Loading...
HomeMy WebLinkAboutAgenda CC 05.23.2017 WorkshopNotice of M eeting of the Governing B ody of the City of Georgetown, Texas M ay 2 3, 2 0 1 7 The Ge orgetown City Council will meet on May 2 3, 2 017 at 3:00 PM at the Co uncil Chambers, 101 E. 7th Street, Georgetown, Texas The City o f Georgetown is committed to co mpliance with the Americans with Disabilities Act (ADA). If you re quire assistance in participating at a public meeting due to a disability, as defined under the ADA, reasonable assistance, adaptations, or ac c ommo datio ns will be provided upo n request. P lease contact the City Se c retary's Office, at least three (3 ) days prio r to the scheduled meeting date, at (512) 930- 3652 o r City Hall at 113 East 8th Street fo r additional information; TTY use rs ro ute through Relay Texas at 7 11. REVISE D AGENDA Policy De ve lopme nt/Re vie w Workshop - A Prese ntation of the City’s Quarterly Financial Report, which includes the Investment Reports for the City o f Georgetown, Georgeto wn Transpo rtation Enhancement Corpo ratio n (GTEC), and the Geo rgeto wn Economic Developme nt Corpo ration (GEDCO) for the quarter ended March 31, 2 01 7 -- Paul Diaz, Budget Manger B Fire Department Budget Update -- Jo hn Sullivan, Fire Chief C Update, discussion, and direction o n the Solid Waste Contract -- Mike Babin, Deputy General Manager, Utilities D Prese ntation and discussion of a pro posal to approve $10,000 in GEDCO funds, and a Request for pro posals, to accomplish a feasibility study regarding an inpatient residential ho spice facility in the Georgetown area -- Steve Fought, District 4 Representative and member of GEDCO Exe cutive Se ssion In compliance with the Open Meetings Ac t, Chapter 551, Government Co de , Verno n's Texas Codes, Annotate d, the items listed below will be discussed in closed session and are subject to action in the regular se ssio n. E Se c . 55 1.0 71 : Consul tati on wi th Atto rney - Advice fro m attorney about pending or co ntemplated litigation and o ther matters on which the attorney has a duty to advise the City Co uncil, including agenda items Se c . 55 1.0 72 Del i berati on Regardi ng Real Property - Discuss co ntract terms on Parcel 12 - Rivery Blvd Ext. Project - Fire Station 7 Site Consideratio n Se c . 55 1.0 74 : Personnel Matter s - City Manager, City Attorney, City Se c retary and Municipal Judge: Consideration of the appointment, employment, evaluatio n, reassignment, duties, discipline, o r dismissal Se c . 55 1.0 86 : Competi ti ve Matters - Re newable Energy Credits Page 1 of 106 - Ele ctric Utility Quarterly Update Se c . 55 1.0 87 : Del i berati on Regardi ng Eco nomi c Devel opment Ne go ti ati ons - Tamiro Plaza II Adjournme nt Ce rtificate of Posting I, Shelley No wling, City S ecretary for the C ity of Geo rgeto wn, Texas , do hereby c ertify that this Notic e o f Meeting was posted at City Hall, 113 E. 8th Street, a p lac e read ily acc es s ib le to the general pub lic at all times , o n the _____ day of _________________, 2017, at __________, and remained so p o s ted for at leas t 72 c o ntinuo us ho urs p receding the s cheduled time of s aid meeting. __________________________________ Shelley No wling, City S ecretary Page 2 of 106 City of Georgetown, Texas City Council Workshop May 23, 2017 SUBJECT: P resentation of the City’s Quarterly Financial Report, which include s the Investment Reports for the City of George to wn, Georgetown Transportation Enhancement Co rporation (GTEC), and the Ge orgetown Eco nomic Development Corporation (GEDCO) for the quarter ended March 31, 2017 -- Paul Diaz, Budget Manger ITEM SUMMARY: The Quarterly Financial Report to Counc il is attached. An e xe c utive summary is included to highlight variances with regards to the revenues and expenditure s, and an overview of the investment portfolio as of March 31, 2017. The Financial Report shows a co mparison o f current year to date revenues compare d to the prior year for the second quarter of the fiscal year on all majo r funds. The FY 20 17 CIP Roll Forward Amendment is reflected in this repo rt. Major variances in the General Fund c ompared to the same period last year are relate d to reo rganization of the City departments and a change in timing of transfers to the Internal Servic e Funds. Staff continue to monitor overtime in Fire and EMS regularly. Investment activity for the quarter is primarily the maturity and purchasing of Certificates of Deposits. Bond balances will be used in the coming months to fund related capital pro jects. COMMENTS: Valley View, L.L.C., has prepare d the attached investment reports. The investment ac tivity and strategies describe d in the inve stment report are in compliance with the City’s Investment Polic y and state law. This report me e ts the quarte rly reporting requireme nts mandated by the Public Funds Investment Act. FINANCIAL IMPACT: N/A SUBMITTED BY: P aul Diaz, Budget Manager - SP ATTACHMENT S: Description P res entation Quarterly Financ ial R ep o rt Page 3 of 106 FY2017 Annual Budget Fiscal Year 2017 Q2 Financial Report for the Quarter Ended March 31, 2017Page 4 of 106 FY2017 Annual Budget General Fund •Sales tax collections up 11% compared to same period last year •Property tax collections at 91% for the year •Other revenue (ROI, fees) up 9% due to growth •Expenditures on track for the quarter; accounting change in ISFs compared to prior year Page 5 of 106 FY2017 Annual Budget Major Enterprise •Electric Revenue up 3.2% compared to same period last year •Water Revenue up 38% year over year •Hotel Occupancy Tax up 37% year over year •Airport Revenue up 20% year over year Page 6 of 106 FY2017 Annual Budget CIP Highlights •Sidewalk improvements throughout city •Garey Park and San Gabriel Park •Southwest Bypass •Electric new development projects •Stonehedge and Westinghouse water lift station Page 7 of 106 FY2017 Annual Budget Investment Highlights 12/30/2016 3/31/2017 Change Total Book Value 121,424,358$ 137,713,551$ 16,289,193$ Average Yield 0.56%0.75%0.19% 12/30/2016 3/31/2017 Change Total Book Value 26,843,346$ 16,206,262$ (10,637,084)$ Average Yield 0.63%0.82%0.19% 12/30/2016 3/31/2017 Change Total Book Value 5,360,186$ 5,510,756$ 150,570$ Average Yield 0.56%0.72%0.16% CITY GTEC GEDCO Page 8 of 106 Q2 2017 F®ÄƒÄ‘®ƒ½ R›ÖÊÙ㠃ė IÄò›ÝãÛÄã R›ÖÊÙã FÊÙ QçƒÙã›Ù Eė›— MƒÙ‘« χυ, φτυϋ Page 9 of 106 FINANCIAL REPORT AND INVESTMENT REPORT For the Quarter Ended March 31, 2017 Table of Contents Executive Summary .................................................................................................................................... 1-4 General Fund Schedule ................................................................................................................................. 5 Electric Fund Schedule .................................................................................................................................. 6 Water & Rural Water Fund Schedule ............................................................................................................ 7 Council Discretionary Fund Schedule ............................................................................................................ 8 Convention & Visitors Bureau Fund Schedule ............................................................................................... 9 Airport Fund Schedule ................................................................................................................................. 10 Georgetown Transportation Enhancement Corporation Fund Schedule .................................................... 11 Georgetown Economic Development Corporation Fund Schedule ............................................................. 12 Quarterly Investment Report - City ........................................................................................................ 13-27 Quarterly Investment Report - GTEC ...................................................................................................... 28-33 Quarterly Investment Report - GEDCO ................................................................................................... 34-39 Grant Applications ....................................................................................................................................... 40 Capital Improvement Projects ................................................................................................................ 41-45 Long-term Commitments and Other Unfunded Liabilities ..................................................................... 46-48 Page 10 of 106 EXECUTIVE SUMMARY FOR THE QUARTER ENDED March 31, 2017 I. Quarterly Financial Analysis General Fund Revenues: General Fund revenues collected for the second quarter of fiscal year 2017 are stronger than the prior year with a 7.0% increase. The total revenue collected year to date (YTD) for the General Fund is $30.5 million. Sales tax revenues continue to be higher than projected. General Fund sales tax revenues for the second quarter of fiscal year 2017 are 11.2% ahead of the second quarter of fiscal year 2016. The sales tax collections through March totaled $4.4 million, or 35% of budget. The growth in sales tax is primarily driven by increases in our core sectors of retail trade, food, and information, which are positively impacted by population growth. Property tax revenues are typically received during the first two quarters of the fiscal year, with the majority of the taxes being received in December and January. The amount of revenue is based on the assessed value and is estimated using the County Assessor’s data. Any deviations from estimates in this revenue stream are typically related to new construction and delinquency rates. Property tax revenues for the second quarter of 2017 are up 5.9%, or $0.6 million, from the second quarter of 2016. Our collection rate as of March 2017 is 91.0% compared to 92.1% last March. The City collects a 4 – 5% franchise fee on electric, natural gas, cable, and non-cellular telephone revenues provided by entities other than the City. The City has collected $2.2 million through the second quarter of 2017, which is a 9.7% increase from the second quarter of 2016. Franchise fees are typically collected on a quarterly basis and the timing of payments can vary. The City also collects a 3% franchise fee and a 7% return on investment (ROI) fee from City owned utilities, which totaled $3.6 million through the second quarter of the fiscal year. Franchise fee and ROI collections are up 6.0% over this time last year. Environmental services revenues are up 6.3% from the second quarter of 2016. This increase is related to the growth in the customer base. Development related revenue is up 11.3% over the prior year. Year to date development applications are down 0.05% from last year. Overall, General Fund primary revenues were strong in the second quarter of fiscal year 2017 and are higher than the prior year. 0 20 40 60 80 100 120 Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Number of Building Permits 2013 2014 2015 2016 2017 Source: MyPermitNow $600,000 $700,000 $800,000 $900,000 $1,000,000 $1,100,000 $1,200,000 $1,300,000 Oc t No v De c Ja n Fe b Ma r Ap r Ma y Ju n Ju l Au g Se p Sales Tax Revenue 2013 2014 2015 2016 2017 Source: Texas Comptroller of Public Page 1 Page 11 of 106 General Fund Expenditures: General Fund operating expenditures for the second quarter of fiscal year 2017 are 9.2% lower than the same period the prior year due to an accounting change to the frequency of the internal service fund transfers. Transfers are made monthly to smooth out the impact over the year, instead of lump sum at the beginning of the year. Each Division is on pace compared to budget for the second quarter. Total salaries and benefit expenditures through the second quarter were $15.0 million or 46.2% of budget. An additional $12.2 million, or 49.4% of budget, was spent on operations. Overall, personnel costs are higher than second quarter 2016 due to the merit increases that went into effect February 2017. Administration Services includes City Manager’s Office, City Council, City Secretary and social service funding. Total expenditures for the second quarter were $3.4 million or 59.6% of budget. Community Services and Finance provides resources for developing downtown, as well as resources for Parks and Recreation, Library, Public Communications and Municipal Court. Year to date expenditures are $4.6 million or 45.2% of budget. The Georgetown Utility System Division includes Environmental Services, Inspections, Public Works and Streets. Environmental Services manages the contract for solid waste collections. Total expenditures through the second quarter were $4.0 million or 44.4% of budget. Total expenditures for Public Safety through the second quarter are 47.4% of budget for a total of $12.8 million. City management, finance and fire staff continue to monitor Fire and EMS overtime every two weeks. Overall General Fund expenditures are within budget and projection. As planned in the budget, General Fund expenditures are projected to be slightly higher than revenue, leading to a minor decrease in fund balance. The fund balance is projected to be $9.5 million, covering the 90 day contingency reserve and the Economic Uncertainty Reserve. Utility Revenues: Electric revenue through the second quarter of 2017 is up 3.2% compared to the prior year’s second quarter. Other revenues are up 57.6% from the prior year due to the city collecting reimbursements from developers related to new infrastructure. Total water revenue is up from the prior year by 68.0%. Other water sales are up 180.7% through the second quarter which is largely due to an increase in impact fees for new development in the Western District. Total wastewater revenue is up 22.2% for fiscal year 2017 compared to last year. Wastewater revenues are up 7.9% which is largely due to an increase in impact fees for new development in the Western District. Utility revenues are significantly impacted by growth and weather conditions. The improved economic conditions and housing market continue to positively impact growth-related revenues. Staff will monitor these trends over the upcoming months. Other Revenues: Hotel Occupancy Tax revenue is $441,292 year to date, an increase of 37.5% from the prior year due to the Sheraton Hotel. Airport revenue is up 20.0% from the prior year, due to fuel sales and leases. II. Investments The investment activity and strategies described in this report are in compliance with the Public Funds Investment Act (PFIA), City’s investment policy, and generally accepted accounting principles. Activity for the second quarter of fiscal year 2017 includes the maturing of financial institution deposits (CD’s), the purchase of new CD’s, and transfers to favorable money market accounts. Interest rates for money market accounts increased in March 2017. Page 2 Page 12 of 106 The Investment Reports for the quarter ended March 31, 2017 and the supporting schedules are attached. Valley View Consulting, L.L.C., has prepared the attached investment reports. A component of our investment advisory services contract includes Valley View preparing the quarterly investment reports on behalf of the City. A summary of the investment balances at March 31, 2017 compared to the prior quarter is shown below for the City as well as Georgetown Transportation Enhancement Corporation (GTEC) and Georgetown Economic Development Corporation (GEDCO). CITY GTEC GEDCO 12/31/16 3/31/17 12/31/16 3/31/17 12/31/16 3/31/17 Total cash and investments $121,424,358 $137,713,551 $26,843,346 $16,206,262 $5,360,186 $5,510,756 Average Yield 0.56% 0.75% 0.63% 0.82% 0.56% 0.72% The City’s strategy continues to be matching maturities with cash flow needs, while focusing on the investment policy’s long range goals. The City’s investment strategy is to “ladder” or stagger maturities, thus minimizing erratic interest rate fluctuations. City portfolio balances have increased in the last few years in direct correlation to the increase in contingency reserves and debt proceeds issued for future capital improvement projects. The City’s investment portfolio includes bank deposits, local government investment pool balances, money market accounts and financial institution deposits. All of these investments carry insurance or an implied backing from the Federal Government. The collateral on all City investments is monitored at least monthly to ensure the financial institutions carry minimum collateral of 102% of market value of the City’s investments. Currently the City does not own any securities due to the market conditions for these types of investments. Once the City begins purchasing securities, the investment officers will obtain from a reliable source the current credit rating for each held investment that has a PFIA-required minimum rating. All securities held by financial institutions as collateral on behalf of the City were reviewed and met PFIA-minimum rating criteria. The City has used a banking fee reduction strategy by retaining higher daily balances at the City’s depository bank. These balances earn credit against the fees charged by the bank versus earning interest on these balances. Current analysis shows a higher return on investments that will cover bank fees and provide additional yield. The City will continue to verify depository yield versus investment yield to achieve the best outcome. The City's investment program is conducted to accomplish the objectives of safety, liquidity, public trust, and yield. It is also the objective of the City to diversify its investments to eliminate the risk of loss resulting from over concentration of assets in a specific maturity, a specific issuer or a specific class of investments. It is the intent of the City to invest its funds to maturity. III. Capital Projects The projects in the Capital Improvement Program (CIP) consist of infrastructure and related construction and do not include small capital items such as furniture, equipment, and vehicle maintenance. Maintenance-type projects are not capitalized as a fixed asset and are usually cash funded. Therefore, they are considered operational in nature and are included in the departmental operating budget. A year-to-date budget status for each of the approved projects is included in the quarterly report, including the following: DOWNTOWN & COMMUNITY SERVICES Sidewalk Improvements: Construction on several sidewalk improvement projects throughout the city began May 1. This is the first round of sidewalk improvement projects identified in the adopted Sidewalk Master Plan and funded in part by the road bond approved by voters in May 2015. Projects include American’s With Disabilities Act compliance and accessibility improvements throughout downtown and citywide. Construction will be completed in phases, and the entire project is expected to be completed in late November. Sidewalk improvements include: Del Webb Boulevard and Whispering Wind Page 3 Page 13 of 106 Drive, Williams Drive and Woodlake Drive, Williams Drive and Wildwood Drive, Williams Drive and Shell Road, Williams Drive and Lakeway Drive, Williams Drive and River Bend Drive, Austin Avenue and Morrow Street, Austin Avenue from Morrow Street to Williams Drive, Eighth and Rock streets, Eighth Street from Church to Myrtle streets and Sidewalks in Founders’ Park. The City will also begin construction May 1 on the sidewalk along the southbound Interstate 35 frontage road from Leander Road to Hwy. 29. The project is expected to be completed Nov. 1. The project was a council priority and is being funded through certificate of obligation bonds. PARKS San Gabriel Park Improvements: A master plan for improvements to San Gabriel Park was completed in 2015. The master plan proposed the improvements be completed in phases due to the high usage and the many events that take place in the park. The groundbreaking for Phase 1 construction was held on March 24th. Weststar Construction in Georgetown is the general contractor. Construction is expected to be completed in early 2018. Phase 1 improvements include spring restoration, pavilions, road realignment, play areas, restrooms, signage and parking. Austin based RVi was approved by City Council on April 25th for the design of San Gabriel Park Phase II. Garey Park: In 2004, Mr. and Mrs. Jack Garey announced they would donate their 525 acre ranch and $5 million to the City of Georgetown for a public park. In 2008, the citizens passed a parks bond with $10 million dedicated for the construction of Garey Park. A master plan was completed in 2005 that set the stage for how the park would be developed. City Council approved construction contracts with Prime Construction of Pflugerville for renovation to Garey House and for site and civil construction on February 14th. A ground breaking ceremony was held on March 31st. Construction is expected to take 12 months with a spring 2018 completion. Project elements include a playground, splash pad, dog park, equestrian arena, gate house, event area including Garey House and hiking and equestrian trails. TRANSPORTATION Southwest Bypass: Construction is approximately 70% complete project wide. Substructures of South San Gabriel bridges are approximately 95% complete. Beam delivery on the north bridge was completed in March. Beam delivery on the south bridge is scheduled for mid-May. Approaching subgrade level throughout the project. ELECTRIC New development continues to exceed expectations in the second quarter with additional residential, multifamily, and business projects in progress. WATER The Berry Creek Interceptor design is 60% complete and the easement acquisition is in progress. Construction should start in November 2017. The Stonehedge and Westinghouse lift station project bid went to the Board and Council in November. Construction started in January 2017 and is scheduled for completion September 2017. The Pecan Branch wastewater treatment plant bid opening was on March 28th with construction scheduled to start June 2017. The Shell Road and CR 255 water main designs are complete and easement acquisitions are in progress. Construction is estimated to start November 2017. The Domel water treatment plant design is complete. Construction is estimated to start August 2017. Page 4 Page 14 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/ENCUMB) YEAR-END PROJECTION BEGINNING FUND BALANCE 9,956,779 10,990,128 Revenue Property Tax 12,475,000 179,645 11,347,117 12,475,000 Sales Tax 12,818,683 943,132 4,481,423 12,818,683 Sanitation Revenue 7,181,300 610,114 3,573,447 7,181,300 ROI 8,070,041 (362,821) 3,605,291 8,070,041 Franchise Fees 5,142,035 (191,784) 2,210,744 5,142,035 Development and Permit Fees 2,307,991 234,229 1,210,556 2,307,991 Parks and Rec Fees 2,190,746 188,251 1,201,812 2,190,746 Administrative Charges 1,886,221 158,330 794,418 1,886,221 All Other Revenue 3,556,378 514,301 1,957,096 3,556,378 Transfer In 435,200 137,500 147,700 435,200 Revenue Total 56,063,595 2,410,898 30,529,604 56,063,595 Expense Administrative Services 1,552,320 121,148 739,937 1,552,320 Animal Services 918,594 63,359 457,186 918,594 Arts & Culture 74,385 2,324 38,658 74,385 City Council 156,044 7,328 54,070 156,044 City Secretary 657,852 39,188 320,259 657,852 Code Enforcement 407,773 30,749 153,749 407,773 D&CS Admin - 244 351 - Environmental Services 5,879,717 511,467 2,526,143 5,879,717 Fire Emergency Services 10,046,095 804,645 4,607,765 10,046,095 Fire Support Services 2,418,984 203,395 1,280,437 2,418,984 General Gov't Contracts 3,353,753 263,027 2,292,195 3,353,753 Inspections 1,167,339 78,064 467,215 1,167,339 Library 2,419,829 188,246 1,173,274 2,419,829 Municipal Court 564,620 44,990 264,617 564,620 Parks 2,312,359 185,094 1,027,878 2,312,359 Parks Admin 484,592 39,657 240,038 484,592 Planning 1,182,736 85,983 480,037 1,182,736 Police Admin 2,105,056 174,684 1,046,240 2,105,056 Police Operations 11,176,291 847,435 5,263,764 11,176,291 Public Communications 387,333 24,867 159,144 387,333 Public Works 701,748 57,786 377,678 701,748 Rec Programs 1,439,699 76,985 514,682 1,439,699 Recreation 2,422,487 223,518 1,165,341 2,422,487 Streets 3,806,498 460,342 1,189,616 3,806,498 Tennis Center 431,262 29,804 199,159 431,262 Transfer Out 1,444,716 14,696 1,221,176 1,444,716 Expense Total 57,512,081 4,579,025 27,260,609 57,512,081 EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS (1,448,486) (2,168,127) 3,268,995 (1,448,486) ENDING FUND BALANCE 8,508,294 9,541,643 General Fund Year End Projection to Approved as of March 2017 Page 5Page 15 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/ENCUMB) YEAR-END PROJECTION BEGINNING FUND BALANCE 6,436,145 6,196,297 Operating Revenue Electric Revenue 65,898,216 4,409,839 28,169,573 65,898,216 Interest 18,100 2,092 10,260 18,100 Other Revenue 3,820,000 236,211 1,624,550 3,820,000 Operating Revenue Total 69,736,316 4,648,142 29,804,383 69,736,316 Operating Expenditures CIP 6,956,000 557,755 5,233,828 6,956,000 CRR Credits (1,500,000) (627,672) (2,657,268) (1,500,000) Georgetown Utility Systems 17,205,453 1,303,833 7,790,066 17,205,453 Purchased Power 38,000,000 3,838,496 18,472,707 38,000,000 Transfer Out-Fleet 71,500 - 71,500 71,500 Transfer Out-ROI 5,234,145 338,644 2,347,498 5,234,145 Transfer Out-SRF 60,000 - 60,000 60,000 Operating Expenditures Total 66,027,098 5,411,055 31,318,331 66,027,098 Total Net Operations 3,709,218 (762,913) (1,513,948) 3,709,218 Non-Operating Revenue Bond Proceeds 7,025,000 - - 7,025,000 Non-Operating Revenue Total 7,025,000 - - 7,025,000 Non-Operating Expenditures Debt Issuance Cost 15,000 - 509,918 15,000 Debt Service 3,464,271 - 331 3,464,271 Non-Operating Expenditures Total 3,479,271 - 510,249 3,479,271 Total Net Non-Operations 3,545,729 - 510,249 3,545,729 EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS 7,254,947 (762,913) (1,003,699) 7,254,947 ENDING FUND BALANCE 13,691,092 13,451,244 Electric Fund Year End Projection to Approved as of March 2017 Page 6Page 16 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/ENCUMB) YEAR-END PROJECTION BEGINNING FUND BALANCE 54,428,336 54,428,336 Operating Revenue Water Utility Revenue 26,700,000 1,698,498 11,371,736 26,700,000 Wastewater Utility Revenue 10,733,475 860,688 5,174,722 10,733,475 Capital Recovery Fee 4,767,300 1,295,572 6,305,050 4,767,300 Other Revenue 3,747,088 436,184 2,192,705 3,747,088 Irrigation Utility Revenue 225,000 3,357 62,015 225,000 Interest 199,975 26,063 131,698 199,975 Raw Water Revenue 178,500 10,769 70,304 178,500 Transfer In, Debt 115,839 - - 115,839 Operating Revenue Total 46,667,177 4,331,129 25,308,229 46,667,177 Operating Expenditures Irrigation 205,472 10,505 97,257 205,472 Transfer Out, Fleet/Joint Service 290,750 17,396 186,376 290,750 Transfer Out, General 425,000 137,500 137,500 425,000 Transfer Out, ROI 2,604,339 (639,453) 1,151,929 2,604,339 Wastewater Distribution 737,700 30,879 256,210 737,700 Wastewater Plant Management 2,670,507 141,380 1,939,879 2,670,507 Water Administration 16,600,932 1,089,332 9,472,769 16,600,932 Water Distribution 2,209,230 240,644 1,065,575 2,209,230 Water Operations 3,713,479 323,176 1,674,452 3,713,479 Water Plant Management 2,779,631 132,181 1,557,055 2,779,631 Operating Expenditures Total 32,237,040 1,483,541 17,539,001 32,237,040 TOTAL NET OPERATIONS 14,430,137 2,847,588 7,769,229 14,430,137 Non-Operating Revenue Bond Proceeds 20,000,000 - - 20,000,000 Special Improvement Fees 205,000 - - 205,000 Non-Operating Revenue Total 20,205,000 - - 20,205,000 Non-Operating Expenditures CIP 90 72,412,305 703,813 4,492,368 72,412,305 CIP 91 1,161,948 114,943 1,315,691 1,161,948 Debt Service 5,182,487 - 944,754 5,182,487 Non-Operating Expenditures Total 78,756,740 818,755 6,752,813 78,756,740 TOTAL NET NON-OPERATIONS (58,551,740) (818,755) (6,752,813) (58,551,740) EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS (44,121,603) 2,028,833 1,016,416 93,186,877 ENDING FUND BALANCE 10,306,733 10,306,733 Water Services Fund Year End Projection to Approved as of March 2017 Page 7Page 17 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/ENCUMB) YEAR-END PROJECTION BEGINNING FUND BALANCE 185,045 185,045 Revenue Interest - 320 1,272 - Transfer In, General Fund 750,000 - 750,000 750,000 Revenue Total 750,000 320 751,272 750,000 Expense Transfer Out, GCP - - - - Transfer Out, General Fund - - - - Transfer Out, Joint Services - - - - Expense Total - - - - EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS 750,000 320 751,272 750,000 ENDING FUND BALANCE 935,045 935,045 Council Discretionary Fund Year End Projection to Approved as of March 2017 Page 8Page 18 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/ENCUMB) YEAR-END PROJECTION BEGINNING FUND BALALNCE 578,306 578,306 Revenue Hotel/Motel Occupancy Tax Revenues 1,260,000 87,295 441,292 1,260,000 Interest 1,500 187 827 1,500 Other 8,000 1,261 9,411 8,000 Poppy Festival 125,000 27,919 78,248 125,000 Revenue Total 1,394,500 116,662 529,777 1,394,500 Expense Operations 498,506 27,683 299,334 498,506 Personnel 359,570 25,243 156,632 359,570 Poppy Festival 103,700 14,674 16,993 103,700 Transfer to Facilities 51,535 4,295 25,770 51,535 Transfer to Fleet 5,655 471 2,826 5,655 Transfer to General Fund 10,200 - 10,200 10,200 Transfer to Information Technology 42,436 3,536 21,216 42,436 Expense Total 1,071,602 75,902 532,972 1,071,602 EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS 322,898 40,759 (3,195) 322,898 ENDING FUND BALANCE 901,204 901,204 Contingency 200,000 200,000 Convention & Visitors Bureau Fund Year End Projection to Approved as of March 2017 Page 9Page 19 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/Encumb) YEAR-END PROJECTION BEGINNING FUND BALANCE 43,849 43,849 Operating Revenue Fuel and Terminal Sales 2,720,928 226,862 1,228,572 2,720,928 Leases and Rentals 767,990 65,207 389,269 767,990 Interest and Other 66,075 2,190 12,837 66,075 TOTAL OPERATING REVENUE 3,554,993 294,259 1,630,678 3,554,993 Operating Expenditures Personnel 388,781 24,375 145,482 388,781 Operations-Fuel 2,296,928 156,172 2,200,554 2,296,928 Operations-Non Fuel 657,086 48,755 374,605 657,086 Transfers Out 25,000 - - 25,000 Airport Master Plan - - 174 - Debt Service 143,768 - 20,462 143,768 TOTAL OPERATING EXPENDITURES 3,511,563 229,302 2,741,276.80 3,511,563 TOTAL NET OPERATIONS 43,430 64,956 1,630,678 43,430 Non-Operating Revenue Grants 35,000 - - 35,000 TOTAL NON-OPERATING EXPENDITURES 35,000 - - 35,000 TOTAL NET OPERATIONS 35,000 - - 35,000 EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS 78,430 64,956 1,630,678 78,430 ENDING FUND BALANCE 122,279 122,279 Airport Operations Fund Year End Projection to Approved as of March 2017 Page 10Page 20 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/Encumb) YEAR-END PROJECTION BEGINNING FUND BALANCE 11,022,877 11,022,877 Operating Revenue Sales Tax 5,875,000 437,779 2,076,843 5,875,000 PID Assessments 553,201 - - 553,201 Interest 50,000 10,665 78,173 50,000 Interlocal Agreement 2,905,356 - 992,522 2,905,356 Miscellaneous - - 7,539 - TOTAL OPERATING REVENUE 9,383,557 448,444 3,155,077 9,383,557 Operating Expenditure Administrative Support 330,895 27,450 164,701 330,895 TOTAL OPERATING EXPENDITURES 330,895 27,450 164,701 330,895 TOTAL NET OPERATIONS 9,052,662 420,994 2,990,376 9,052,662 Non-Operating Revenue Debt Proceeds 6,000,000 - - 6,000,000 Other Grant Revenue 450,000 251,089 61,764 450,000 TxDot Refund - - 223,873 - TOTAL NON-OPERATING REVENUE 6,450,000 251,089 285,637 6,450,000 Non-Operating Expenditure Available for Projects TBD 1,468,750 - - 1,468,750 Debt Service 3,414,754 - 575,565 3,414,754 FM 971 / Fontana 91,590 40,843 - 91,590 FM1460 Widening 650,000 - 147,576 650,000 IH 35 / HWY29 Intersection 650,000 - - 650,000 Mays St 3,500,000 994,676 36,847 3,500,000 NB Frontage 2338 to Lakeway - - - - Pecan Center Dr to Airport Rd (FY15)6,000,000 62,500 579,710 6,000,000 Rivery TIA Improvements 1,157,121 22,133 - 1,157,121 Rivery-Extension Williams Dr to NW Blvd (FY16)4,000,000 1,744,058 1,811,478 4,000,000 SH 29 to RM 2243 SW Bypass - 537 1,932 - SW Bypass 2243 to IH35 354,920 885 20,702 354,920 SW Inner Loop 29 to SW Bypass - - 8 - Williams Drive Gateway - - - - Wolf Ranch Pkwy Extension 283,350 - - 283,350 TOTAL NON-OPERATING EXPENDITURE 21,570,485 2,865,633 3,173,816 21,570,485 TOTAL NET NON-OPERTAIONS (15,120,485) (2,614,544) (2,888,179) (15,120,485) EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS (6,067,823) (2,193,550) 102,197 (6,067,823) ENDING FUND BALANCE 4,955,054 4,955,054 RESERVED ENDING BALANCE 1,619,550 1,619,550 Georgetown Transportation Enhancement Corporation Fund Year End Projection to Approved as of March 2017 Page 11Page 21 of 106 APPROVED BUDGET CURRENT PERIOD YEAR TO DATE (W/ENCUMB) YEAR-END PROJECTION BEGINNING FUND BALALNCE 5,015,684 5,068,518 Revenue OPERATING REVENUES Sales Tax 1,468,750 109,445 519,211 1,468,750 Interest 10,400 3,357 16,875 10,400 Miscellaneous Revenue 60,321 - 10,302 60,321 Lease Revenue (Grape Creek)48,000 4,000 28,000 48,000 OPERATING REVENUES TOTAL 1,587,471 116,802 574,388 1,587,471 OPERATING EXPENDITURES Debt Service 115,839 - 66,679 115,839 Principal Reduction 100,000 - - 100,000 Interest Expense 111,463 - - 111,463 Joint Services Allocation 197,722 16,477 98,862 197,722 Supplies 300 - 140 300 Special Services 7,500 - 33 7,500 Travel & Training 1,500 - - 1,500 Promotional & Marketing Program 81,000 11,595 52,254 81,000 Miscellaneous Expense 10,321 - 10,302 10,321 Bond Issuance Costs - - (114) - OPERATING EXPENDITURES Total 625,645 28,072 228,157 625,645 TOTAL NET OPERATIONS 961,826 88,730 346,231 961,826 NON-OPERATING EXPENDITURES Catalyst 24,000 - - 24,000 DisperSol 60,000 - - 60,000 Economic Development Projects -Undetermined 5,370,322 - - 5,370,322 Radix 50,000 - - 50,000 Tasus 6,000 - - 6,000 Texas Life Sciences 100,000 - - 100,000 Rentschler Brewing LLC - - - - NON-OPERATING EXPENDITURES Total 5,610,322 - - 5,610,322 EXCESS (DEFICIENCY) OF TOTAL REVENUE OVER TOTAL REQUIREMENTS 961,826 88,730 346,231 961,826 ENDING FUND BALANCE 367,188 420,022 Georgetown Economic Development Corporation Fund Year End Projection to Approved as of March 2017 Page 12Page 22 of 106 CITY QUARTERLY INVESTMENT REPORT For the Quarter Ended March 31, 2017 Prepared by Valley View Consulting, L.L.C. The investment portfolio of the City of Georgetown is in compliance with the Public Funds Investment Act and the Investment Policy and Strategies. _______________________________________________________________________ Vacant Leigh Wallace Controller Finance Director Disclaimer: These reports were compiled using information provided by the City. No procedures were performed to test the accuracy or completeness of this information. The market values included in these reports were obtained by Valley View Consulting, L.L.C. from sources believed to be accurate and represent proprietary valuation. Due to market fluctuations these levels are not necessarily reflective of current liquidation values. Yield calculations are not determined using standard performance formulas, are not representative of total return yields and do not account for investment advisor fees. Page 13 Page 23 of 106 Summary Quarter End Results by Investment Category: Asset Type Ave. Yield Book Value Market Value Book Value Market Value Demand Accounts 0.30% 16,449,917$ 16,449,917 16,807,804$ 16,807,804$ NOW/MMA 0.85% 7,359,194 7,359,194 7,372,724 7,372,724 Pools 0.63% 71,903,578 71,903,578 69,279,895 69,279,895 CDs/Securities 1.10% 25,711,669 25,711,669 44,253,128 44,253,128 Totals 121,424,358$ 121,424,358$ 137,713,551$ 137,713,551$ Quarter End Average Yield (1)Fiscal Year-to-Date Average Yield (2) Total Portfolio 0.75%Total Portfolio 0.65% Rolling Three Mo. Treas. Yield 0.60%Rolling Three Mo. Treas. Yield 0.52% Rolling Six Mo. Treas. Yield 0.64%Rolling Six Mo. Treas. Yield 0.57% Quarterly TexPool Yield 0.54% 12,507$ Interest income provided in separate report.24,657$ December 31, 2016 March 31, 2017 (1) Average Yield calculated using quarter end report yields and adjusted book values and does not reflect a total return analysis or account for advisory fees. (2) Fiscal Year-to-Date Average Yields calculated using quarter end report yields and adjusted book values and does not reflect a total return analysis or account for advisory fees. Quarterly Bank Fees Offset Year-to-date Bank Fees Offset Valley View Consulting, L.L.C. Page 14 Page 24 of 106 Economic Overview 3/31/2017 The Federal Open Market Committee (FOMC) raised the Fed Funds target range of 0.75% - 1.00% (actual Fed Funds are trading +/-90 bps). There are mixed anticipations for additional FOMC actions this year. Some look for another rise as early as the June FOMC meeting. Final revision 4th Quarter 2016 GDP increased to 2.1%. US data reflects continuing modest to moderate economic growth. The Stock Markets recorded new highs. Financial Institution deposits (MMAs and CDs) generally offer the best interest earnings opportunity. 0 250 500 750 1,000 1,250 1,500 1,750 2,000 2,250 2,500 2,750 S&P 500 0.00 0.50 1.00 1.50 2.00 2.50 3.00 US Treasury Historical Yields - Since Nov 2015 Six Month T-Bill Two Year T-Note Ten Year T-Note 0.00 0.50 1.00 1.50 2.00 2.50 3.00 Treasury Yield Curves March 31, 2016 December 31, 2016 March 31, 2017 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 US Treasury Historical Yields - Since 2006 Six Month T-Bill Two Year T-Note Ten Year T-Note Valley View Consulting, L.L.C. Page 15 Page 25 of 106 City - Investment Holdings Coupon/ Maturity Settlement Face Amount/ Book Market Market Life Description Ratings Discount Date Date Par Value Value Price Value (Day) Yield JPMorgan Chase Cash (3)0.30% 04/01/17 03/31/17 16,807,804$ 16,807,804$ 1.00 16,807,804$ 1 0.30% Southside Bank MMA 0.76% 04/01/17 03/31/17 924,511 924,511 1.00 924,511 1 0.76% Green Bank MMA 0.86% 04/01/17 03/31/17 6,448,213 6,448,213 1.00 6,448,213 1 0.86% TexPool AAAm 0.62% 04/01/17 03/31/17 10,964,107 10,964,107 1.00 10,964,107 1 0.62% TexSTAR AAAm 0.63% 04/01/17 03/31/17 58,315,788 58,315,788 1.00 58,315,788 1 0.63% LegacyTexas Bank CD 0.83% 04/13/17 05/23/16 2,013,869 2,013,869 100.00 2,013,869 13 0.83% LegacyTexas Bank CD 0.83% 04/13/17 05/23/16 4,027,738 4,027,738 100.00 4,027,738 13 0.83% Lubbock National Bank CD 0.95% 07/03/17 05/23/16 3,023,822 3,023,822 100.00 3,023,822 94 0.95% Lubbock National Bank CD 0.95% 07/03/17 05/23/16 2,519,851 2,519,851 100.00 2,519,851 94 0.95% Lubbock National Bank CD 0.95% 07/03/17 05/23/16 3,023,822 3,023,822 100.00 3,023,822 94 0.95% LegacyTexas Bank CD 0.95% 08/18/17 06/23/16 3,031,940 3,031,940 100.00 3,031,940 140 0.95% Lubbock National Bank CD 1.00% 10/02/17 05/23/16 2,016,720 2,016,720 100.00 2,016,720 185 1.00% Green Bank CD 0.81% 11/03/17 11/03/16 1,524,195 1,524,195 100.00 1,524,195 217 0.81% Southside Bank CD 0.92% 11/17/17 11/18/16 3,058,370 3,058,370 100.00 3,058,370 231 0.92% Lubbock National Bank CD 1.20% 02/23/18 02/23/17 6,005,523 6,005,523 100.00 6,005,523 329 1.20% LegacyTexas Bank CD 1.20% 03/09/18 03/09/17 5,000,000 5,000,000 100.00 5,000,000 343 1.20% Lubbock National Bank CD 1.50% 01/03/19 01/03/17 3,007,278 3,007,278 100.00 3,007,278 643 1.50% R Bank CD 1.50% 02/21/19 02/21/17 6,000,000 6,000,000 100.00 6,000,000 692 1.50% 137,713,551$ 137,713,551$ 137,713,551$910.75% (1) (2) March 31, 2017 (2) Weighted average yield to maturity - The weighted average yield to maturity is based on adjusted book value, realized and unrealized gains/losses and investment ad visory fees are not considered. The yield for the reporting month is used for bank accounts, pools, and money market funds. (1) Weighted average life - For purposes of calculating weighted average life, bank accounts, pools and money market funds are assumed to have an one day maturity. (3) Earnings Credit - The City's depository accounts provide an earnings credit on balances which is used to offset bank fees. Valley View Consulting, L.L.C. Page 16 Page 26 of 106 City - Book and Market Value Comparison Coupon/ Maturity Face Amount/Purchases/ Sales/Adjust/ Face Amount/ Description Discount Date Par Value Book Value Adjustments Call/Maturity Par Value Book Value JPMorgan Chase Cash 0.30% 04/01/17 16,449,917$ 16,449,917$ 357,888$ –$ 16,807,804$ 16,807,804$ Southside Bank MMA 0.76% 04/01/17 922,886 922,886 1,625 924,511 924,511 Green Bank MMA 0.86% 04/01/17 6,436,308 6,436,308 11,905 6,448,213 6,448,213 TexPool 0.62% 04/01/17 14,730,016 14,730,016 (3,765,909) 10,964,107 10,964,107 TexSTAR 0.63% 04/01/17 57,173,562 57,173,562 1,142,226 58,315,788 58,315,788 BTH Bank CDARS 0.90%02/02/17 1,525,965 1,525,965 (1,525,965)– – LegacyTexas Bank CD 0.83%04/13/17 2,009,753 2,009,753 4,116 2,013,869 2,013,869 LegacyTexas Bank CD 0.83%04/13/17 4,019,506 4,019,506 8,232 4,027,738 4,027,738 Lubbock National Bank CD 0.95%07/03/17 3,016,750 3,016,750 7,072 3,023,822 3,023,822 Lubbock National Bank CD 0.95%07/03/17 2,513,958 2,513,958 5,893 2,519,851 2,519,851 Lubbock National Bank CD 0.95%07/03/17 3,016,750 3,016,750 7,072 3,023,822 3,023,822 LegacyTexas Bank CD 0.95%08/18/17 3,024,849 3,024,849 7,091 3,031,940 3,031,940 Lubbock National Bank CD 1.00%10/02/17 2,011,756 2,011,756 4,965 2,016,720 2,016,720 Green Bank CD 0.81%11/03/17 1,521,089 1,521,089 3,106 1,524,195 1,524,195 Southside Bank CD 0.92%11/17/17 3,051,294 3,051,294 7,076 3,058,370 3,058,370 Lubbock National Bank CD 1.20%02/23/18 – – 6,005,523 6,005,523 6,005,523 LegacyTexas Bank CD 1.20%03/09/18 – – 5,000,000 5,000,000 5,000,000 Lubbock National Bank CD 1.50%01/03/19 – – 3,007,278 3,007,278 3,007,278 R Bank CD 1.50%02/21/19 – – 6,000,000 6,000,000 6,000,000 TOTAL 121,424,358$ 121,424,358$ 21,581,067$ (5,291,874)$ 137,713,551$ 137,713,551$ December 31, 2016 March 31, 2017 Valley View Consulting, L.L.C.Page 17 Page 27 of 106 0–6 Months 86% 6–12 Months 14% Current Quarter Maturities $0 $20,000,000 $40,000,000 $60,000,000 $80,000,000 $100,000,000 $120,000,000 $140,000,000 $160,000,000 06/30/16 09/30/16 12/31/2016 03/31/17 Portfolio Balances Money Market Local Depository TexSTAR TexPool Certificate of Deposit 166174166 102 69 90 73 75 109104 123 156163 97108 87 51 67 49 41 91 0 50 100 150 200 # o f D a y s Weighted Average to Maturity JPMorgan Chase 12% Southside Bank 3% Green Bank 6% TexPool 8% TexSTAR 42% Rbank 5% LegacyTexas Bank 10% Lubbock National Bank 14% Portfolio Holdings by Issuer Valley View Consulting, L.L.C. Page 18 Page 28 of 106 City - Allocation Investment Total Consolidated 2013 GO- Parks/Public Safety 2014 CO- Downtown Parks 2014 GO 2014 Revenue Electric 2014 Revenue Water WW Debt Service JPMorgan Chase Cash 16,807,804$ 16,807,804$ –$ –$ –$ –$ –$ –$ Southside Bank MMA 924,511 924,511 Green Bank MMA 6,448,213 6,448,213 TexPool 10,964,107 10,964,107 TexSTAR 58,315,788 2,884,136 2,084,294 212,849 299,827 650,708 4,795,116 12,621,007 LegacyTexas Bank CD 04/13/17 2,013,869 LegacyTexas Bank CD 04/13/17 4,027,738 Lubbock National Bank CD 07/03/17 3,023,822 3,023,822 Lubbock National Bank CD 07/03/17 2,519,851 Lubbock National Bank CD 07/03/17 3,023,822 LegacyTexas Bank CD 08/18/17 3,031,940 3,031,940 Lubbock National Bank CD 10/02/17 2,016,720 Green Bank CD 11/03/17 1,524,195 1,524,195 Southside Bank CD 11/17/17 3,058,370 3,058,370 Lubbock National Bank CD 02/23/18 6,005,523 6,005,523 LegacyTexas Bank CD 03/09/18 5,000,000 5,000,000 Lubbock National Bank CD 01/03/19 3,007,278 3,007,278 R Bank CD 02/21/19 6,000,000 6,000,000 Totals 137,713,551$ 68,679,899$ 2,084,294$ 212,849$ 299,827$ 650,708$ 4,795,116$ 12,621,007$ Book and Market Value March 31, 2017 Valley View Consulting, L.L.C.Page 19 Page 29 of 106 City - Allocation JPMorgan Chase Cash Southside Bank MMA Green Bank MMA TexPool TexSTAR LegacyTexas Bank CD 04/13/17 LegacyTexas Bank CD 04/13/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 LegacyTexas Bank CD 08/18/17 Lubbock National Bank CD 10/02/17 Green Bank CD 11/03/17 Southside Bank CD 11/17/17 Lubbock National Bank CD 02/23/18 LegacyTexas Bank CD 03/09/18 Lubbock National Bank CD 01/03/19 R Bank CD 02/21/19 Totals Book and Market Value March 31, 2017 (Continued) Police Restricted Seizure Utility Debt Service 2015 CO- Airport 2015 CO- Parks/Streets/ Vehicles 2015 CO- Stormwater 2015 CO-Tax Facilities 2015 CO- Water 2015 GO- Roads –$ –$ –$ –$ –$ –$ –$ –$ 1,395 67,956 29,743 1,310,027 1,425,433 136 13,822 4,320,198 1,395$ 67,956$ 29,743$ 1,310,027$ 1,425,433$ 136$ 13,822$ 4,320,198$ Valley View Consulting, L.L.C.Page 20 Page 30 of 106 City - Allocation JPMorgan Chase Cash Southside Bank MMA Green Bank MMA TexPool TexSTAR LegacyTexas Bank CD 04/13/17 LegacyTexas Bank CD 04/13/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 LegacyTexas Bank CD 08/18/17 Lubbock National Bank CD 10/02/17 Green Bank CD 11/03/17 Southside Bank CD 11/17/17 Lubbock National Bank CD 02/23/18 LegacyTexas Bank CD 03/09/18 Lubbock National Bank CD 01/03/19 R Bank CD 02/21/19 Totals Book and Market Value March 31, 2017 (Continued) 2015A GO- Roads 2015A GO- Parks 2015 Revenue Electric 2015 Revenue Water WW 2016 CO- Rivery TIRZ 2016 CO- Streets/ Facilities/ Equip 2016 GO Bonds 2016 GO- Parks –$ –$ –$ –$ –$ –$ –$ –$ 2,306,586 1,710,880 1,477,674 5,391,599 4,148 2,599,464 3,014,879 4,027,738 3,023,822 2,016,720 2,306,586$ 1,710,880$ 1,477,674$ 5,391,599$ 4,148$ 2,599,464$ 9,068,279$ 3,014,879$ Valley View Consulting, L.L.C.Page 21 Page 31 of 106 City - Allocation JPMorgan Chase Cash Southside Bank MMA Green Bank MMA TexPool TexSTAR LegacyTexas Bank CD 04/13/17 LegacyTexas Bank CD 04/13/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 LegacyTexas Bank CD 08/18/17 Lubbock National Bank CD 10/02/17 Green Bank CD 11/03/17 Southside Bank CD 11/17/17 Lubbock National Bank CD 02/23/18 LegacyTexas Bank CD 03/09/18 Lubbock National Bank CD 01/03/19 R Bank CD 02/21/19 Totals Book and Market Value March 31, 2017 (Continued) 2016 GO- Roads 2016 Revenue Electric 2016 Revenue Water/WW Garey Park Donation –$ –$ –$ –$ 1,014,037 1,802,380 3,256,418 5,021,075 2,013,869 2,519,851 1,014,037$ 1,802,380$ 7,790,139$ 5,021,075$ Valley View Consulting, L.L.C.Page 22 Page 32 of 106 City - Allocation Investment Total Consolidated 2013 GO- Parks/Public Safety 2014 CO- Downtown Parks 2014 GO 2014 Revenue Electric 2014 Revenue Water WW Debt Service JPMorgan Chase Cash 16,449,917$ 16,449,917$ –$ –$ –$ –$ –$ –$ Southside Bank MMA 922,886 922,886 Green Bank MMA 6,436,308 6,436,308 TexPool 14,730,016 14,730,016 TexSTAR 57,173,562 1,659,919 2,882,969 548,791 315,959 649,785 6,473,502 3,059,374 BTH Bank CDARS 02/02/17 1,525,965 1,525,965 LegacyTexas Bank CD 04/13/17 2,009,753 LegacyTexas Bank CD 04/13/17 4,019,506 Lubbock National Bank CD 07/03/17 3,016,750 3,016,750 Lubbock National Bank CD 07/03/17 2,513,958 Lubbock National Bank CD 07/03/17 3,016,750 LegacyTexas Bank CD 08/18/17 3,024,849 3,024,849 Lubbock National Bank CD 10/02/17 2,011,756 Green Bank CD 11/03/17 1,521,089 1,521,089 Southside Bank CD 11/17/17 3,051,294 3,051,294 Totals 121,424,358$ 52,338,992$ 2,882,969$ 548,791$ 315,959$ 649,785$ 6,473,502$ 3,059,374$ December 31, 2016 Book and Market Value Valley View Consulting, L.L.C.Page 23 Page 33 of 106 City - Allocation JPMorgan Chase Cash Southside Bank MMA Green Bank MMA TexPool TexSTAR BTH Bank CDARS 02/02/17 LegacyTexas Bank CD 04/13/17 LegacyTexas Bank CD 04/13/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 LegacyTexas Bank CD 08/18/17 Lubbock National Bank CD 10/02/17 Green Bank CD 11/03/17 Southside Bank CD 11/17/17 Totals December 31, 2016 Book and Market Value (Continued) Police Restricted Seizure Utility Debt Service 2015 CO- Airport 2015 CO- Parks/Streets/ Vehicles 2015 CO- Stormwater 2015 CO-Tax Facilities 2015 CO- Water 2015 GO- Roads –$ –$ –$ –$ –$ –$ –$ –$ 1,393 67,860 29,701 1,036,236 1,423,411 1,161,347 13,802 4,314,070 1,393$ 67,860$ 29,701$ 1,036,236$ 1,423,411$ 1,161,347$ 13,802$ 4,314,070$ Valley View Consulting, L.L.C.Page 24 Page 34 of 106 City - Allocation JPMorgan Chase Cash Southside Bank MMA Green Bank MMA TexPool TexSTAR BTH Bank CDARS 02/02/17 LegacyTexas Bank CD 04/13/17 LegacyTexas Bank CD 04/13/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 LegacyTexas Bank CD 08/18/17 Lubbock National Bank CD 10/02/17 Green Bank CD 11/03/17 Southside Bank CD 11/17/17 Totals December 31, 2016 Book and Market Value (Continued) 2015A GO- Roads 2015A GO- Parks 2015 Revenue Electric 2015 Revenue Water WW 2016 CO- Rivery TIRZ 2016 CO- Streets/ Facilities/ Equip 2016 GO Bonds 2016 GO- Parks –$ –$ –$ –$ –$ –$ –$ –$ 6,973,394 1,708,453 1,678,464 6,234,786 4,143 2,716,078 3,010,602 4,019,506 3,016,750 2,011,756 6,973,394$ 1,708,453$ 1,678,464$ 6,234,786$ 4,143$ 2,716,078$ 9,048,011$ 3,010,602$ Valley View Consulting, L.L.C.Page 25 Page 35 of 106 City - Allocation JPMorgan Chase Cash Southside Bank MMA Green Bank MMA TexPool TexSTAR BTH Bank CDARS 02/02/17 LegacyTexas Bank CD 04/13/17 LegacyTexas Bank CD 04/13/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 Lubbock National Bank CD 07/03/17 LegacyTexas Bank CD 08/18/17 Lubbock National Bank CD 10/02/17 Green Bank CD 11/03/17 Southside Bank CD 11/17/17 Totals December 31, 2016 Book and Market Value (Continued) 2016 GO- Roads 2016 Revenue Electric 2016 Revenue Water/WW Garey Park Donation –$ –$ –$ –$ 1,012,598 1,799,823 3,383,151 5,013,953 2,009,753 2,513,958 1,012,598$ 1,799,823$ 7,906,862$ 5,013,953$ Valley View Consulting, L.L.C.Page 26 Page 36 of 106 Valley View Consulting, L.L.C. 0.00 1.00 2.00 3.00 4.00 5.00 6.00 City of Georgetown Historical Yields Georgetown TexPool Rolling 3 mo T-Bill Rolling 6 mo T-Bill Rolling 12 mo T-Bill Page 27 Page 37 of 106 Georgetown Transportation Enhancement Corporation (GTEC) QUARTERLY INVESTMENT REPORT For the Quarter Ended March 31, 2017 Prepared by Valley View Consulting, L.L.C. The investment portfolio of the Georgetown Transportation Enhancement Corporation (GTEC) is in compliance with the Texas Public Funds Investment Act and the Investment Policy and Strategies. ________________________________________________________________________ Vacant Leigh Wallace Controller Finance Director Disclaimer: These reports were compiled using information provided by the City. No procedures were performed to test the accuracy or completeness of this information. The market values included in these reports were obtained by Valley View Consulting, L.L.C. from sources believed to be accurate and represent proprietary valuation. Due to market fluctuations these levels are not necessarily reflective of current liquidation values. Yield calculations are not determined using standard performance formulas, are not representative of total return yields and do not account for investment advisor fees. Page 28 Page 38 of 106 Summary Quarter End Results by Investment Category: Asset Type Ave. Yield Book Value Market Value Book Value Market Value Pools 0.69% 19,766,782$ 19,766,782$ 9,112,353$ 9,112,353$ CDs/Securities 0.99% 7,076,564 7,076,564 7,093,908 7,093,908 Totals 26,843,346$ 26,843,346$ 16,206,262$ 16,206,262$ Quarter End Average Yield (1)Fiscal Year-to-Date Average Yield (2) Total Portfolio 0.82%Total Portfolio 0.73% Rolling Three Mo. Treas. Yield 0.60%Rolling Three Mo. Treas. Yield 0.52% Rolling Six Mo. Treas. Yield 0.64%Rolling Six Mo. Treas. Yield 0.57% Quarterly TexPool Yield 0.54% Interest data provided in separate report. December 31, 2016 March 31, 2017 (1) Average Yield calculated using quarter end report yields and adjusted book values and does not reflect a total return analysis or account for advisory fees. (2) Fiscal Year-to-Date Average Yields calculated using quarter end report yields and adjusted book values and does not reflect a total return analysis or account for advisory fees. Valley View Consulting, L.L.C. Page 29 Page 39 of 106 Economic Overview 3/31/2017 The Federal Open Market Committee (FOMC) raised the Fed Funds target range of 0.75% - 1.00% (actual Fed Funds are trading +/-90 bps). There are mixed anticipations for additional FOMC actions this year. Some look for another rise as early as the June FOMC meeting. Final revision 4th Quarter 2016 GDP increased to 2.1%. US data reflects continuing modest to moderate economic growth. The Stock Markets recorded new highs. Financial Institution deposits (MMAs and CDs) generally offer the best interest earnings opportunity. 0 250 500 750 1,000 1,250 1,500 1,750 2,000 2,250 2,500 2,750 S&P 500 0.00 0.50 1.00 1.50 2.00 2.50 3.00 US Treasury Historical Yields - Since Nov 2015 Six Month T-Bill Two Year T-Note Ten Year T-Note 0.00 0.50 1.00 1.50 2.00 2.50 3.00 Treasury Yield Curves March 31, 2016 December 31, 2016 March 31, 2017 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 US Treasury Historical Yields - Since 2006 Six Month T-Bill Two Year T-Note Ten Year T-Note Valley View Consulting, L.L.C. Page 30 Page 40 of 106 Investment Holdings Coupon/Maturity Settlement Face Amount/Book Market Market Life Description Ratings Discount Date Date Par Value Value Price Value (Day)Yield TexPool AAAm 0.62% 04/01/17 03/31/17 1,220,346$ 1,220,346$ 1.00 1,220,346$ 1 0.62% TexSTAR AAAm 0.63% 04/01/17 03/31/17 5,356,707 5,356,707 1.00 5,356,707 1 0.63% Green Bank MMA 0.86% 04/01/17 03/31/17 2,535,300 2,535,300 1.00 2,535,300 1 0.86% Lubbock National Bank CD 0.95% 07/03/17 05/23/16 4,031,762 4,031,762 100.00 4,031,762 94 0.95% Lubbock National Bank CD 1.05% 08/18/17 08/18/16 3,062,146 3,062,146 100.00 3,062,146 140 1.05% 16,206,262$ 16,206,262$ 16,206,262$ 50 0.82% (1) (2) March 31, 2017 (1) Weighted average life - For purposes of calculating weighted average life, bank accounts, pools and money market funds are assumed to have an one day maturity. (2) Weighted average yield to maturity - The weighted average yield to maturity is based on adjusted book value, realized and unrealized gains/losses and investment advisory fees are not considered. The yield for the reporting month is used for bank accounts, pools, and money market funds. Valley View Consulting, L.L.C. Page 31 Page 41 of 106 Pools 56% CDs/Securities 44% GTEC PORTFOLIO COMPOSITION $0 $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 $30,000,000 6/30/16 9/30/16 12/31/16 3/31/17 GTEC PORTFOLIO BALANCES CD TexPool TexSTAR Valley View Consulting, L.L.C. Page 32 Page 42 of 106 Book Value Comparison Coupon/Maturity Face Amount/Purchases/Sales/Adjust/Face Amount/ Description Discount Date Par Value Book Value Adjustments Call/Maturity Par Value Book Value TexPool 0.62% 04/01/17 8,955,458$ 8,955,458$ –$ (7,735,112)$ 1,220,346$ 1,220,346$ TexSTAR 0.63% 04/01/17 7,263,392 7,263,392 (1,906,685) 5,356,707 5,356,707 Green Bank MMA 0.86% 04/01/17 3,547,931 3,547,931 (1,012,631) 2,535,300 2,535,300 Lubbock National Bank CD 0.95% 07/03/17 4,022,333 4,022,333 9,430 4,031,762 4,031,762 Lubbock National Bank CD 1.05% 08/18/17 3,054,232 3,054,232 7,914 3,062,146 3,062,146 TOTAL 26,843,346$ 26,843,346$ 17,344$ (10,654,428)$ 16,206,262$ 16,206,262$ Market Value Comparison Coupon/Maturity Face Amount/Qtr to Qtr Face Amount/ Description Discount Date Par Value Market Value Change Par Value Market Value TexPool 0.62% 04/01/17 8,955,458$ 8,955,458$ (7,735,112)$ 1,220,346$ 1,220,346$ TexSTAR 0.63% 04/01/17 7,263,392 7,263,392 (1,906,685) 5,356,707 5,356,707 Green Bank MMA 0.86% 04/01/17 3,547,931 3,547,931 (1,012,631) 2,535,300 2,535,300 Lubbock National Bank CD 0.95% 07/03/17 4,022,333 4,022,333 9,430 4,031,762 4,031,762 Lubbock National Bank CD 1.05% 08/18/17 3,054,232 3,054,232 7,914 3,062,146 3,062,146 TOTAL 26,843,346$ 26,843,346$ (10,637,084)$ 16,206,262$ 16,206,262$ December 31, 2016 March 31, 2017 December 31, 2016 March 31, 2017 Valley View Consulting, L.L.C.Page 33 Page 43 of 106 Georgetown Economic Development Corporation (GEDCO) QUARTERLY INVESTMENT REPORT For the Quarter Ended March 31, 2017 Prepared by Valley View Consulting, L.L.C. The investment portfolio of the Georgetown Economic Development Corporation (GEDCO) is in compliance with the Texas Public Funds Investment Act and the Investment Policy and Strategies. ________________________________________________________________________ Vacant Leigh Wallace Controller Finance Director Disclaimer: These reports were compiled using information provided by the City. No procedures were performed to test the accuracy or completeness of this information. The market values included in these reports were obtained by Valley View Consulting, L.L.C. from sources believed to be accurate and represent proprietary valuation. Due to market fluctuations these levels are not necessarily reflective of current liquidation values. Yield calculations are not determined using standard performance formulas, are not representative of total return yields and do not account for investment advisor fees. Page 34 Page 44 of 106 Summary Quarter End Results by Investment Category: Asset Type Ave. Yield Book Value Market Value Book Value Market Value MMA 0.86% 2,005,534$ 2,005,534$ 2,009,222$ 2,009,222$ Pools 0.65% 3,354,651 3,354,651 3,501,534 3,501,534 5,360,186$ 5,360,186$ 5,510,756$ 5,510,756$ Quarter End Average Yield (1)Fiscal Year-to-Date Average Yield (2) Total Portfolio 0.72%Total Portfolio 0.64% Rolling Three Mo. Treas. Yield 0.60%Rolling Three Mo. Treas. Yield 0.52% Rolling Six Mo. Treas. Yield 0.64%Rolling Six Mo. Treas. Yield 0.57% Quarterly TexPool Yield 0.54% Interest income provided in separate report. December 31, 2016 March 31, 2017 (1) Average Yield calculated using quarter end report yields and adjusted book values and does not reflect a total return analysis or account for advisory fees. (2) Fiscal Year-to-Date Average Yields calculated using quarter end report yields and adjusted book values and does not reflect a total return analysis or account for advisory fees. Valley View Consulting, L.L.C. Page 35 Page 45 of 106 Economic Overview 3/31/2017 The Federal Open Market Committee (FOMC) raised the Fed Funds target range of 0.75% - 1.00% (actual Fed Funds are trading +/-90 bps). There are mixed anticipations for additional FOMC actions this year. Some look for another rise as early as the June FOMC meeting. Final revision 4th Quarter 2016 GDP increased to 2.1%. US data reflects continuing modest to moderate economic growth. The Stock Markets recorded new highs. Financial Institution deposits (MMAs and CDs) generally offer the best interest earnings opportunity. 0 250 500 750 1,000 1,250 1,500 1,750 2,000 2,250 2,500 2,750 S&P 500 0.00 0.50 1.00 1.50 2.00 2.50 3.00 US Treasury Historical Yields - Since Nov 2015 Six Month T-Bill Two Year T-Note Ten Year T-Note 0.00 0.50 1.00 1.50 2.00 2.50 3.00 Treasury Yield Curves March 31, 2016 December 31, 2016 March 31, 2017 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 US Treasury Historical Yields - Since 2006 Six Month T-Bill Two Year T-Note Ten Year T-Note Valley View Consulting, L.L.C. Page 36 Page 46 of 106 Investment Holdings Coupon/Maturity Settlement Face Amount/Book Market Market Life Description Ratings Discount Date Date Par Value Value Price Value (Day)Yield Green Bank MMA 0.86% 04/01/17 03/31/17 2,009,222$ 2,009,222$ 1.00 2,009,222$ 1 0.86% TexasDAILY AAAm 0.66% 04/01/17 03/31/17 2,014,825 2,014,825 1.00 2,014,825 1 0.66% TexSTAR AAAm 0.63% 04/01/17 03/31/17 1,486,709 1,486,709 1.00 1,486,709 1 0.63% 5,510,756$ 5,510,756$ 5,510,756$ 1 0.72% (1) (2) March 31, 2017 (1) Weighted average life - For purposes of calculating weighted average life, bank accounts, pools and money market funds are assumed to have an one day maturity. (2) Weighted average yield to maturity - The weighted average yield to maturity is based on adjusted book value, realized and unrealized gains/losses and investment advisory fees are not considered. The yield for the reporting month is used for bank accounts, pools, and money market funds. Valley View Consulting, L.L.C. Page 37 Page 47 of 106 MMA 36% Pools 64% GEDCO PORTFOLIO COMPOSITION $0 $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 $10,000,000 06/30/16 09/30/16 12/31/16 03/31/17 GEDCO PORTFOLIO BALANCES TexasDAILY TexSTAR Money Market Valley View Consulting, L.L.C. Page 38 Page 48 of 106 Book Value Comparison Coupon/Maturity Face Amount/Purchases/Sales/Adjust/Face Amount/ Description Discount Date Par Value Book Value Adjustments Call/Maturity Par Value Book Value Green Bank MMA 0.86% 04/01/17 2,005,534$ 2,005,534$ 3,687$ –$ 2,009,222$ 2,009,222$ TexasDAILY 0.66% 04/01/17 2,011,789 2,011,789 3,036 2,014,825 2,014,825 TexSTAR 0.63% 04/01/17 1,342,863 1,342,863 143,847 1,486,709 1,486,709 TOTAL 5,360,186$ 5,360,186$ 150,570$ -$ 5,510,756$ 5,510,756$ Market Value Comparison Qtr to Qtr Change Green Bank MMA 0.86% 04/01/17 2,005,534$ 2,005,534$ 3,687$ 2,009,222$ 2,009,222$ TexasDAILY 0.66% 04/01/17 2,011,789 2,011,789 3,036 2,014,825 2,014,825 TexSTAR 0.63% 04/01/17 1,342,863 1,342,863 143,847 1,486,709 1,486,709 TOTAL 5,360,186$ 5,360,186$ 150,570$ 5,510,756$ 5,510,756$ December 31, 2016 March 31, 2017 December 31, 2016 March 31, 2017 Valley View Consulting, L.L.C.Page 39 Page 49 of 106 Grant Description Grantor Grant Amount Match Status Fire Fire Extinguisher Training System Firehouse Subs Public Safety Foundation 10,332$ -$ Application Approved Staffing for Adequate Fire Emergency Response (SAFER)Federal Emergency Management Agency (FEMA)1,600,000$ 1,100,000$ Application Approved Emergency Management Performance grant Office of Emergency Management Application Approved Library Community Resources Coordinatior Texas State Liabrary & Archives Commission 75,000$ -$ Application Approved Family Place Libraries Texas State Liabrary & Archives Commission 6,000$ -$ Application Approved Parks Recreation Trails Texas Parks and Wildlife Department 180,000$ 20,000$ Application Approved 1,871,332$ 1,120,000$ CITY OF GEORGETOWN GRANT APPLICATIONS as of March 31, 2017 Page 40Page 50 of 106 2016/17 Year to Date Year to Date Project Budget Expenditures Encumbrances Balance General Government CIP Public Safety & Facilities 6CR Public Safety Facility - 181,358 (166,279) (15,079) [a] 6EW Transfer Station / Landfill 290,518 34,594 (34,550) 290,474 7AD Communications - 11,951 (11,951) - 9BE Preventative Maintenance 27,395 47,115 (41,615) 21,895 Public Safety & Facilities Subtotal 317,913 275,018 (254,394) 297,290 Parks CIP 1DN Access to Rtw to Gov Srv - 9,118 (9,118) - 1DO Austin Ave @ 5th St Light 375,951 44 - 375,907 1DP 8th St Church to Myrtle - 29,501 (29,417) (84) [a] 1DX SH29 To Leander Rd SW 1,127,853 6,512 159,208 962,133 6CP San Gabriel Park Improvements 3,307,600 53,145 2,499,973 754,482 6DD New Village Parks - 13,425 (13,425) - 6DE SG Bank Stabilization - 2,910 (2,910) - 6DM VFW Park 30,353 823,853 (775,561) (17,939) [a] 6DO Garey Park 13,500,000 32,387 1,568,069 11,899,544 6ES ADA Facilities 295,278 521 20,181 274,576 6ET ADA Parks 600,000 122,714 68,171 409,116 9AU University Sidewalks - 75,526 (75,526) - 9AW CDBG-MLK/3rd St - 6,809 (6,809) - 6DB McMaster Park - 13,094 (13,094) - 6EH Village Park 43,891 53,232 - (9,341) [a] 6EI Founder's Park 70,000 - - 70,000 Parks CIP Subtotal 19,350,926 1,242,790 3,389,742 14,718,394 Downtown & Community Service 46P Sheraton @ The Summit - 2,346,138 - (2,346,138) [a] 6EJ Parking Facility Study / Design - 35,297 (35,297) - 6EK Former PD Renovation - 144 (144) - 6EM Downtown West 12,423,883 180,082 (180,082) 12,423,883 Downtown & Community Service Subtotal 12,423,883 2,561,661 (215,524) 10,077,745 Total General Government CIP 32,092,722$ 4,079,469$ 2,919,824$ 25,093,429$ NOTES: [a]Individual projects may go over budget as long as total expenditures for all CIP projects are within the department's total budget. Page 41Page 51 of 106 2016/17 Year to Date Year to Date Project Budget Expenditures Encumbrances Balance Streets / Transportation 1BZ 971 @ Austin Ave.- 101,614 (101,614) - 1CC FM 1460 1,019,140 446,196 (12,979) 585,923 1CE Street Maintenance 924,259 - 131,655 792,604 1CF Street Overlay/Microsurfacing 1,200,000 - - 1,200,000 1CJ Austin Avenue Sidewalks 70,000 - 70,000 - 1CN Sealant 100,000 1,233 (1,233) 100,000 1CS DB Wood Bridge 623,000 19,749 (26,434) 629,685 1CU Cutler Process 1,055,000 8,198 154,552 892,250 1DI SW Bypass / WR Parkway 2,324,930 7,346,067 (7,346,003) 2,324,866 1DK Southeast Inner Loop - 90,546 1,813 (92,359) [a] 1DL Austin Avenue Bridge 278,463 89,291 101,039 88,132 1DN Acces Rtw to Gov Srv - 60,871 23,129 (84,000) [a] 1DO Austin Avenue at 5th St Light - 10,041 (9,997) (44) [a] 1DR PH 1 Signal and Curb Ramps 500,000 43,790 (38,990) 495,200 1DX SH29 to Leander Rd SW - 40 - (40) [a] 5AL Curb & Gutter - 414,397 243,309 (657,706) [a] Streets / Transportation Subtotal 8,094,792 8,632,034 (6,811,754) 6,274,512 Stormwater 5AL Curb and Gutter 700,000 10,100 43,800 646,100 5AW Regional Flood Study 617,929 240,628 392,119 (14,818) [a] Stormwater Subtotal 1,317,929 250,728 435,919 631,282 Airport 6VA Airport Master Plan - 174 - (174) [a] Airport Subtotal - 174 - (174) Total Transportation Services CIP 9,412,721$ 8,882,935$ (6,375,834)$ 6,905,620$ NOTES: [a]Individual projects may go over budget as long as total expenditures for all CIP projects are within the department's total budget. Page 42Page 52 of 106 2016/17 Year to Date Year to Date Project Budget Expenditures Encumbrances Balance Water Services CIP Wastewater Line Upgrades: 3CJ Berry Creek Interceptor 8,328,900 56,063 (56,063) 8,328,900 Wastewater Line Upgrades Subtotal 8,328,900 56,063 (56,063) 8,328,900 WW Edwards Aquifer Compliance: 3CK EARZ 2014-15 300,000 25,803 (6,333) 280,530 3CL EARZ 2015-2016 700,000 135,368 533,837 30,795 3CM EARZ 2016-17 500,000 124,715 226,135 149,150 WW Edwards Aquifer Compliance Subtotal 1,500,000 285,886 753,639 460,475 WW Lift stations & Force Mains 3CD Stonehedge LS & FM 27,572 3,313 (3,313) 27,572 3CE Westinghouse LS & FM 3,448,258 409,100 1,715,728 1,323,430 3CN Park LS & FM 3,982,000 12,750 383,510 3,585,740 WW Lift stations & Force Mains Subtotal 7,457,830 425,163 2,095,925 4,936,742 WW Treatment Plant 3CA Pecan Branch WWTP 9,738,309 166,596 (136,352) 9,708,065 WW Treatment Plant Subtotal 9,738,309 166,596 (136,352) 9,708,065 Water CIP 1DE Williams Dr. @ Jim Hogg Rd - 524 (524) - 2BW Westside Facility - 307,922 (18,554) (289,369) [a] 2CE Rabbit Hill EST - 634,347 (634,347) - 2CH Cedar Breaks EST - 1,620,544 (1,620,544) - 2CI Shell Road Water Line 6,078,793 2,700 (2,700) 6,078,793 2CJ Meter Issue - 171,532 - (171,532) [a] 2CK Daniels Mountain GST - 11,014 (8,536) (2,478) [a] 2CL Park WTP Pump Station 600,000 1,630 (1,630) 600,000 2CO Majestic Oaks Water Line - (50,000) - 50,000 2CP Sun City 1.5MG Est 3,050,000 150,000 150,000 2,750,000 2CQ Water Tank Rehab 600,000 5,000 75,000 520,000 2CR Sunny Slope Water Lines 20,000 20,000 - - 2CS WD Interim Water Master Plan 4,138,187 - 35,132 4,103,055 2CT CIS System 1,161,948 467,520 848,171 (153,743) [a] 2JE CR 255 WD 14-2 3,000,000 - 20,000 2,980,000 2JF Domel Improvements 4,500,000 - 33,000 4,467,000 Water CIP Subtotal 23,148,928 3,342,734 (1,125,532) 20,931,726 Rural Water CIP 2CO Majestic Oaks Water Lines - 222,816 (222,816) - 2JE CR 255 (WD 14-2)- 79,800 (79,800) - 2JF Domel Improvements - 77,603 (77,603) - Rural Water CIP Subtotal - 380,219 (380,219) - AMI/CIS-Water 2CG Asset Management - 5,781 (5,781) - Water/AMI/CIS Subtotal - 5,781 (5,781) - Total Water Services CIP 50,173,967$ 4,662,441$ 1,145,618$ 44,365,908$ NOTES: [a]Individual projects may go over budget as long as total expenditures for all CIP projects are within the department's total budget. Page 43Page 53 of 106 2016/17 Year to Date Year to Date Project Budget Expenditures Encumbrances Balance GTEC CIP 51A Economic Development Projects -$ -$ -$ -$ 5QC Southwest Bypass - 1,615 - (1,615) [a] 5QG SE1: Inner LP / SH130 - - - - 5QW Wolf Ranch Pkwy Extension - - - - 5QY NB Frontage Rd 2338 to Lakeway - 440 (440) - 5QX Northwest Boulevard Bridge 91,590 13,812 (13,812) 91,590 5QZ Snead Drive - - - - 5RB ROW - FM 1460 - - - - 5RC Williams Dr. Gateway - - - - 5RF Rivery Road (Convention Center Prj..)- - - - 5RI Mays Street (S. Georgetown TIRZ)3,500,000 3,978,699 (3,941,826) 3,463,127 5RJ IH 35 / Hwy 29 Intersection Improvements - - - - 5RM Rivery Ext (Williams Dr. - Nwest Blvd.)4,000,000 1,817,062 (5,611) 2,188,549 5RN Pecan Center Dr. / Airport Rd.6,000,000 315,192 264,518 5,420,290 5RO Southwest Bypass - Laubach 354,920 21,026 - 333,894 5RP Rivery TIA Improvements 1,157,121 86,185 (86,185) 1,157,121 5RQ Rabbit Hill Road Improvements - 204,719 (204,719) - 5QN Williams Dr. Widening - - - - 1CC FM 1460 Roadway Improvement 650,000 - 147,576 502,425 Total GTEC CIP 15,753,631$ 6,438,750$ (3,840,499)$ 13,155,380$ Notes: [a]Individual projects may go over budget as long as total expenditures for all CIP projects are within the department's total budget. Page 44Page 54 of 106 2016/17 Year to Date Year to Date Budget Expenditures Encumbrances Balance Electric CIP 9-0580-90-139 17th Street Rehab 50,000.00 - - 50,000 9-0580-90-140 7th Street Rehab 200,000.00 - - 200,000 9-0580-90-141 Downtown OH Rehab 500,000.00 - - 500,000 9-0580-90-142 Downtown West 970,000.00 - - 970,000 9-0580-90-143 Shell Road Feeders 450,000.00 - - 450,000 9-0580-90-144 Pole Relocation 50,000.00 - 3,626.00 46,374 9-0580-90-145 Sidewalks South College 50,000.00 - - 50,000 9-0580-90-146 Southwest Bypass Feeder 300,000.00 - - 300,000 9-0580-90-147 West 10th Street Rehab 98,000.00 - - 98,000 9-0580-90-148 West 11th Street Rehab 200,000.00 - - 200,000 9-0580-90-300 Electrical System Improvement - 839,822.15 56,199.17 (896,021) [a] 9-0580-90-310 Power Quality Improvements 80,000.00 3,404.50 76,596 9-0580-90-320 Sectionalization Improvements 50,000.00 50,000 9-0580-90-330 Pole Improvements - 2,194.25 (2,194) [a] 9-0580-90-331 Pole Inspections 50,000.00 - - 50,000 9-0580-90-350 Relocation Projects Reimbursements - 40,055.93 - (40,056) [a] 9-0580-90-410 New Development Projects 1,200,000.00 1,948,551.13 518,668.43 (1,267,220) [a] 9-0580-90-430 Street Lighting 88,000.00 1,852.08 3,000.00 83,148 9-0580-90-500 Consultant Engineering 150,000.00 66,279.31 130,720.69 (47,000) [a] 9-0580-90-510 System Mapping Support - - 80,000.00 (80,000) [a] Electric CIP Subtotal 4,486,000 2,902,159 792,214 791,626 T&D 9-0585-90-003 Electric Substations - 17,742.59 (15,973.75) (1,769) [a] 9-0585-90-021 Communication Equipment 295,000.00 159,467.40 62,526.89 73,006 T&D Subtotal 295,000 177,210 46,553 71,237 CIS 9-0580-91-105 CIS system 2,175,000.00 49,787.11 1,265,904.22 859,309 CIS Subtotal 2,175,000 49,787 1,265,904 859,309 Total Electric CIP 6,956,000$ 3,129,156$ 2,104,672$ 1,722,172$ NOTES: [a]Individual projects may go over budget as long as total expenditures for all CIP projects are within the department's total budget. Page 45Page 55 of 106 Unfunded Liability & Commitments Financial Impact/Notes Status 12/31/16 Status Updates - 3/31/17 Cemetery Special Revenue Fund Currently cemetery operations are self-funded through plot sales of approximately $50K per year. The cemetery is managed through Parks Administration. In 2015, Council elected to reserve $75,000 annually for future costs associated with maintaining the property. The General Fund has made this transfer in 2016 and 2017. As of 9/30/2016 the ending balance in the fund increased from $314K to $401K. An update on the Columbarium service will be provided during the Parks Budget Workshop. $75,000 annual transfer will be included in FY 2018 proposed budget. Self-Insurance Internal Service Fund Costs are allocated through the budget to the ISF based on employees within each fund. The ISF is overseen by HR and Finance, with annual plan elements determined by the Employee Benefit Committee. City Council approved two levels of reserve in the Fiscal and Budgetary Policies on April 26, 2016. Initial plan was to build reserve fund over 3 to 5 year period and draw from other City sources if necessary. In FY2017 the IBNR reserve is fully funded at 10% of expenses, and the Rate Stabilization reserve is fully funded at 20% of expenses. As of 9/30/2016 the ending balance in the fund increased from $2.2M to $2.4M. The City switched its dental plan to self-insured for 2017. Staff will bring forward a mid-year budget amendment to the Self- Insurance fund to realize the savings. There will be no impact to ending balance. Recommend removing from list. Fully funded. Unfunded Actuarial Accrued Liability (UAAL) Recognizes the outstanding liability for the City’s employee retirement plan through TMRS. The City contributes monthly to fund the UAAL, based on an annual percentage of payroll. Actual % of payroll costs is recognized within each fund. The UAAL is provided by TMRS and lags one year. As of 12/30/15, the UAAL was $20.9M and is considered 82.2% funded. The City will amortize any UAAL over a period not to exceed the amortization period used by the TMRS actuary. The City may amortize its UAAL more quickly by making contributions to TMRS in excess of the rate specified by TMRS. The 2017 TMRS contribution rate is 12.56%. The City has not yet received the TMRS contribution rate for FY 2018. Other Post Employee Benefits (OPEB) While the City has no obligation to offer additional retiree benefits, retirees are eligible to participate in the City’s health insurance program. That ability represents a subsidy that impacts health insurance costs to the City. Retirees pay their monthly premiums to the ISF who in turn processes their health insurance claims. This is an actuarial calculation based on current and future employees on future City health insurance costs, and has numerous and complex factors in its calculation. Retirees pay their own premiums, and thus the liability is considered “pay as you go”. With additional employees being added, potential future retiree impacts increase. The 2016 current net OPEB liability is $972,576 which is an increase of $185,876 over the prior year. No change Compensated Absence Future costs associated with benefits such as vacation, and sick leave for City employees. Compensated Absence is accrued annually to each proprietary fund type on a GAAP basis and accounted for on the balance sheet of each fund. For governmental funds (and for budgetary basis), the expense is recognized when due and payable. In 2016, total citywide compensated absence is $6.4M, of that $5.4M is considered unfunded in the governmental funds. The City's Fiscal and Budgetary Policy state the payout reserve will equal 15% of the one year liability in the Governmental Funds. The FY 2018 budget process should consider increasing the $30,000 payout reserve for the Governmental Funds to be in compliance with the policy. The FY 2017 mid-year budget amendment will appropriate an additional $222,000 from the Council Discretionary Fund to the General Fund to establish the Benefit Payout Reserve. When combined with the $30,000 currently budgeted, the liability is fully funded for the year. March 31, 2017 CITY OF GEORGETOWN Long-term Commitments, Reservations, and Other Unfunded Liabilities Page 46Page 56 of 106 Unfunded Liability & Commitments Financial Impact/Notes Status 12/31/16 Status Updates - 3/31/17 Rate Stabilization Reserve Intended to mitigate potential rate impacts due to increased fuel costs or other external factors. The RSR is maintained within the Electric Fund and is projected to be $4.5M in FY2017. Potentially, a similar reserve could be developed for the Water Fund. Used to defer or minimize the future cost increases or other impacts related to power costs. Monitored and adjusted monthly as needed through the Power Cost Adjustment (PCA). The Electric Fund experienced higher than usual purchased power costs in FY 2016. Staff and Council took action to amend the FY 2016 budget and FY 2017 budget to maintain $4,775,000 in cash reserves for Contingency. Cash reserves for Rate Stabilization will need to be built back up. The Electric Fund will procure a new rate study in FY 2018 to determine a new rate stabilization target. Airport Maintenance Fund on-going maintenance of the Airport grounds, runways and taxi ways. Terminal and Tower included in Facilities ISF. An Airport Master Plan was developed to address long term capital maintenance project prioritization. As of 9/30/2016 the ending balance in the fund is $310K, a marked improvement from prior years negative balances. 2017 funded projects include repairing pavement, replacing lights, and sealing doors and roofs in hangars, rehabbing taxiways and improving signage. The airport master plan is still being developed, and staff continue to look for grant opportunities for funding. Americans with Disabilities Act (ADA) Compliance Needs As facilities are built or repurposed, meeting ADA compliance will be included in Project Costs. Funding for program expansion will be needed (General Fund sources). The City has an adopted policy, as required by Federal Law, that it will make reasonable accommodations and modifications to ensure that people with disabilities have an equal opportunity to enjoy its programs, services, and activities. The City does not maintain a reserve for these modifications. Fiscal year 2016 accomplishments include yearlong review of Plan with Advisory Board, training of 16 City Department ADA Liaisons and 45 City Staff, accessibility improvements to six facilities, three parks and more than 36 individual pedestrian network projects. Work scheduled for Fiscal Year 2017 include nine facilities, five parks and 12 individual pedestrian network projects. Fiscal 2017 activities will also include recommendations for data collection/organization evaluation, scoping, and completing self- assessments for other Transition Plan elements as funding is available and review of the Effective Communication Plan element. The City amended and adopted the FY2016 Transition Plan on 1/10/2017. This quarter the City completed renovations to the Parks Administration building, providing accessible routes into the City facility which is also a public voting facility. Sidewalk Maintenance Currently, new sidewalks are built as development occurs. Repairs are funded as needed or if funding is available, when major roads are repaired. Useful life of a sidewalk is estimated at 40 to 50 years. The largest revenue source comes from the City’s General Fund. Annual funding for sidewalk construction and maintenance is approximately $75,000. In FY 2016, the City completed capital improvements at 36 sites, totaling $558K. FY 2017 includes 12 Sidewalk design and construction of 12 capital improvements totaling $2M. Construction on several sidewalk improvement projects throughout the city began in the spring. The entire project is expected to be completed in late November. Sidewalk improvements include: • Del Webb Boulevard and Whispering Wind Drive • Williams Drive and Woodlake Drive • Williams Drive and Wildwood Drive • Williams Drive and Shell Road • Williams Drive and Lakeway Drive • Williams Drive and River Bend Drive • Austin Avenue and Morrow Street • Austin Avenue from Morrow Street to Williams Drive • Eighth and Rock streets • Eighth Street from Church to Myrtle streets • Sidewalks in Founders’ Park • Sidewalk along southbound Interstate 35 frontage road from Leander Road to Hwy. 29. Page 47Page 57 of 106 Unfunded Liability & Commitments Financial Impact/Notes Status 12/31/16 Status Updates - 3/31/17 Park Equipment Maintenance & Replacement Over the past 5 years, funding for Park Maintenance and Replacement has increased. $200K transfer from General Fund included in FY2017 budget. Staff has listed all assets & developed replacement schedule funded by the General Fund, soon to be on EAM. Includes equipment not directly in a Facility, such as benches, trail lighting, playground equipment, restrooms, and signage. Playground equipment replacement at McMaster’s Park and VFW Park is scheduled for the next few months. Additionally, an outdoor aquatics slide is planned for replacement prior to the upcoming pool season. Several other parks will have site furnishings and water fountain updates in the coming months. The outdoor pool slide replacement at the recreation center has been moved to 2018 since it was repaired. All other projects are on schedule. Emergency Medical Service Special Revenue Fund 2014/15 Annual Budget assumed EMS Program to be operationally active by June 2015 with revenues to offset operating and capital costs. Operating deficit would be funded internally until capital costs were recovered in 5 years. FY2017 budget includes 3 FF/Paramedics to mitigate overtime for the 4th TRV, and half of a position to monitor the revenue collection contract. As of fiscal year end 2016, the fund balance is $(826,180), a decrease from 2015 ending balance of $(704,823). With the lag in revenue collections, staff estimate it will take several years to bring the fund back into balance after the start-up capital expenditures. As of April 30, 2017, EMS revenue collections are about $1 million, which is ahead of the budget projections. Year-end revenue is estimated to be $2.4 million, budget is $2.2 million. Staff continue to monitor overtime and medical supply expenses monthly. Major Technology Replacement (IT Internal Service Fund) CIS billing to be replaced in 2016, funded by utility funds. Enterprise Resource Planning System (Finance and HR) selection consultant funding included in the FY2017 budget. Funding for acquisition of the new Enterprise Resource Planning system(s) will be considered in the FY 2018 budget process. The FY 2016 and FY 2017 Electric and Water fund budgets were amended to split the cost of the CIS system between the funds. The remaining costs of the project will be funded with debt instead of cash. Staff and consultants are currently performing a business process review for HR and Finance that will inform the ERP software selection. Estimated costs for buying and implementing the ERP will be included in the Proposed Budget. FY 2018 is year two of IT's revamped cost allocation model based on actual usage of staff, hardware, and software resources. The FY 2017 mid year budget amendment includes $250,000 of one-time money from the Council Discretionary fund that will be set aside for the ERP project in FY 2018. Staff are exploring funding methods of the ERP, including short-term debt, cash, and the IT allocation. Radio Equipment Replacement Communication system consisting of 500 on-body and in- vehicle radios for Police, Fire, and GUS. Replacement radios are compatible with newer technology. Current model no longer supported in 2018. Staff proposed 3 year replacement schedule for FY2017-2019, $500K per year. Phase I approved in FY2017 and led by new Emergency Management Coordinator. Projected year 4 costs are additional $250,000. Page 48Page 58 of 106 City of Georgetown, Texas City Council Workshop May 23, 2017 SUBJECT: Fire Department Budget Update -- John Sullivan, Fire Chief ITEM SUMMARY: Budget Update Prese ntation FINANCIAL IMPACT: To be included in the budget presentation SUBMITTED BY: John Sullivan, Fire Chief ATTACHMENT S: Description P ublic Safety Update 2017 Fire & Med ical Page 59 of 106 GEORGETOWNFIRE/MEDICAL Public Safety Update 2017 FIRE & MEDICAL Page 60 of 106 GEORGETOWNFIRE/MEDICAL We will grow more in the next 10yrs than we did in the last 100 years Page 61 of 106 GEORGETOWNFIRE/MEDICAL Demand for Service 0 2000 4000 6000 8000 10000 2012 2013 2014 2015 2016 8542 +45% 5Y Comparison Page 62 of 106 GEORGETOWNFIRE/MEDICAL Demand for Service 0 100 200 300 400 500 600 700 800 900 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2016 2017 +14% YOY Increase Page 63 of 106 GEORGETOWNFIRE/MEDICAL Time of Day 0 50 100 150 200 250 300 350 400 450 500 12 A M 1 A M 2 A M 3 A M 4 A M 5 A M 6 A M 7 A M 8 A M 9 A M 10 A M 11 A M 12 P M 1 P M 2 P M 3 P M 4 P M 5 P M 6 P M 7 P M 8 P M 9 P M 10 P M 11 P M Page 64 of 106 GEORGETOWNFIRE/MEDICAL Demand for Service 0 5 10 15 20 25 30 35 2012 2013 2014 2015 2016 2017 2018 16 17 17 21 23 26 31 Note: 2018 figure is estimate based upon 15% increase Page 65 of 106 GEORGETOWNFIRE/MEDICAL Getting there quickly (City /ESD) 4:55 5:02 5:09 5:16 5:24 5:31 5:38 5:45 5:52 6:00 2012 2013 2014 2015 2016 2017 5:53 5:45 5:48 5:43 5:19 5:17 Time Interval: Dispatch to Arrival Page 66 of 106 GEORGETOWNFIRE/MEDICAL Top 10(ish) List 1. Traumatic Injury 2. Generalized Weakness 3. Chest Pain 4. Respiratory Distress 5. Pain (non-traumatic) 6. Syncope/Fainting 7. Abdominal Pain/Problems 8. Altered LOC 9. Seizure 10. Stroke 11. Behavioral/Psychiatric +70% Clinical Impressions Page 67 of 106 GEORGETOWNFIRE/MEDICAL Overtime & Strength of Force SOF Staffed Hired Loss Gain Unfilled Sep 90 8 2 Oct 105 96 6 9 Nov 105 96 9 Dec 105 96 6 9 Jan 105 98 1 2 8 Feb 105 98 8 Mar 106 97 5 3*11 Apr 106 101 4 7 May 106 104 5 5 2 Jun 106 104 2 Jul 106 104 2 Aug 106 104 2 2 Sep 106 106 0 Page 68 of 106 GEORGETOWNFIRE/MEDICAL Overtime •Factors contributing to increased OT •Vacancy/attrition •Prolonged hiring / on-boarding process •Multiple training academies •Injuries, illnesses •Working with Finance and CMO on proactive plan •Working through coding issues related to scheduled/unscheduled OT •$150K personnel expenses over budget Page 69 of 106 GEORGETOWNFIRE/MEDICAL Priority Dispatch •Transitioned to ALS Engines •Single unit response to MVC’s and Falls •Ambulance Response to Care Facilities •Upgrade call for high acuity and/or officer request •Evaluate patient outcomes, response times and UHU’s to determine efficacy Page 70 of 106 GEORGETOWNFIRE/MEDICAL Transport Revenue $- $50,000.00 $100,000.00 $150,000.00 $200,000.00 $250,000.00 Jan Feb Mar April 2016 17 Budget 17 Actual Page 71 of 106 GEORGETOWNFIRE/MEDICAL Treat-no-transport •Average 20 medical calls per day •Approx. 5 Non-transports •Evaluating options from remuneration •Insurance (low collection rate •Direct Billing (low collection rate) •Subscription Program Page 72 of 106 GEORGETOWNFIRE/MEDICAL Current Deployment GFD GFD GFD GFD GFD Page 73 of 106 GEORGETOWNFIRE/MEDICAL 5 –year Deployment Plan GFD Proposed –5yr GFD Current GFD GFD GFD GFD GFD GFD GFD GFD Page 74 of 106 GEORGETOWNFIRE/MEDICAL 2030 Deployment Plan GFD GFD GFD GFD GFD GFD GFD GFD GFD GFD GFD GFD Proposed –5yr GFD Current GFD Proposed –10yr Page 75 of 106 GEORGETOWNFIRE/MEDICAL Station 6 Page 76 of 106 GEORGETOWNFIRE/MEDICAL Station 6 •Located at 3405 & Williams •Partnership with ESD8 •ESD assumes construction costs (est. $4M) •City assumes operational expense •Design phase to begin next month •Construction to begin Fall ’17 •Operation date planned Fall ‘18 Page 77 of 106 GEORGETOWNFIRE/MEDICAL Station 7 Page 78 of 106 GEORGETOWNFIRE/MEDICAL Station 7 •Located at NE Inner Loop & SH29 •Secured land w/ proposed development •Explored various options for alternative sites •Design phase proposed within FY18 Budget •Construction proposed in FY19 Budget •Operation planned for FY20 Budget •Up to 14 positions to be hired in Jan 2019 •Seek grant funding for positions (3 year) Page 79 of 106 GEORGETOWNFIRE/MEDICAL Station 8 Page 80 of 106 GEORGETOWNFIRE/MEDICAL Station 8 •Located at FM1460 7 Westinghouse •Secured land w/ proposed Teravista development •Requires finalized letter in June ‘17 •Proposed as cooperative station with Round Rock Page 81 of 106 GEORGETOWNFIRE/MEDICAL Questions & Comments Page 82 of 106 City of Georgetown, Texas City Council Workshop May 23, 2017 SUBJECT: Update, discussion, and direction on the Solid Waste Contract -- Mike Babin, Deputy General Manager, Utilities ITEM SUMMARY: In November, 2 01 6 staff presented Co uncil with multiple options on moving forward with contract negotiations for solid waste servic e s, as well as discussion around Downto wn Services, Transfer Statio n Infrastructure, and a long term Solid Waste Master Plan. Council provided direction and re quested a progress update in e arly 20 17 . In Fe bruary 2017 staff presented Co uncil with an update on negotiatio ns including the Contract Design and timeline to completion. In additio n staff pro vide d a time line and cost estimate s fo r the Transfer Station Planning and Solid Waste Master P lan and a projected timeline for future Transfer Station Infrastructure improvements subsequent to the plan. Council provide d directio n to proceed towards co mpletion o f contract negotiations. This item provides an update to and checkpoint fo r Co uncil on the contract design, structure and potential impac t prior to completion. FINANCIAL IMPACT: na SUBMITTED BY: Mike Babin, De puty General Manger jk ATTACHMENT S: Description P res entation - S o lid Waste Co ntract Up d ate Page 83 of 106 Update on Solid Waste City Council Workshop 23 May, 2017 Page 84 of 106 Agenda •Overall Time Line •Contract Update •Expected Rate Impact Page 85 of 106 Prior Meetings and Direction Council Workshop –11/8/16 •Discussion –Contract Alternatives –Scope of Services –Transfer Station –Master Plan •Direction –Negotiate with TDS –Develop 20 year (10+10) alternative –Bring back plan for Transfer Station and Master Plan –Master Plan will drive Services Council Workshop –2/14/17 •Discussion –10+10 Cost of Service Contract Approach –Transfer Stations Approach –Master Plan and Downtown Approach –Water Quality Pond Update •Direction –Continue to develop contract as discussed –Budget for Transfer Station and Master Plan projects in 2018 –Transfer Station action would be 2019 and beyond Page 86 of 106 Overall Transition Timeline 2017 •Contract 2018 •Transfer Station Assessment •Master Plan 2019 •Transfer Station Engineering 2020+ •Transfer Station Construction Rate Impacts •Contract Increase •Debt Service on Pond •2 Projects •Transfer Station •Master Plan Rate Impacts •Contract Adjustment •Debt Service on Pond •Partial Debt Service on Transfer Station •Future Programs Rate Impacts •Contract Adjustment •Debt Service on Pond •Full Debt Service on Transfer Station •Future ProgramsPage 87 of 106 Contract Objectives •Service Flexibility –Allow for new/redesigned services year to year –Defined method for pricing those services at cost •20 year design –Allow TDS and City to strategically plan for assets to be used most cost effectively •Competitive Cost Structure –Controlled profit margin –Incentives to improve operational efficiency Page 88 of 106 Contract Structure Cost •Direct Costs for most expenses •Unit Cost for shared services •Overhead and Admin apportioned by percent of sales Forecast •Project Demand by Service •TDS provides cost per unit by service •Total budget from Cost plus Return Audit •True up to actual Cost •Annual at City Expense •Requires TDS to segregate Georgetown Financials •Benchmark to other providers Return •Return is a percent above Cost •Incentive to control costs •Penalty for cost overruns Page 89 of 106 Services Under the Contract Residential •Curbside –Weekly Cart Trash Plus Bags (fee) –Every Other Week Cart Recycling –Once a Month Yard Trimmings (Tier I) –Twice a Year Bulky Waste (Tier I) •Drop off –Trash, Recycling, Yard Trimmings or Bulky Waste at Collection Station (fee) Commercial •Customer Premises –1-5 per week Cart Trash –1-7 per week Dumpster (2-10 cubic yard) Trash •New –1-5 per week Cart Recycling –1-7 times per week Dumpster (2-10 cubic yard) Recycling •Drop off –Trash, Recycling, Yard Trimmings or Bulky Waste at Collection Station (fee) Page 90 of 106 Competitiveness Provisions Topic 1.Landfill costs 2.Budget overruns 3.Budget Savings 4.Performance issues 5.General competitiveness Provision 1.Indexed to area landfill rates, capped at 10% Y-Y change 2.Every % of overrun due to inefficiencies reduces TDS’ rate of return. 20% over = No Return 3.Every $ of savings due to efficiencies is shared between City and TDS 4.Repeated issues, or high volume of issues are defaults of the contract. Council is final arbiter of disputes 5.At 10 Years Council can opt out of contractPage 91 of 106 Annual TDS Contract Timeline Page 92 of 106 Key Negotiated Numbers 1.Standard Return (Margin) 9% -12% 2.Tipping Fee $25.00 per ton 3.Transfer Station Usage Fee (Paid by TDS) $2.10 per ton 4.Adjustment Index for 2 & 3 Average rate of change of regional landfills Page 93 of 106 Remaining Key Decisions •Standard Return (Margin) –% Share of Savings •Term Structure –10 year + 10 year with a single renewal option •City’s sole option to renew –20 year with a single 10 year exit option •Performance criteria to exit •Benchmark Metrics •Defining Operational Efficiencies and Inefficiencies Page 94 of 106 Impact to Rates From Contract Only* *Preliminary and before budget impacts Service Current New $ inc % inc Residential IN $ 16.50 $ 18.41 $ 1.91 11.60% Residential OUT $ 22.50 $ 25.11 $ 2.61 11.60% Comm Cart $ 23.70 $ 31.76 $ 8.06 34.02% 4 YD @ 2/wk $ 159.50 $ 212.81 $ 53.31 33.42% 6 YD @ 4/wk $ 387.90 $ 519.31 $ 131.41 33.88% 8 YD @ 1/wk $ 123.50 $ 165.16 $ 41.66 33.74% Page 95 of 106 Other “Non-Contract” Tier I Rate Impacts 2017 •Contract 2018 •Transfer Station Assessment •Master Plan 2019 •Transfer Station Engineering 2020+ •Transfer Station Construction Rate Impacts $18.41 $ 0.04 $ 0.35 $18.80 $ 0.24 $ 0.46 $19.50 Rate Impacts •$18.80 plus •Contract Cost Adjustments •Partial Transfer Station Debt •Future Programs •[Master Plan & Transfer Station projects roll off] Recurring Contract (Estimated) Pond Debt FY18 Budget Increase Single Year Transfer Station Master Plan Total Rate Impacts •$18.80 plus •Contract Cost Adjustments •Full Transfer Station Debt •Future Programs Current Rate $16.50 Page 96 of 106 Peer Comparison *New Georgetown is estimated only $15.90 $16.01 $16.50 $16.66 $17.61 $17.95 $19.50 $19.97 $20.25 $24.22 $25.44 $41.85 96 gal cart, Standard Residential Service Page 97 of 106 Decision Point: 10+10 or 5 Year Extension Pros of 10+10 •Increased flexibility to add or modify services •Increased financial transparency •Known cost of café of services •Ensures utilization of Transfer Station Cons of 10+10 •Council role would be like a Regulator •Difficult to benchmark costs to ensure competitiveness •Reasonably likely to disagree each year on operational savings or overrun and impact on rates •No or negative financial benefit •No one else to compare to Page 98 of 106 Questions Page 99 of 106 City of Georgetown, Texas City Council Workshop May 23, 2017 SUBJECT: P resentation and discussio n o f a pro posal to appro ve $1 0,0 00 in GEDCO funds, and a Request for propo sals, to accomplish a feasibility study regarding an inpatient residential hospice facility in the Georgetown area -- Steve Fo ught, District 4 Repre sentative and member of GEDCO ITEM SUMMARY: The to tal (estimate d) cost for the study is $30,00 0 and is proposed in two parts. The first part is to de termine feasibility for such a facility in the Georgetown area (estimated $20 ,00 0); the second part (if needed) would de velop implementation strategies ($1 0,000). The study wo uld be co nducted through joint funding and participation fro m the Georgetown Health Fo undation, the Baylor Scott and White Hospital, Hospice-Austin (Christo pher House) and GEDCO. This study is part of our lo ng-term effort to advance quality medical services in Georgetown. This concept was part of the City Council’s long range strategic goals and has been incorpo rated into GEDCO’s c onsiderations as well. The Georgetown Health Foundation will be taking the lead on the study and, if this item is approved by Council, will be soliciting proposals for a consultant to conduct the assessment. The GEDCO board approved the RFP and also recommended up to $1 0,0 00 to participate in the study ($7,5 00 phase 1 and $2,500 phase 2, if needed). The purpose of this session is to e xplain the backgro und and the propo sed approach and to garner Counc il’s approval of GEDCO’s reco mmendation. The funds would come fro m the GEDCO budget. GEDCO, along with the other funding agencies, would receive the proposals, and make a recommendation to the Counc il on whe ther to pro c e e d with the first phase of the feasibility study. Upon c ompletio n o f the first phase, GEDCO, along with the other participants, would make a decision on whe ther to pro ceed with the second phase. The results of the study wo uld be presented to Co unc il when they are available. G EDCO RECOMMENDATION: At their 17 April 20 17 meeting, the GEDCO Bo ard unanimously recommended approval of the proje ct and that it be forwarded to the Co uncil for review. FINANCIAL IMPACT: At their 17 April 2017 meeting, the GEDCO Bo ard unanimously reco mmended appro val o f the project and that it be forwarded to the Council fo r review. SUBMITTED BY: Shelley Nowling, City Secretary ATTACHMENT S: Description Ho s p ice Req ues t for Proposals (RFP) Page 100 of 106 Page 1 of 5 REQUEST FOR PROPOSALS NOTICE TO PROPOSERS The Georgetown Health Foundation is soliciting proposals from qualified firms with sub- stantial and relevant experience and expertise to provide an analysis of the feasibility of having an inpatient/residential Hospice facility in the Georgetown area. Sealed Proposals (1 copy) which are postmarked on, or delivered by other means, by Friday, June 16, 2017 will be considered. The following addresses can be used to submit proposals: By US mail, UPS, FEDEX, or the equivalent to: Georgetown Health Foundation Attention: Scott Alarcon Lake Aire Center 2425 Williams Dr # 101 Georgetown, TX 78628 By FAX to: Georgetown Health Foundation Attention: Scott Alarcon (512) By e-mail to: Scott@gthf.org QUESTIONS SHOULD BE REFERRED TO STEVE FOUGHT AT: (512) 863-5543 (Home phone) (512) 948-5596 (Cell phone) or e-mail to STEVE.FOUGHT@me.com Page 101 of 106 Page 2 of 5 BACKGROUND A group of interested citizens wants to investigate the feasibility of having an inpatient/ residential HOSPICE facility in Georgetown vicinity. There are already a number of ways patients can get HOSPICE care in the area, including home care, assigned beds in local hospitals or assisted living facilities and in nursing homes. However, the only inpatient facility is Hospice Austin’s Christopher House, which is located in East Austin. That facility is wonderful, but quite a distance from Georgetown, making it somewhat dif- ficult for residents in the Georgetown area to use. The population demographics of Georgetown seem well suited for a HOSPICE facility along the lines of Christopher House. Sun City’s population in particular provides a core (well over 15,000 individuals with an average age of 74). After that, Georgetown and the surrounding area are developing a reputation as an area suited for retirement, and there is robust collection of medical facilities in the area which might make use of such a facility. The “small group of residents” who are posing this question and who would serve as members of the steering committee for the study are: • Scott Alarcon, CEO Georgetown Health Foundation • Steve Fought, Ph.D., District 4 Representative to Georgetown City Council and Mayor Pro Tem. • Ginny Hahn, retired HR Executive, Sun City Resident, and member of the Georgetown Commission on Aging. • Tim Harris, President, Georgetown Commercial Properties LLC • Kimberly Langston, RN.,BSN,President - Continuing Care Hospital, CTX Post- Acute Services (Baylor Scott and White) • Marjorie Mulanax, Executive Director, Hospice Austin (Christopher House) • Gary Nelon, Treasurer, Hospice Austin, prior Mayor, Georgetown, Texas Because this small group of residents is an informal association, the Georgetown Health Foundation (a 501-C[3] Corporation) has graciously offered to be the umbrella organiza- tion though which the study would be managed, especially the financial aspects. The following organizations have contributed financially to the effort, and will be repre- sented on the steering group as well as have access to all materials generated by the study effort. • Hospice Austin (Christopher House) • Baylor Scott and White Hospital (and Foundation) • City of Georgetown (Georgetown Economic Development Corporation) • Georgetown Health Foundation • St David’s Hospital (and Foundation) SCOPE OF WORK Page 102 of 106 Page 3 of 5 We want to explore two questions in detail: 1. Assess need/demand for an inpatient/residential Hospice facility in the Georgetown area. Project demand for inpatient beds (GIP level of care) separately from residen- tial level of care. (Phase 1) 2. If inpatient and/or residential hospice beds are needed, develop financial projec- tions including pro forma financial statements for projected number of beds needed at GIP / residential level of care. Recommend the organizational and financial struc- ture to best assure initial and ongoing financial sustainability, as well as function in a collaborative manner with related organizations in the Georgetown and surround- ing area. (Phase 2) Our expectation is that the study/analysis would unfold in two phases. The first phase would determine bed need and the second phase would focus on financial feasibility, in- cluding initial funding and ongoing financial sustainability. There would naturally be a decision point between the two phases, and pricing of the project should include separate pricing for Phase 1 and Phase 2. Each of these questions should be studied/analyzed in appropriate detail. For instance, the question of feasibility in the Georgetown area would also include some thoughts on whether or not one location over another would be preferable. The response would also include potential impact on existing Hospice facilities, including and especially Hospice Austin’s Christopher House. The proposals should include a plan for: • Interviews with local Hospice care providers and hospice referral sources • Gathering demographic information on likely client base; • One meeting or conference call per week for progress report; • An outline of the study/analytical methodology and where the local group would have a role as well as the expectations of the local group’s participation (i.e., help set up interviews, provide interview space, etc.). The question on organizational and financial structure should offer some insights on how to achieve the necessary initial and ongoing financial support, especially from foun- dations. One final note: The group is enthusiastic about the possibility of an inpatient/residential Hospice facility in the Georgetown area. However, the group is also keenly aware that such a facility might negatively impact Hospice Austin’s Christopher House and/or other approaches to Hospice care in the area. As such, we would like the study/analysis to Page 103 of 106 Page 4 of 5 offer insights on how to lessen whatever negative impacts might possibly occur, and how the project might actually augment or enhance the current approaches. Page 104 of 106 Page 5 of 5 Evaluation Criteria Qualifying (Pass/Fail): The contractor must have experience in conducting Feasibility Studies for this sort of service, have experience in the Austin-area region, and plan to conduct surveys/interviews to support the study/analysis. Specific Areas for Evaluation and points assigned: Experience conducting similar analyses 30 points Credentials of consultant(s) 20 Methodology and estimated time for completion 30 Cost 20 It is our intent to have the selection process completed by 1 July 2017 and for the study/analysis work to begin shortly thereafter. Page 105 of 106 City of Georgetown, Texas City Council Workshop May 23, 2017 SUBJECT: Sec. 551.071: Consul tati on w i th Attorney - Advice from attorney about pending o r co ntemplated litigation and other matters o n which the attorney has a duty to advise the City Council, including agenda items Sec. 551.072 De l i berati o n Regardi ng Real P ro perty - Discuss contrac t te rms on Parcel 12 - Rivery Blvd Ext. Pro ject - Fire Station 7 Site Consideration Sec. 551.074: Personnel Matters - City Manager, City Attorney, City Sec re tary and Municipal Judge: Consideratio n of the appointment, employme nt, evaluation, reassignment, duties, discipline, or dismissal Sec. 551.086: Competi ti ve Matters - Renewable Energy Credits - Electric Utility Quarterly Update Sec. 551.087: De l i berati o n Regardi ng Economi c Devel opment Negoti ati ons - Tamiro Plaza II ITEM SUMMARY: FINANCIAL IMPACT: NA SUBMITTED BY: Shelley Nowling, City Secretary Page 106 of 106