HomeMy WebLinkAboutMinutes_Ethics Commission_07.11.2013Notice of Meeting of the
Ethics Commission
and the Governing Body of the
City of Georgetown, Texas
Thursday, July 11, 2013
The Ethics Commission will meet on Thursday, July 11, 2013 at 03:00 PM in the City Hall Main Floor
Conference Room, 113 E. 8th Street, Georgetown, Texas
If you need accommodations for a disability, please notify the city in advance.
Ethics Commission regular meetings are held once a year or on an as needed basis..
Call to Order at 03:00 PM
Board may, at any time, recess the Regular Session to convene in Executive Session at the request of the
President, a Board Member, the City Manager in his capacity as General Manager of the Ethics
Commission , the Assistant City Manager, or legal counsel for any purpose authorized by the Open
Meetings Act, Texas Government Code Chapter 551, and are subject to action in the Regular Session that
follows.
AGENDA
1.Call Meeting to Order
2.Consideration and possible action to approve the minutes of the April 25, 2013 Ethics
Commission meeting
3. Overview and discussion of current ethics Ordinance provisions about which the City receives
the most questions.
4.Overview and discussion of sample ethics ordinances from other Cities and the topics generally
covered by these ordinances.
5.Discussion of enforcement options for ethics violations.
6. Adjourn meeting
Certificate of Posting
I, Jessica Brettle , City Secretary for the City of Georgetown, Texas, do hereby certify that this Notice of
Meeting was posted at City Hall, 113 E. 8th Street,a place readily accessible to the general public at all
times, on the _____ day of _________________, 2013, at __________, and remained so posted for at least
72 continuous hours preceding the scheduled time of said meeting.
__________________________________
Jessica Brettle , City Secretary
Minutes of the Meeting of
Ethics Commission
and the Governing Body of the
City of Georgetown, Texas
Thursday, July 11, 2013
The Ethics Commission of the City of Georgetown, Texas, met on Thursday, July 11, 2013.
Board Members Present:
Hartley Sappington, Travis Vanderpool, Dennis Walter, Michael Holan, Chris Harrison, Ron Garland
Board Members Absent:
Cass Wheeler, Leonard Van Gendt
Staff Present:
Jessica Brettle, City Secretary; Skye Masson, Assistant City Attorney
Minutes
Regular Meeting
Board may, at any time, recess the Regular Session to convene in Executive Session at the request of the
President, a Board Member, the City Manager in his capacity as General Manager of the Ethics
Commission , the Assistant City Manager, or legal counsel for any purpose authorized by the Open
Meetings Act, Texas Government Code Chapter 551, and are subject to action in the Regular Session that
follows.
AGENDA
1.Call Meeting to Order
2.Consideration and possible action to approve the minutes of the April 25, 2013 Ethics
Commission meeting
Motion by Holan, second by Walter to approve minutes. Approved 6-0 (Wheeler, Van Gendt
absent)
3. Overview and discussion of current ethics Ordinance provisions about which the City receives
the most questions.
4.Overview and discussion of sample ethics ordinances from other Cities and the topics generally
covered by these ordinances.
5.Discussion of enforcement options for ethics violations.
The discussion for items 3, 4 and 5 was as follows:
Sappington introduced the items to the Commission. Masson reviewed the current Ethics
Ordinance provisions that receive the most questions from staff and the general public. Masson
said the first and primary provision has to do with substantial economic interest versus
substantial financial interest. She said substantial financial interest comes from state law. She said
that would be what she considers the minimum standard. She noted the City created a higher
standard with substantial economic interest. She described this provision for the Commission.
She said this leads to confusion because the terms are similar and there are a lot of questions
about whether or not it is a financial or economic interest. She said staff would like the
Commission to consider creating one standard term that encompasses everything. She said Board
members really start to stumble when they start reviewing these provisions. She said the solution
would simply be to streamline it. Sappington asked about the type of people who would call in
with concerns. Masson said it is both members of the public as well as members of the Board. She
said if Council members ever have confusion, they are very good about coming to staff with
questions. Vanderpool asked about merging both into substantial economic interest. He said the
economic interest section would then become the higher standard above the State. Masson said
that could be a solution.
Masson said the second provision that causes confusion is regarding the role of the City
Attorney's office. She said the Ordinance as written says there are certain situations where the
Attorney would not be the advisor to the Ethics Commission. She described an example instance
where this would occur. She said they would like the Commission to clarify when there is a
conflict and also provide the attorney's office with the discretion to determine whether or not
there is a conflict. She said, in some cities, when a complaint is filed against a City Council, they
require an independent legal counsel. She said that has led to some confusion with City Council
members especially. Harrison spoke about how the Georgetown Ordinance compares to other
cities' ordinances. He said it seems Georgetown has a very limited Ordinance. He spoke about the
San Antonio Ordinance and said they have done a great job with getting clarity to all issues. He
asked where Masson stands on this issue. Masson said, if the Commission wants to broaden their
discussion beyond these suggestions and make the Ordinance more comprehensive, the
Commission can certainly do so.
Masson said the third area of concern is regarding the complaint process and the timing for
preliminary hearings and final hearings. She said the current Ordinance requires a preliminary
hearing no later than 60 days after receiving a complaint. She said the final hearing is supposed to
be 30 days after the determination to have the final hearing. She said staff would like to see those
two time periods flipped. Sappington asked and Masson said she does not think there is anything
magical about the 90 day time period.
Masson said the final issue is regarding how sanctions and violations work and what they even
mean. There is an "and then what?" kind of feeling when looking at the violation options. She
reviewed the different violations and how they are kind of vague. She said staff feels this area
could benefit from a little more detail. She made a few brief suggestions on how the Commission
could improve upon this section. Vanderpool asked if there is a definition for the sanctions in the
Ordinance. Masson said the only definition is in the current Ordinance and that definition is
vague. She said the letter goes to the Council for their final decision. She said there might be
ways to clarify what could or should happen. She said, if it is a letter of censure filed against a
current member, there should be something in the Ordinance that says that the Council cannot
just receive that letter and then have nothing happen . She referred to the City of Dallas and how
their Commission determines what they think should happen to that member. She said that
option would force the Council to make that decision. Sappington said that would also get the
issue out in the public so the public fully understands. Masson said our structure is a little
different in that the Commission is the final board to decide the violation and at what level.
Harrison asked and Masson said there are different approaches to the violations but noted the
structure in the Georgetown Ordinance is the typical one. There was much discussion regarding
how to approach this issue.
Harrison asked how in depth the City staff and City Attorney wants to go. Masson said there is a
lot of information in the Ordinance that can be amended but asked that the Commission keep in
mind these issues that were just brought up. Masson said these issues do not have to be
addressed now but they will need to be addressed at some point. Masson brought up the issue of
lobbyists. She said it could be something to explore now, but noted it is not a huge problem in the
City. She said there is some confusion under the Ordinance in the standards of conduct section.
She spoke about the question of when does a person have to recuse himself to avoid the
appearance of impropriety. She gave an example of when an appearance of impropriety may
occur. Vanderpool says he is not sure we should try to model what we do after Dallas and other
larger cities. He said getting more into this becomes extremely cumbersome to staff. Harrison
said life is getting much more complex. Harrison said we don't have to be Dallas or San Antonio
but we can look at what they consider problems so the City can be aware when they are on the
horizon. He continued to express his opinion on the importance of looking into this. Harrison
asked if Masson has seen one Ordinance that they think will fit for Georgetown. She said no, but
the City could take bits and pieces from other cities and making it for the City of Georgetown.
Sappington suggested that the Commission address the issues that have been brought up and
look into further issues at a later date. There was much discussion.
Masson spoke about the possibility of addressing former City Officials in the Ordinance.
Harrison spoke about how conflicts and ethics can apply to the bid process as well. Sappington
spoke about broadening it past the City Manager to the rest of staff as well. Holan asked and
Masson said there are personnel policies that cover issues of conflict as well. Sappington said
there are strong positions in the City that could be subject to political pressure from outsiders.
Masson said her office can look into how to broaden the definition of City Official. There was
much discussion about the idea of putting all Ethics regulations for City Officials, staff and the
public all in one place. She noted that would need to be very clear and specific. Walter asked and
Masson said the purchasing and contracts section is rolled into the fiscal and budgetary policy.
Masson summarized what she will be taking away from this discussion. There was a lot of
discussion regarding the San Antonio ordinance, the topics it covers and how it is structured.
The discussion went back to the specific provisions Masson reviewed earlier on in the meeting.
Sappington said he would like to have some sort of Workshop with the City Council. He
suggested getting direction from Council on possible sections to add to the Ethics Ordinance.
Masson said the staff would like the Ordinance to reflect how the City would like to do business
going forward. Vanderpool asked and Masson said it is the Ethics Commission's job to look at
this comprehensively each year and determine whether or not to make changes. Harrison asked
and Masson said she can not say whether or not all City Council members feel the same way
about this Ordinance. Sappington asked if the City should make recommendations based on the
past experiences of Council. Garland said that is probably how some cities got to where they are
with their Ordinances . There was much discussion regarding how to approach amending the
Ordinance.
Sappington said it would be good to approach Council to see how they would like the
Commission to pursue amending the Ordinance. Masson asked if it would be good to determine
the specifics of what to take to Council before going to the Council for their feedback. Harrison
said he thinks the Commission needs direction now. Masson and Brettle expressed their concerns
with a open forum discussion with the Council about the Ordinance. Masson said she thinks
there should be some official action by the Commission for the Council to consider. Sappington
said he does not want Council to be upset that the Commission did not talk to them about these
things first. Brettle spoke about how it would be more effective to approach the Council with
specific items for them to consider. Sappington suggested that Masson pull some examples of
specifics to discuss at the next meeting and then, out of that, the Commission can determine its
recommendations. Masson said the Commission could also do a basic report from the
Commission to the Council on their progress.
Vanderpool asked about the hearing procedures and said there should be a reference to the
hearing procedures in the Ordinance. He spoke about the hearing process and how it relates to
the Ordinance. Vanderpool said the Hearing Procedures are very vague. There was a lot of
discussion regarding the Hearing Procedures and how it sometime contradicts the Ordinance.
Sappington said, knowing what he knows now, he would be afraid of what would happen if
someone filed a complaint. Harrison said he does not have that same fear. Sappington said he
thinks the Commission should clarify who should make the final decision on the complaints.
Vanderpool brought up the ex parte communication letter from the past Chair, Walt Herbert.
There was discussion about possible ways to incorporate a policy regarding ex parte
communication.
6. Adjourn meeting
Adjournment
The meeting was adjourned at 04:39 PM.
Approved :Attest:
_______________________________________________
Board Member Name Secretary