Worth, the charter was recently changed from the person being rec- ommended by the city manager and appointed by the council to the auditor “shall be selected by the Council and shall be responsible to the Council.” Absences from council meetings Over 50 percent of charters have provisions for re- moving a councilmember who regularly misses council meet- ings. Most of them state “absence from three consecutive regular meetings” is grounds for removal. Of course, illness or other compelling reasons relieve the councilmember from this requirement, but excuses are expected to be filed ahead of time except in emergencies. The “absence” language comes from state law governing Type A general law cities. Other charters include a variety of phrases regu- lating council attendance. The Alpine charter states that a member forfeits one-half monthly salary for each council meeting missed without excuse. Colleyville requires a mini- mum of 75 percent attendance during a year, and Mansfield requires 80 percent during a year. Others mandate a maxi- mum number of meetings that can be missed in a six-month period. Curious as to whether this requirement was en- forced even when the charter states “the councilmember shall be removed from the council,” (emphasis supplied), we con- tacted city officials of cities in which these provisions exist. Although the great majority of cities indicated councils were reluctant to enforce these provisions, even to the extent of granting excused absences “after the fact,” we did find sev- eral cities that had followed through with removal action. Both Mercedes and The Colony have the “three consecutive regular meetings” phrase, and both cities have ousted councilmem- bers who failed to attend the requisite number of meetings. In one city, a councilmember was indicted for a felony and jailed. The member had not yet been convicted of the felony that would meet the requirements for disqualification under state law. However, the member was not able to attend meet- ings because of his incarceration, and the council took action under the absence phrase in the charter. The individual re- moved did not pursue the matter. Huntsville reported that a councilmember did resign from the council because of the same absence provision in its charter. A San Marcos official said the provision was in its charter now because of a previous problem before the provision was inserted. And finally, two other cities indicated that they had “come close” to invoking this charter provision, but had not to this date. It does appear that a statement on attendance is helpful in the charter; it gives the council some authority to urge regular attendance by members. 52 Texas Home Rule Charters Page 48 of 64 City of Georgetown, Texas Charter Review Committee April 20, 2021 S UB J E C T: Dis cus s ion of possible amendment of C ity C harter regarding the organizational reporting s tructure of the C ity Attorney, C ity S ecretary, and Munic ipal Judge – S kye Masson, C ity Attorney IT E M S UMMARY: F IN AN C IAL IMPAC T: NA S UB MIT T E D B Y: Mayra C antu, Management Analyst AT TAC H ME N T S: Description Type Reporting Structure - Benchmark Cities Exhibit Reporting Structure - Charter Language from Benchmark Cities Exhibit TML - Appointments Exhibit Page 49 of 64 Reports to: City Population Form of Government City Type CAO CSO CMO El Paso 679,813 Council-Manager Home Rule Council CMO; ACM Council Round Rock 124,434 Council-Manager Home Rule Council CMO; CM Council Cedar Park 74,817 Council-Manager Home Rule Council CAO Council New Braunfels 79,438 Council-Manager Home Rule Council CMO; ACM Council Sugar Land 118,709 Council-Manager Home Rule CMO; CM CMO; ACM Council Fort Worth 874,401 Council-Manager Home Rule Council Council Council Carrollton 135,834 Council-Manager Home Rule Council CMO; ACM Council Richardson 116,432 Council-Manager Home Rule Council Council Council Page 50 of 64 Cover Sheet Item H. Discussion of possible amendment of City Charter regarding the organizational reporting structure of the City Attorney, City Secretary, and Municipal Judge – Skye Masson, City Attorney Current Charter: Sec. 5.08. - Judge of the Municipal Court. The Municipal Court shall be presided over by a magistrate who shall be known as the Judge of the Municipal Court. The Judge shall be appointed by the Council for a term of two (2) years, from June first in even years until May thirty-first two (2) years later, or for the portion of such term unexpired at the time of his appointment. Except as hereinafter provided, the Judge of the Municipal Court shall be a competent attorney who at the time of the appointment has practiced law for at least two (2) years and who is a resident of the City of Georgetown; if a suitable resident of Georgetown cannot be found, the Council shall have the power to appoint a practicing attorney in the City of Georgetown who resides in the extraterritorial jurisdiction of said City. In the event an attorney with the above qualifications is not available, a citizen of this City considered qualified shall be appointed by the Council as the Judge of the Municipal Court. The Judge of the Municipal Court may be removed in accordance with State law. In the event the Judge of the Municipal Court is temporarily unable to act for any reason, the Council shall appoint a qualified person to act in the Judge's place. The Judge, or anyone acting in the Judge's place, shall receive such compensation as may be set by the Council. (Res. No. 050603-B, 5-3-03; Ord. No. 86-12, Amend. No. 20, 2-25-86) Sec. 5.09. - Clerk of the Court. The Municipal Judge shall appoint, with the approval of the City Manager, a City employee to serve as Clerk of the Municipal Court. The Clerk of the Municipal Court shall have the power to administer oaths, make certificates, affix the seal of said Court thereto and generally do and perform any and all acts usual and necessary by Clerks of Courts in issuing processes of said Court and conducting the business thereof. (Ord. No. 86-12, Amend. No. 20, 2-25-86) Sec. 5.06. - City Attorney. The City Council shall appoint a competent attorney who shall have practiced law in the State of Texas for at least two (2) years immediately preceding the appointment. The City Attorney shall be the legal advisor of, and attorney for, all of the offices and departments of the City, and shall represent the City in all litigation and legal proceedings. The City Attorney shall draft, approve, or file written objections to every ordinance adopted by the Council, and shall pass upon all documents, contracts and legal instruments in which the City may have an interest. There shall be such assistant City Attorneys as may be authorized by the Council and appointed by the City Attorney with the approval of the City Council, and such assistant City Attorneys shall be authorized to act for and on behalf of the City Attorney. The City Attorney(s) and any assistant City Attorney(s) serve solely at the will of the Council. Page 51 of 64 (Res. No. 050603-B, 5-3-03) Sec. 2.07. - City Secretary. The Council shall appoint the City Secretary, who shall serve at the pleasure of the Council. The City Secretary shall keep the records of the Council, and shall have such other duties and responsibilities as may be assigned by this Charter and the Council. The City Secretary shall appoint such assistants as may be authorized by the Council. As background: Richardson Section 7.03. - Municipal court judge. The judge of the municipal court, while in office, shall be a bona fide resident of the City of Richardson, a duly licensed, practicing attorney in the State of Texas, and shall be appointed by the city council for a term of two (2) years, subject to removal by the city council by a vote of two-thirds of the total membership of the city council. (Ord. No. 4144, § 2(exh. A, 11-16-15) Section 7.04. - Alternate municipal court judge. The city council may appoint an alternate judge or judges of the municipal court, who need not be a resident of the City of Richardson, but must be a duly licensed, practicing attorney in the State of Texas, who shall be appointed by the city council for a term of two (2) years, subject to removal by the city council by a vote of two-thirds of the total membership of the city council. (Ord. No. 4144, § 2(exh. A, 11-16-15) Section 7.05. - Compensation. The judge, alternate judge, prosecutor and alternate prosecutor shall receive compensation as is approved by the city council. (Ord. No. 4144, § 2(exh. A, 11-16-15) Sec. 2.12. - Municipal judge. Qualifications. The council shall appoint magistrates of the municipal court to be known as the municipal judge and assistant judges, who shall be appointed for a term of two years. The judges shall be members of the State Bar of Texas, a qualified voters who have been a resident of the State of Texas for at least one year; and hold no other elected public office except that of a notary public or member of the National Guard or armed services; and not in arrears in payment of any taxes or other liability due the city. During the tenure of office, the municipal judge, but not the assistant judges, shall reside in the city of Carrollton. Removal. The municipal judge and any assistant judge, may be removed by the affirmative vote of a majority of the full membership of the council, or in the manner prescribed for the removal of a county court at law judge or should he/she cease to possess the qualification for office. Page 52 of 64 Candidacy for other office. If the municipal court judge, or any assistant judge, shall announce candidacy, or shall in fact become a candidate in any general, special or primary election, for any office of profit or trust under the laws of the state or the United States, such announcement or such candidacy shall constitute an automatic resignation of the appointment, effective with the date of such announcement or candidacy. Vacancy and compensation. The municipal judge and each assistant judge shall receive such salary as may be fixed by the council. All costs and fines imposed by the municipal court shall be paid into the city treasury for the use and benefit of the city. (Adopted by electorate, 9-19-61; Am. Ord. 1361 passed 4-7-87; Am. Ord. 2364 passed 8-11-98, effective 10-1-98) Section 7.01. - City attorney. The city council shall appoint a competent attorney licensed and practicing law in the State of Texas who shall be the city attorney. The city attorney shall receive for services such compensation as may be fixed and approved by the city council, and shall hold office at the pleasure of the city council. The city attorney, or other duly licensed practicing attorneys in the United States selected by the city council, shall represent the city in all litigation and shall serve as the legal advisor of and attorney and counsel for the city. The city attorney may serve as the municipal court prosecutor or may provide a municipal court prosecutor and alternate municipal court prosecutor. The city council may contract with an attorney or with a firm of attorneys who may designate one (1) member of said firm to serve as city attorney. (Ord. No. 4144, § 2(exh. A, 11-16-15) Section 3.15. - City secretary. The council shall appoint a city secretary and prescribe the duties and compensation of said officer. The city secretary shall hold office at the pleasure of the council. (Ord. No. 4144, § 2(exh. A, 11-16-15) Carrollton Sec. 2.13. - City attorney. The council shall appoint a city attorney, chosen on the basis of his/her qualifications as a competent and practicing attorney. The city attorney shall receive such compensation as may be fixed by the council. The council may remove the city attorney, upon the affirmative vote of a majority of full membership of the council. The action of the council in suspending or removing the city attorney shall be final, it being the intention of the Charter to vest all authority and fix all responsibility for such suspension or removal in the council. The city attorney shall be the legal advisor of and attorney and counsel to the city and all officers and departments including the city council or any committee thereof, the city manager and all official boards and commissions with respect to any legal question involving an official duty or any legal matter pertaining to the affairs of the city. The city attorney, or such other attorneys recommended by him/her Page 53 of 64 and retained with the approval of the council, shall represent the city in all litigation and controversies, and to that end shall have the power to fulfill such responsibilities in such a manner as he/she deems to be necessary or desirable on behalf of the city. There shall exist an attorney-client relationship between the city attorney and the city of Carrollton, Texas, and the city council of the city of Carrollton, Texas. The privileged nature of communications between attorney and client as established and recognized by the common law, statutes and rules of the State Bar of Texas shall apply. The city attorney shall appoint such assistants as shall be provided for in the budget. Any such assistant may be discharged at any time by the city attorney. All responsibilities imposed on the city attorney may be performed by any assistant city attorney, as designated by the city attorney. (Adopted by the electorate 8-8-98, effective 10-1-98) Sec. 3.06. - City secretary. The city manager shall appoint an official of the city, who shall have the title of city secretary. The city secretary shall give notice of the council meetings, shall keep minutes of its proceedings, shall authenticate by signature and record all ordinances and resolutions, in full, in a book kept for such purpose. The city secretary shall also perform such other duties as shall be required by this Charter or by the city manager. (Adopted by electorate, 9-19-61; Am. Ord. 1361 passed 4-7-87) Forth Worth § 3 APPOINTMENT AND REMOVAL OF MUNICIPAL JUDGES. The chief judge and associate judges shall be selected and appointed by majority vote of all the members of the city council to serve specified terms. Initial appointment and reappointment to any term is at the sole discretion of the city council. The chief judge and associate judges may be removed during their term of office by a majority vote of all members of the city council. Removal may include any one or more of the following grounds: dereliction of duty, incompetency, incapacity to serve, misconduct or conduct discrediting the position. (Ord. 22081-02-2016, § 2(VII), 2-2-2016, approved 5-7-2016) Chapter VI: Department of Law § 1 [APPOINTMENT, QUALIFICATIONS, GENERAL DUTIES, RESIDENCE OF DIRECTOR]. There shall be a department of law, the director of which shall be the city attorney, whose appointment shall be recommended by the city manager and approved by the council and who is a competent practicing attorney, duly licensed, and who shall have practiced law for at least five (5) years immediately preceding his appointment. The city attorney shall serve as chief legal advisor to the council, the city manager and all city departments, offices and agencies, and the city attorney shall represent the city in all legal proceedings, and draft, approve or file his written legal objections to every ordinance before it is acted upon by the council, and prepare or endorse his written approval or file his written legal objections to all documents, contracts and legal instruments in which the city may have an Page 54 of 64 interest, and perform any other duties prescribed by this Charter or by ordinance. During his term of office, the city attorney shall be a resident citizen within the City of Fort Worth. § 2 [APPOINTMENT OF ASSISTANTS; COMPENSATION]. The city attorney shall serve as the director of the department of law, and shall have power to appoint such assistants as may be deemed necessary to assist in performing the duties of the applicant; such assistants to serve in that capacity as long as their services are satisfactory to the city attorney. The city attorney and assistants shall receive such compensation as may be fixed by the council. § 2A [ASSISTANTS TO HAVE ALL POWERS AND DUTIES OF CITY ATTORNEY]. All powers and duties imposed on the city attorney may be exercised and performed by any assistant city attorney under his direction. § 3 [OUTSIDE COUNSEL]. No extra outside counsel shall be retained to assist the city attorney or his assistants, save and except in cases of extraordinary importance and emergency, approved and adopted by the council. In such contingency, the council shall fix in advance, as far as practicable, the compensation to be allowed such extra or outside counsel by resolution spread upon the minutes. § 4 [TERM, REMOVAL, ABSENCE OR DISABILITY OF CITY ATTORNEY]. The city attorney shall not be appointed for a definite fixed time, but shall be removable at the will and pleasure of the council by a vote of not less than a majority of the entire council. If removed after serving six (6) months, he may demand written charges and the right to be heard thereon at a public meeting of the council prior to the date on which his final removal shall take effect; but pending such hearing the council may suspend him from office. The action of the council in suspending or removing the city attorney shall be final. In case of the absence or disability of the city attorney, the council may designate some qualified person to perform the duties of the office. § 7 CITY SECRETARY. The City Council shall appoint a city secretary and prescribe the duties and compensation of said officer, and shall provide him with such assistance as it may deem necessary. He shall hold office during the pleasure of the City Council. During his term of office, the city secretary shall be a resident citizen of the City of Fort Worth. Sugar Land Sec. 2-143. - Appointment of judge. The municipal court of record will be presided over by a municipal judge appointed by city council in accordance with the city charter and city ordinances. (Ord. No. 2194 , § 1, 4-7-2020) Page 55 of 64 Sec. 4.03. - City Attorney. The city manager shall, with the city council's consent, appoint a city attorney who shall serve at the pleasure of the city manager and may, with the city's council's consent, be dismissed by the city manager, with or without cause. The city attorney shall provide legal services to the city. Although the city attorney shall report to the city manager, the city attorney shall exercise his or her independent professional judgment on legal matters as required by the rules of the legal profession. (Ord. No. 1178, § 1, 6-15-99; Ord. No. 1810, § 3(Exh. A), 2-15-2011; Ord. No. 1820, § 6(Exh. A), 5-24- 2011) Sec. 4.02. - City Secretary. The city manager shall, with the city council's consent, appoint a city secretary who shall serve at the pleasure of the city manager and may, with the city council's consent, be dismissed by the city manager, with or without cause. (Ord. No. 1178, § 1, 6-15-99; Ord. No. 1810 , § 3(Exh. A), 2-15-11; Ord. No. 1820, § 6(Exh. A, § 3), 5-24- 11) New Braunfels Sec. 8.02. - Judge of the Municipal Court. The judge of said court shall be a licensed, resident attorney of the City of New Braunfels, appointed by the City Council and shall receive such salary as may be fixed by the City Council. In case of the disability or absence of the judge of the Municipal Court, the City Council shall appoint a temporary municipal court judge who shall also be a licensed, resident attorney. The judge of said court shall hold his or her office pursuant to the laws of the State of Texas. (Amdt. 9, Ord. No. 74-17, § 1, 5-28-74, approved 7-9-74; Amdt. 21, Ord. No. 2005-45, § I, 5-7-05, approved 5-16-05) Sec. 8.04. - City Attorney. The City Council shall appoint a licensed attorney of the State of Texas to be the City Attorney. He shall receive for his services such compensation as may be fixed by the City Council for regular and special duties and shall hold his office at the pleasure of the City Council. The City Attorney or such other attorney selected by him with the approval of the City Council shall represent the City in all litigations and prosecutions in Municipal Court. There may be such Assistant City Attorneys as may be authorized by the City Council. Such Assistant City Attorneys shall be authorized to act for and on behalf of the City Attorney, including representing the City in all litigations and prosecutions in Municipal Court. The City Attorney shall reside within the City Limits of the City of New Braunfels. (Amdt. 23, Ord. No. 2005-45, § I, 5-7-05, approved 5-16-05) Sec. 7.02. - City Secretary. Page 56 of 64 The City Secretary shall also be the City Clerk, and the City Secretary and such assistant secretaries as the City Council shall deem advisable, shall be appointed by the City Manager, and may be removed from office by the City Manager. The City Secretary, or Assistant City Secretary, shall give notice of City Council meetings, keep the minutes of the proceedings of such meetings, and shall perform such other duties as the City Manager shall assign to the City Secretary, and those elsewhere provided for in this Charter. (Amdt. 7, Ord. No. 74-17, § 1, 5-28-74, approved 7-9-74; Amdt. 16, 17, Ord. No. 2005-45, § I, 5-7-05, approved 5-16-05) Cedar Park Section 4.02 Municipal Court (a) There shall be established and maintained a court, designated as a “Municipal Court” of the City for the trial of misdemeanor offenses, with all such powers and duties as are now, or may hereafter be prescribed by laws of the State of Texas relative to municipal courts. (b) The City Manager shall appoint the Presiding Municipal Judge and any Associate Judges and recommend their compensation subject to Council approval. The Judges shall possess a current license in good standing with the State Bar of Texas. (c) There shall be a clerk of said court appointed by the City Manager. (d) The clerk of said court and deputies shall have the power to administer oaths and affidavits, make certificates, affix the seal of said court thereto, and perform any and all acts usual and necessary to be performed by the clerks of courts and conducting the business thereof. (e) All costs, fees, special expenses and fines imposed by the Municipal Court shall be paid into the City Treasury for the use and benefit of the City except as otherwise required by State Law. (f) The Municipal Judge and all additional Judges shall be bonded for no less than one hundred thousand dollars ($100,000.00) and the cost thereof shall be borne by the City. (Amended May 8, 2010) Section 4.03 City Attorney The Council shall appoint a competent and duly licensed attorney practicing law in the State of Texas, who shall be the City Attorney. They shall receive for their services such compensation as may be fixed by the Council and shall hold their office at the pleasure of the Council. The City Attorney, or such other attorneys selected by them with the approval of the Council, shall represent the City in all litigation. They shall be the legal advisor and attorney for the Council, the City and its Officers, and all of its Departments, Boards, and Commissions in all matters involving City business. The City Attorney may employ consultants on legal matters as necessary and may employ outside legal counsel subject to ratification by the Council. (Amended May 8, 2010) Page 57 of 64 Section 4.04 City Secretary The City Manager shall appoint or remove the City Secretary, subject to the approval of the Council; and shall appoint or remove such Assistant City Secretaries as the Council shall deem advisable. The duties of the City Secretary, or an Assistant City Secretary, shall be as follows: (a) To give notice of the Council and Board and Commissions meetings. (b) To keep the minutes of Council meetings. (c) To authenticate signature and record in full, in a book indexed for this purpose, all ordinances and resolutions. (d) To perform such other duties as the City Manager shall assign and as elsewhere provided for in this Charter. Round Rock Sec. 4.03. - Municipal Court. a) There shall be established and maintained a court, designated as a "Municipal Court" for the trial of misdemeanor offenses, with all such powers and duties as are now, or may hereafter be prescribed by laws of the state of Texas relative to municipal courts. b) The judge of said court shall be appointed by the City Council to serve at the discretion of the City Council. The judge shall be an attorney licensed and practicing in the state of Texas and shall receive such salary as may be fixed by the City Council. c) There shall be a clerk of said court appointed by the City Manager. d) The clerk of said court and deputies shall have the power to administer oaths and affidavits, make certificates, affix the seal of said court thereto, and generally do and perform any and all acts usual, and necessary to be performed, by the clerks of courts, in issuing process of said courts, and conducting the business thereof. e) The City Council shall have the power to create and appoint additional judges as provided by law. f) All costs and fines imposed by the Municipal Court shall be paid into the City Treasury for the use and benefit of the City. (Charter amendment approved by voters January 20, 1996) State Law reference— Municipal courts, V.T.C.A., Government Code ch. 29. Sec. 4.04. - City attorney. The City Council shall appoint a competent and duly licensed attorney practicing law in the state of Texas, who shall be the City Attorney. The City Attorney shall receive for his or her services such compensation as may be fixed by the City Council and shall hold office at the pleasure of the City Council. The City Attorney, or such other attorneys selected by the City Attorney with the approval of the City Council, shall represent the City in all litigation. The City Attorney shall be the legal advisor of, and attorney and counsel for, the City and all elected officials, employees and departments thereof. Page 58 of 64 (Charter amendment approved by voters January 20, 1996; May 6, 2017) Sec. 4.05. - City Clerk. The City Manager shall appoint the City Clerk and such Assistant City Clerks as the City Council shall deem advisable. The duties of the City Clerk, and Assistant City Clerks, shall be as follows: a) to give notice of City Council meetings; b) to keep the minutes of the proceedings of such meetings; c) to authenticate by his or her signature and record in full a book kept and indexed for the purpose, all ordinances and resolutions; and d) to perform such other duties as the City Council shall assign, and those elsewhere provided for in this Charter. (Charter amendment approved by voters January 20, 1996; November 8, 2011) El Paso 2.44.030 - Judges. A. In addition to the qualifications prescribed in the City Charter, the presiding municipal judge shall be a licensed attorney at law who has practiced law in Texas at least five years prior to his or her election by a majority of the municipal judges. B. The term of office for the elected judges shall be as provided in the City Charter. C. The city council may appoint one or more substitute associate municipal judges to sit for the regular judge of any municipal court when such regular judge is temporarily unable to act for any reason. Such substitute associate municipal judge shall possess the same qualifications required of the regular municipal judges and shall have all the powers and duties of the judge for whom such substitute associate municipal judge is sitting while so acting. D. The term of office for the substitute associate municipal judges is four years. The term of office for any substitute associate municipal judge appointed by the council for a term beginning in June 2003, and who was automatically reappointed in 2005 by operation of law, shall expire in June 2007. Thereafter, appointments to the positions with terms expiring in June 2007 shall be for four-year terms. The term of office for substitute associate municipal judges appointed by the council for a term beginning in June 2005 shall be for four years. E. When a vacancy arises in a position of municipal court judge or substitute associate municipal court judge, or new appointments of judges are necessary, the following selection process will be utilized. a. The municipal clerk will notify the city manager of the vacancy or need for the council to make appointments. b. The city manager will post a public notice in the same manner as city council agendas are posted, announcing the acceptance of resumes of interested candidates requesting to be considered in the selection process and will set a deadline for candidates to submit those resumes to the members of the city council. c. Each member of the city council may submit the names of one or more candidates to the city manager for consideration in the selection process no later than ten days after the deadline set for the submission of resumes. Page 59 of 64 d. The city manager will compile a list of the candidates and as soon as practicable, place an appropriate item on the city council agenda to enable the city council to make the appropriate appointments. F. Any substitute associate municipal judge appointed pursuant to subsection C of this section may be assigned to serve as night magistrate under the supervision of the presiding municipal judge. The duties of the night magistrate shall be those prescribed by the laws of the state, particularly the Code of Criminal Procedure, at the discretion of the presiding judge. G. A vacancy in the office of elected judge is filled by appointment by the city council and the person appointed serves until the next regular municipal election, at which time his successor shall be elected. An appointee may succeed himself or herself. H. A vacancy in the office of substitute associate judge is filled by appointment by the city council and the person appointed serves the remainder of the expired term. (Ord. 16274 § 1, 2006: Ord. 14172 § 3, 1999: Ord. 12403, 1995: prior code § 7-3) Section 3.7 - APPOINTMENTS. Appointment and Removal of the City Attorney. The City Council by a majority vote of its total membership shall appoint a City Attorney and fix the City Attorney's compensation. The City Attorney shall be appointed solely on the basis of legal experience and qualifications. The City Attorney may be removed by a resolution approved by a majority vote of the total membership of the City Council. Assistant City Attorneys shall be appointed by, and will report to and work at the direction and under the supervision of the City Attorney. Page 60 of 64 13 Departments, offices, and boards The title of this chapter is the same as that used in a number of Texas charters as well as in the NCL model city charter. However, the predominant title in Texas charters for the subject matter covered in this chapter is either “Ad- ministration” or “Administrative Departments.” In smaller cities, this charter article typically includes the city manager as well as other departments and offices. Other charters de- vote separate articles to each department or officer. This chapter will discuss the following: • Creation of departments • City attorney • City secretary • Municipal court judge • Planning function • Personnel and civil service • Health function • Other departments and officers • Boards and commissions Creation of departments The Marble Falls charter has a clear statement on the creation of administrative departments in a council-man- ager city: Section 4.02 Administrative Departments There shall be such administra- tive departments as are established by this Charter and may be established by ordinance and, excepting as other- wise provided in this Charter, these administrative departments shall be under the direction of the City Man- ager. The Council shall have power by or- dinance to establish administrative de- partments or offices not herein provided by this Charter. The Council may dis- continue, redesignate, or combine any of the departments and/or administrative offices. No changes shall be made by the Council in the organization of the ad- ministrative service of the City until the recommendations of the City Manager thereon shall have been heard by the Council. The head of each department shall be a director who shall have de- partmental supervision and control. Two (2) or more departments may be headed by the same individual and the City manager may head one (1) or more departments. In most charters, three offices are specified by name: the city attorney, the city secretary, and the municipal court judge. An administrative code adopted by the council is the appropriate place for establishing the other departments or defining their departmental organization and operating rules and regulations. In fact, many aspects of the internal organization of departments or divisions should be governed by administrative order rather than by council action. City Attorney Each city should have either a full-time or part- time legal officer, depending on the size of the city and the volume of legal problems. Many small towns contract with a legal firm or with an individual. Some city councils prefer to contract with a firm, while others prefer to have an attorney full-time on the city staff. Very small cities have little choice if they do not have enough work for a full-time employee. Some slightly larger cities have a full-time employee because they want their own lawyer immediately available. Other cities can afford and have enough work for a full-time employee but contract with a firm because of its variety of expertise. Charters frequently provide that the city attorney, with council approval, can bring in special counsel when the need to do so for a particular court case or other problem arises. The West University Place charter has a typical section on the city attorney: The Council shall appoint an attor- ney, licensed by the State of Texas, to be the City Attorney. The City Attorney shall be entitled to compensation for services as established by the Council and shall serve at the pleasure of the Council. The City Attorney shall draft or approve as to legal form or file written objections to every ordinance proposed by the Council and shall review all contracts and other documents in which the City has an in- terest. The City Attorney, or other attor- neys selected by the City Attorney with the approval of the Council, shall repre- sent the City in all litigation. The City At- torney shall be the legal advisor to the City and counsel for the City and all its officers and departments in the conduct of City business. 65Page 61 of 64 Survey Results Our survey of the state’s charters produced the following figures in regard to selection of the city attorney: The large figures for “appointment by the city council” are a little misleading since they include the con- tracts with firms or individuals entered into by the council. For cities over 50,000, the figures look like this: The six largest cities in the state have an interest- ing mix of appointment methods. In Houston and El Paso, the mayor appoints the city attorney with approval of the city council; in Dallas, the appointment is by the council; in Fort Worth, the attorney is appointed by the city council on rec- ommendation of the city manager; and in San Antonio and Austin, the city manager appoints the attorney, and no council confirmation is required. Various arguments are made for and against the council appointing the attorney. Some contend that legal questions are so crucial that the city council needs to be sure that the attorney’s opinion is not “laundered” in any way by the manager before it gets to the council. On the other hand, having both the manager and the attorney report to the council can be divisive, particularly if the attorney has a disposition to mix some policy advice with legal advice. There is no single best answer to the question. Whatever the policy, the key is that all the players should be guided by an open, trusting relationship. City Secretary The term “city secretary” is used intentionally here. Survey results showed this title to be heavily preferred by 90 percent of Texas cities over the title “city clerk.” The city secretary, like the city attorney, is frequently the subject of a separate article in the charter. The establishment of this position is also found in the city council article, and some- times within the mayor or city manager section of the charter. Wherever it is, the job is a critical one. Although a few charters do not establish this po- sition, the overwhelming number do. Those charters also stip- ulate responsibilities for the city secretary. Several charters include lengthy detail, but the Hurst charter really says all that is necessary: The city manager shall employ a city secretary and such assistant city secretaries as the city manager shall deem necessary. Such persons shall report to the city manager who shall establish their compensa- tion and duties. The city secretary or an assistant city secretary shall give notice of the city council meet- ings, take the minutes of such meetings, authenticate ordinances and resolutions by his or her signature and shall index and keep such minutes, ordinances and resolutions. Over the years, the duties of the city secretary/city clerk position have grown in scope in all cities, but particularly in small cities. In response to this expanded role, many mem- bers of the profession are members of the Texas Municipal Clerks Association (TMCA), which is a TML affiliate that is housed at The University of North Texas. To meet the profes- sional responsibilities of the position, a certification program for city secretaries and clerks was established. According to the TMCA website, over 500 Texas Municipal Clerks have completed the extensive three-year certification program. TMCA also has several reference tools for all city officials, in- cluding the Texas Municipal Election Law Manual (4th Edi- tion) written by Analeslie Mancy, the Texas Municipal Law and Procedures Manual (5th Edition) written by Alan Bojorquez and the Texas Municipal Clerks Handbook (8th Edition) writ- ten by the TMCA. More information on TMCA and the certi- fication program can be found at http://municlerks.unt.edu. Survey results Our survey of the state’s charters produced the following figures in regard to selection of the city secretary: 66 Texas Home Rule Charters Figure 13-1: Selection of City Attorney 1994 2008 By City Manager: 6% 2% By City Manager with City Council Approval: 9% 8% By City Council: 73% 72% By City Council on recommendation of City Manager: 3% 8% By Mayor with City Council Approval: 7% 9% Other: 2% 1% TOTAL 100% 100% 1994 2008 Appointed by city council – manager not involved: 64% 80% Appointed by the city manager or manager involved: 36% 20% Figure 13-2: City Secretary/Clerk 1994 2008 By City Manager: 24% 28% By City Manager with City Council Approval: 15% 20% By City Council: 35% 33% By City Council on recommendation of City Manager: 12% 11% By Mayor with City Council Approval: 7% 6% Other: 7% 2% TOTAL 100% 100% Page 62 of 64 The majority for council appointment of the sec- retary is consistent with the widespread opinion of city offi- cials that this position is one that “belongs” to the city council. Judge of the municipal court State law estab- lishes a municipal court in every city in the state. It estab- lishes the specified ju- risdiction for the court and allows the home rule city charter to es- tablish the method of selection of the judge. Although state law has preempted the majority of matters that might otherwise be included in a city charter, a city does have some authority and flexibility remaining. The charter may: • provide for the manner in which the judge is to be cho- sen–by appointment or election. If the judge is chosen by appointment, the appointing authority must be speci- fied in the charter. If a municipal court of record is es- tablished, selection is handled differently. • provide for the judge’s term of office. This can be for a specified number of years or “at the pleasure of the city council” or other appointing authority. • provide for the appointment of associate judges and tem- porary judges. • state whether the judge(s) must be an attorney. • provide for a clerk of the court. Texas charters formerly were very detailed regard- ing the court; today, this is unnecessary. The Mission charter as amended in 1987 contains the essence of what a charter might address. Several cities in the state devote only one paragraph to the court and the judge (see Paragraphs A and B of the Mission section below): Section 4.05 Municipal Court A. There shall be established and main- tained a court designated as a municipal court for the trial of misdemeanor offense, with all such powers and duties as are now or hereafter may be prescribed by the laws of the State of Texas relative to municipal courts. B. The judge or judges of said court shall be a qualified voter or voters of the City of Mis- sion, shall be appointed by the City Council, shall hold his office at the pleasure of the City Council, shall receive such salary as may be fixed by the City Council, shall be under the ad- ministrative direction of the City Manager, and said judge shall not be an elected official. The City Secretary or an assistant City Secretary shall be ex officio clerk of said court. C. The Clerk of said court and his deputy shall have the power to administer oaths and af- fidavits, make certificates, affix the seal of said court thereto; and generally do and perform any and all acts usual and necessary by the Clerk of courts in issuing process of said courts and con- ducting the business thereof. D. The City Council by ordinance may pro- vide for the appointment of one (1) or more judges to serve if the regular judge, the presiding judge, or an associate judge is temporarily un- able to act. E. Each judge of said court shall be a duly licensed attorney if some such suitable attorney is available and provided that this shall not be a disqualification of the person serving in such ca- pacity at the time of the adoption of this Char- ter. The phrase in Paragraph B above that the judge “shall be under the administrative direction of the city man- ager…” is an unusual, but not rare arrangement. Cities, large and small, regardless of form of government, seem to have continual problems with the reporting relationship of the judge and the clerk of the court. Mayors, city councils, and city managers want the court to be “administratively efficient,” but must tread softly since they are dealing with a separate and independent branch of city government. Judges are con- cerned with the “administration of justice” and usually do not have the time nor skill to worry about the “administration of the court” as a department of the city. Cities have tried a wide range of mechanisms to meet this challenge. It would be confining and inflexible if the city tried to dictate admin- istrative arrangements in the charter. Hence, most of these “solutions” have been left to ordinance or administrative order. 67 Departments, offices, agencies, and boards HEAR HEAR - HERE! “Sec. 5.04 City Secretary The council shall appoint a city secretary. The city secretary shall be provided an office in the city hall sufficient to maintain the records entrusted to the city sec- retary’s care and shall be entitled to a seat at the council table at all official meetings.” Page 63 of 64 Survey results Our survey of the state’s charters produced the following figures in regard to selection of the municipal court judge: We tabulated the term of office for the judge. Fifty percent of the charters do not address the term of office for the judge. Of those charter that do specify the judge’s term, the overwhelming choice (86 percent) was for the judge to serve at the “pleasure of the council.” In the remaining cities, the judge served a specified numbers of years, any- where from one to four years (six percent) or noted the term was stipulated in some other manner (eight percent), such as at the pleasure of the city manager. Influence of form of government on selection of officers above Most of the cities that call for appointment by the city council of the city attorney, city secretary, and judge are council-manager cities. Most of the cities that call for ap- pointment by the mayor with approval of the city council are mayor-council cities. Planning function A number of Texas charters address the planning and zoning function. Some actually mandate a planning de- partment and a director of planning. In the most recent survey, 34 percent of charters now require the establishment of a comprehensive master plan, up from 20 percent in 1994 that established a master planning process. Many charters do not mandate a comprehensive plan with the legal phrase, “the city council shall adopt a plan.” Without this charge, the city council may, instead, reject all or part of the plan. Below is a typical section from one of the charters that exemplifies the loophole through which many a master plan falls: Section 4. The Master Plan.The Master Plan for the overall physical development of the City shall contain the (Planning) commission’s recom- mendations for growth, improvement and beautifi- cation of the City. A copy of the Master Plan, or any part thereof, shall be forwarded to the City Manager who shall thereupon submit each plan or part thereof to the Council with the City Manager’s rec- ommendations thereon. The Council may adopt this plan as a whole or in part, and may adopt any amendment thereto, after at least one public hear- ing on the proposed action. The Council shall act on such plan, or part thereof, within sixty (60) days following its submission by the City Manager. If such plan, or part thereof, should be rejected by the Council, the Planning Commission may modify such plan, or part thereof, and again forward it to the City Manager for submission to the Council. All amend- ments to the Master Plan recommended by the Planning Commission shall be submitted in the same manner as that outlined above to the Council for approval, and all recommendations by the Coun- cil from any City Department affecting the Master Plan must be accompanied by a recommendation from the Planning Commission. The quoted wording does not prohibit a council from adopting a master plan, generally considered a valuable asset to a city, and some of these cities have adopted a plan. No legal requirement, however, prompted their action. Under the wording above, the council could continue rejecting the plan forever. There is no clear-cut statement that “the council shall adopt a plan.” Once a master plan or comprehensive plan is adopted, a city may have language such as the following to put “teeth” into the plan. This is from the Mansfield charter: Section 10.4 Legal Effect Of The Masterplan Upon adoption of a Master Plan by the Council, no subdivision, street, park, or any public way, ground or space, public building or structure, or public util- ity, whether publicly or privately owned, which is in conflict with the Master Plan shall be constructed or authorized by the City until and unless the loca- tion and extent thereof shall have been submitted to and approved by the (Planning) Commission. In case of disapproval, the Commission shall commu- nicate its reasons to the Council, which shall have the power to overrule such disapproval, and upon such overruling, the Council shall have power to pro- ceed. The widening, narrowing, relocating, vacating or change in the use of any street, alley, or public way or ground, or the sale of any public building or real property shall be subject to similar submission and approval by the Planning and Zoning Commis- sion, and failure to approve may be similarly over- ruled by the Council. The preparation and adoption of such a plan has been mandated by 38 percent of home rule cities, up from ten percent reported in the 1994 survey. The strongest lan- 68 Texas Home Rule Charters Figure 13-3: Municipal Court Judge 1994 2008 By City Manager with City Council Approval: 3% 6% By City Council: 79% 74% By City Council on recommendation of City Manager: 3% 7% By Mayor with City Council Approval: 6% 8% Elected: 5% 3% Other: 4% 2% TOTAL: 100% 100% Page 64 of 64